LEADER 02426nam 2200421 450 001 9910150250603321 005 20230810001316.0 010 $a1-68328-170-5 035 $a(CKB)3710000000942192 035 $a(MiAaPQ)EBC5245493 035 $a(EXLCZ)993710000000942192 100 $a20180312h20172017 uy 0 101 0 $aeng 135 $aurcnu|||||||| 181 $2rdacontent 182 $2rdamedia 183 $2rdacarrier 200 14$aThe law of securities regulation /$fThomas Lee Hazen 205 $aSeventh edition. 210 1$aSt. Paul, Minnesota :$cWest Academic Publishing,$d2017. 210 4$dİ2017 215 $a1 online resource (1,056 pages) $cillustrations 225 1 $aHornbook series 311 $a0-314-28454-0 320 $aIncludes bibliographical references and index. 327 $aThe basic coverage of the securities laws -- Registration requirements of the Securities Act of 1933 -- The 1933 Act registration process and disclosure -- Exemptions from 1933 Act registration -- The theory of sale : corporate recapitalizations, reorganizations and mergers under the 1933 Act -- IPO practices : manipulation, stabilization and hot issues -- Remedies for violations of the Securities Act of 1933 (and other consequences of deficient registration statements) -- State securities laws ("blue sky" laws) -- Securities Exchange Act of 1934 : registration and reporting requirements for publicly traded companies -- Shareholder suffrage : proxy regulation -- Tender offer and takeover regulation -- Manipulation and fraud : civil liability -- Insider reporting and short-swing trading : Securities Exchange Act section 16 -- Market regulation and broker-dealer regulation -- Arbitration of broker-dealer disputes -- Civil and criminal enforcement -- Jurisdictional aspects -- Debt securities and protection of bondholders : the Trust Indenture Act of 1939 -- Federal regulation of investment companies : the Investment Company Act of 1940 -- Investment Advisers Act of 1940 -- Special problems and overview of related laws. 410 0$aHornbook series. 606 $aSecurities$zUnited States 615 0$aSecurities 676 $a346.730666 700 $aHazen$b Thomas Lee$f1947-$0285672 801 0$bMiAaPQ 801 1$bMiAaPQ 801 2$bMiAaPQ 906 $aBOOK 912 $a9910150250603321 996 $aLaw of securities regulation$9709319 997 $aUNINA