Canada : : Financial Sector Assessment Program-IOSCO Objectives and Principles of Securities Regulation-Detailed Assessment of Implementation

• Pubblicazione: Washington, D.C. : , : International Monetary Fund, , 2014
• Descrizione fisica: 1 online resource (245 p.)
• Disciplina: 332.152
• Soggetto topico: Securities - State supervision - Canada - Evaluation; Securities - State supervision - Canada; Accounting; Investments: General; Public Finance; Industries: Financial Services; Business and Financial; General Financial Markets: General (includes Measurement and Data); Public Administration; Public Sector Accounting and Audits; Auditing; Pension Funds; Non-bank Financial Institutions; Financial Instruments; Institutional Investors; Corporation and Securities Law; Investment & securities; Financial reporting, financial statements; Management accounting & bookkeeping; Finance; Financial services law & regulation; Securities; Financial statements; Mutual funds; Securities regulation; Financial institutions; Public financial management (PFM); Financial regulation and supervision; Financial instruments; Finance, Public; Nonbank financial institutions; Law and legislation
• Soggetto geografico: Canada
• Note generali: Description based upon print version of record.
• Nota di contenuto: Cover; CONTENTS; GLOSSARY; SUMMARY; INTRODUCTION AND SCOPE; DESCRIPTION OF REGULATORY STRUCTURE AND PRACTICES; MARKET STRUCTURE; A. Markets; TABLES; 1. ATS; B. CIS; FIGURE; 1. Market Share Trend (TSX Listed Stocks); 2. Fund Type by AUM; C. Intermediaries; GENERAL PRECONDITIONS FOR EFFECTIVE SECURITIES REGULATION; MAIN FINDINGS; 3. Summary Implementation of the IOSCO Principles-Detailed Assessments; 4. Recommended Action Plan to Improve Implementation of the IOSCO Principles; A. Authorities' Response to the Assessment; DETAILED ASSESSMENT ; 5. Detailed Assessment of Implementation of the IOSCO Principles
• Sommario/riassunto: This paper presents an assessment IMF report on implementation of the International Organization of Securities Commission (IOSCO) principles in Canada. It highlights that developing an integrated and robust view of risks to support supervisory actions remains a key challenge. The IMF report suggests that the securities regulators should continue to take steps to ensure timely decision making in policy formulation. However, the current governance arrangements, based on a consensus building approach across several entities, is expected to affect timeliness of decision making.
• Titolo autorizzato: Canada
• ISBN: 1-4755-2439-0; 1-4755-2391-2; 1-4755-1809-9
• Formato: Materiale a stampa
• Livello bibliografico: Monografia
• Lingua di pubblicazione: Inglese
• Record Nr.: 9910791049403321
• Lo trovi qui: Univ. Federico II
• Serie: IMF Staff Country Reports; Country Report ; ; No. 2014/073