The law of securities regulation / / Thomas Lee Hazen

• Autore: Hazen Thomas Lee <1947->
• Pubblicazione: St. Paul, Minnesota : , : West Academic Publishing, , 2017; ©2017
• Edizione: Seventh edition.
• Descrizione fisica: 1 online resource (1,056 pages) : illustrations
• Disciplina: 346.730666
• Soggetto topico: Securities - United States
• Nota di bibliografia: Includes bibliographical references and index.
• Nota di contenuto: The basic coverage of the securities laws -- Registration requirements of the Securities Act of 1933 -- The 1933 Act registration process and disclosure -- Exemptions from 1933 Act registration -- The theory of sale : corporate recapitalizations, reorganizations and mergers under the 1933 Act -- IPO practices : manipulation, stabilization and hot issues -- Remedies for violations of the Securities Act of 1933 (and other consequences of deficient registration statements) -- State securities laws ("blue sky" laws) -- Securities Exchange Act of 1934 : registration and reporting requirements for publicly traded companies -- Shareholder suffrage : proxy regulation -- Tender offer and takeover regulation -- Manipulation and fraud : civil liability -- Insider reporting and short-swing trading : Securities Exchange Act section 16 -- Market regulation and broker-dealer regulation -- Arbitration of broker-dealer disputes -- Civil and criminal enforcement -- Jurisdictional aspects -- Debt securities and protection of bondholders : the Trust Indenture Act of 1939 -- Federal regulation of investment companies : the Investment Company Act of 1940 -- Investment Advisers Act of 1940 -- Special problems and overview of related laws.
• Titolo autorizzato: Law of securities regulation
• ISBN: 1-68328-170-5
• Formato: Materiale a stampa
• Livello bibliografico: Monografia
• Lingua di pubblicazione: Inglese
• Record Nr.: 9910150250603321
• Lo trovi qui: Univ. Federico II
• Serie: Hornbook series.