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Implementing financial regulation : theory and practice / / Joanna Gray and Jenny Hamilton



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Autore: Gray Joanna, L. L .B. Visualizza persona
Titolo: Implementing financial regulation : theory and practice / / Joanna Gray and Jenny Hamilton Visualizza cluster
Pubblicazione: Chichester, England ; ; Hoboken, NJ, : John Wiley & Sons, c2006
Descrizione fisica: 1 online resource (287 p.)
Disciplina: 346.41/082
346.4108
Soggetto topico: Financial services industry - Law and legislation - Great Britain
Financial services industry - State supervision - Great Britain
Financial services industry - Great Britain
Altri autori: HamiltonJenny <1957->  
Note generali: Description based upon print version of record.
Nota di bibliografia: Includes bibliographical references and index.
Nota di contenuto: Implementing Financial Regulation; Contents; Preface; Acknowledgements; 1 Regulation in Context; 2 Aligning Risk and Regulation: FSA's Risk-Based Operating Framework; 3 Regulation within the Regulated Firm: Legislation and Rules; 4 Senior Management Regulation: Evidence and Practice Since N2; 5 The Wider Regulatory and Legal Context for Senior Management; 6 Regulation and the Emergence of the Financial Citizen; 7 An Illustrated Critique of Meta Regulation and Concluding Comments; Index
Sommario/riassunto: Now that the Financial Services and Markets Act 2000 has had a chance to bed itself down and the Financial Services Authority (FSA) is developing its new regulatory toolkit and modus operandi, financial regulation has moved on in interesting directions. This book takes a critical look at the principles and practices behind this regulation, as well as the theory that is involved. This book goes further than a description of the laws that are currently out there, by analysing the impact and implications of the new financial regulations, making it a 'must-read' for law, finance an
Titolo autorizzato: Implementing financial regulation  Visualizza cluster
ISBN: 9786610449132
9781119207115
1119207118
9781280449130
1280449136
9780470869307
0470869305
Formato: Materiale a stampa
Livello bibliografico Monografia
Lingua di pubblicazione: Inglese
Record Nr.: 9911018943603321
Lo trovi qui: Univ. Federico II
Opac: Controlla la disponibilità qui
Serie: Wiley finance series.