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Italy : : Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation



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Titolo: Italy : : Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation Visualizza cluster
Pubblicazione: Washington, D.C. : , : International Monetary Fund, , 2013
Descrizione fisica: 1 online resource (175 p.)
Disciplina: 342.446
Soggetto topico: Foreign trade regulation - Italy
Investments, Foreign
Banks and Banking
Finance: General
Financial Risk Management
Investments: General
Public Finance
Pension Funds
Non-bank Financial Institutions
Financial Instruments
Institutional Investors
General Financial Markets: General (includes Measurement and Data)
Banks
Depository Institutions
Micro Finance Institutions
Mortgages
International Financial Markets
Taxation, Subsidies, and Revenue: General
Auditing
Finance
Investment & securities
Banking
Public finance & taxation
Management accounting & bookkeeping
Financial instruments
Securities
Asset management companies
Legal support in revenue administration
Financial institutions
Asset and liability management
Revenue administration
Public financial management (PFM)
Banks and banking
Asset-liability management
Revenue
Soggetto geografico: Italy
Note generali: Description based upon print version of record.
Nota di contenuto: Cover; CONTENTS; GLOSSARY; EXECUTIVE SUMMARY; INTRODUCTION; INFORMATION AND METHODOLOGY USED FOR THE ASSESSMENT; INSTITUTIONAL STRUCTURE; MARKET STRUCTURE; A. Issuers; B. Collective Investment Schemes (CIS); C. Trading Platforms; D. Intermediaries; PRECONDITIONS FOR EFFECTIVE SECURITIES REGULATION; MAIN FINDINGS; TABLES; 1. Summary Implementation of the IOSCO Principles; 2. Recommended Action Plan to Improve Implementation of the IOSCO Principles; Authorities Response; 3. Detailed Assessment of Implementation of the IOSCO Principles
Sommario/riassunto: This paper discusses main findings of the Detailed Assessment of Observance of International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation in Italy. Italy exhibits a high level of implementation of the IOSCO principles. Overall the legal and regulatory framework is sound, and the regulatory authorities have developed extremely sophisticated arrangements for off-site supervision that have resulted in a robust system of supervision. However, these arrangements need to be complemented by additional on-site inspections to make the system more effective. In addition, the enforcement strategy should be continuously monitored to ensure that there is the right mix of tools to affect behavior.
Titolo autorizzato: Italy  Visualizza cluster
ISBN: 1-4755-3542-2
1-4755-7194-1
1-4755-7232-8
Formato: Materiale a stampa
Livello bibliografico Monografia
Lingua di pubblicazione: Inglese
Record Nr.: 9910790715603321
Lo trovi qui: Univ. Federico II
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Serie: IMF Staff Country Reports; Country Report ; ; No. 2013/353