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[null,"1.","Record Nr.",null,"UNINA9910150250603321"]
[null,null,"Autore",null,"Hazen Thomas Lee <1947->"]
[null,null,"Titolo",null,"The law of securities regulation / / Thomas Lee Hazen"]
[null,null,"Pubbl/distr/stampa",null,"St. Paul, Minnesota : , : West Academic Publishing, , 2017"]
[{"$nulls":4},"©2017"]
[null,null,"ISBN",null,"1-68328-170-5"]
[null,null,"Edizione",null,"[Seventh edition.]"]
[null,null,"Descrizione fisica",null,"1 online resource (1,056 pages) : illustrations"]
[null,null,"Collana",null,"Hornbook series"]
[null,null,"Disciplina",null,"346.730666"]
[null,null,"Soggetti",null,"Securities - United States"]
[null,null,"Lingua di pubblicazione",null,"Inglese"]
[null,null,"Formato",null,"Materiale a stampa"]
[null,null,null,"Livello bibliografico","Monografia"]
[null,null,null,"Nota di bibliografia","Includes bibliographical references and index."]
[null,null,"Nota di contenuto",null,"The basic coverage of the securities laws -- Registration requirements of the Securities Act of 1933 -- The 1933 Act registration process and disclosure -- Exemptions from 1933 Act registration -- The theory of sale : corporate recapitalizations, reorganizations and mergers under the 1933 Act -- IPO practices : manipulation, stabilization and hot issues -- Remedies for violations of the Securities Act of 1933 (and other consequences of deficient registration statements) -- State securities laws (\"blue sky\" laws) -- Securities Exchange Act of 1934 : registration and reporting requirements for publicly traded companies -- Shareholder suffrage : proxy regulation -- Tender offer and takeover regulation -- Manipulation and fraud : civil liability -- Insider reporting and short-swing trading : Securities Exchange Act section 16 -- Market regulation and broker-dealer regulation -- Arbitration of broker-dealer disputes -- Civil and criminal enforcement -- Jurisdictional aspects -- Debt securities and protection of bondholders : the Trust Indenture Act of 1939 -- Federal regulation of investment companies : the Investment Company Act of 1940 -- Investment Advisers Act of 1940 -- Special problems and overview of related laws."]