LEADER 05707oam 22013334 450 001 9910791049403321 005 20230803221310.0 010 $a1-4755-2439-0 010 $a1-4755-2391-2 010 $a1-4755-1809-9 035 $a(CKB)2550000001276656 035 $a(EBL)1676594 035 $a(SSID)ssj0001217742 035 $a(PQKBManifestationID)11976852 035 $a(PQKBTitleCode)TC0001217742 035 $a(PQKBWorkID)11207122 035 $a(PQKB)10594808 035 $a(MiAaPQ)EBC1676594 035 $a(Au-PeEL)EBL1676594 035 $a(CaPaEBR)ebr10861166 035 $a(CaONFJC)MIL598657 035 $a(OCoLC)878263386 035 $a(IMF)1CANEE2014011 035 $a(IMF)1CANEA2014011 035 $a(EXLCZ)992550000001276656 100 $a20020129d2014 uf 0 101 0 $aeng 135 $aurcnu|||||||| 181 $ctxt 182 $cc 183 $acr 200 10$aCanada : $eFinancial Sector Assessment Program-IOSCO Objectives and Principles of Securities Regulation-Detailed Assessment of Implementation 210 1$aWashington, D.C. :$cInternational Monetary Fund,$d2014. 215 $a1 online resource (245 p.) 225 1 $aIMF Staff Country Reports 300 $aDescription based upon print version of record. 311 $a1-4755-2385-8 311 $a1-306-67406-9 327 $aCover; CONTENTS; GLOSSARY; SUMMARY; INTRODUCTION AND SCOPE; DESCRIPTION OF REGULATORY STRUCTURE AND PRACTICES; MARKET STRUCTURE; A. Markets; TABLES; 1. ATS; B. CIS; FIGURE; 1. Market Share Trend (TSX Listed Stocks); 2. Fund Type by AUM; C. Intermediaries; GENERAL PRECONDITIONS FOR EFFECTIVE SECURITIES REGULATION; MAIN FINDINGS; 3. Summary Implementation of the IOSCO Principles-Detailed Assessments; 4. Recommended Action Plan to Improve Implementation of the IOSCO Principles; A. Authorities' Response to the Assessment; DETAILED ASSESSMENT 327 $a5. Detailed Assessment of Implementation of the IOSCO Principles 330 3 $aThis paper presents an assessment IMF report on implementation of the International Organization of Securities Commission (IOSCO) principles in Canada. It highlights that developing an integrated and robust view of risks to support supervisory actions remains a key challenge. The IMF report suggests that the securities regulators should continue to take steps to ensure timely decision making in policy formulation. However, the current governance arrangements, based on a consensus building approach across several entities, is expected to affect timeliness of decision making. 410 0$aIMF Staff Country Reports; Country Report ;$vNo. 2014/073 606 $aSecurities$xState supervision$zCanada$xEvaluation 606 $aSecurities$xState supervision$zCanada 606 $aAccounting$2imf 606 $aInvestments: General$2imf 606 $aPublic Finance$2imf 606 $aIndustries: Financial Services$2imf 606 $aBusiness and Financial$2imf 606 $aGeneral Financial Markets: General (includes Measurement and Data)$2imf 606 $aPublic Administration$2imf 606 $aPublic Sector Accounting and Audits$2imf 606 $aAuditing$2imf 606 $aPension Funds$2imf 606 $aNon-bank Financial Institutions$2imf 606 $aFinancial Instruments$2imf 606 $aInstitutional Investors$2imf 606 $aCorporation and Securities Law$2imf 606 $aInvestment & securities$2imf 606 $aFinancial reporting, financial statements$2imf 606 $aManagement accounting & bookkeeping$2imf 606 $aFinance$2imf 606 $aFinancial services law & regulation$2imf 606 $aSecurities$2imf 606 $aFinancial statements$2imf 606 $aMutual funds$2imf 606 $aSecurities regulation$2imf 606 $aFinancial institutions$2imf 606 $aPublic financial management (PFM)$2imf 606 $aFinancial regulation and supervision$2imf 606 $aFinancial instruments$2imf 606 $aFinance, Public$2imf 606 $aNonbank financial institutions$2imf 606 $aLaw and legislation$2imf 607 $aCanada$2imf 615 0$aSecurities$xState supervision$xEvaluation. 615 0$aSecurities$xState supervision 615 7$aAccounting 615 7$aInvestments: General 615 7$aPublic Finance 615 7$aIndustries: Financial Services 615 7$aBusiness and Financial 615 7$aGeneral Financial Markets: General (includes Measurement and Data) 615 7$aPublic Administration 615 7$aPublic Sector Accounting and Audits 615 7$aAuditing 615 7$aPension Funds 615 7$aNon-bank Financial Institutions 615 7$aFinancial Instruments 615 7$aInstitutional Investors 615 7$aCorporation and Securities Law 615 7$aInvestment & securities 615 7$aFinancial reporting, financial statements 615 7$aManagement accounting & bookkeeping 615 7$aFinance 615 7$aFinancial services law & regulation 615 7$aSecurities 615 7$aFinancial statements 615 7$aMutual funds 615 7$aSecurities regulation 615 7$aFinancial institutions 615 7$aPublic financial management (PFM) 615 7$aFinancial regulation and supervision 615 7$aFinancial instruments 615 7$aFinance, Public 615 7$aNonbank financial institutions 615 7$aLaw and legislation 676 $a332.152 712 02$aInternational Monetary Fund, 801 0$bDcWaIMF 906 $aBOOK 912 $a9910791049403321 996 $aCanada$9179841 997 $aUNINA