LEADER 05832oam 22013934 450 001 9910790715603321 005 20230803022756.0 010 $a1-4755-3542-2 010 $a1-4755-7194-1 010 $a1-4755-7232-8 035 $a(CKB)2550000001180105 035 $a(EBL)1588605 035 $a(SSID)ssj0001161241 035 $a(PQKBManifestationID)11748358 035 $a(PQKBTitleCode)TC0001161241 035 $a(PQKBWorkID)11131690 035 $a(PQKB)10989368 035 $a(MiAaPQ)EBC1588605 035 $a(Au-PeEL)EBL1588605 035 $a(CaPaEBR)ebr10825484 035 $a(CaONFJC)MIL560219 035 $a(OCoLC)867928716 035 $a(IMF)1ITAEE2013012 035 $a(IMF)1ITAEA2013012 035 $a(EXLCZ)992550000001180105 100 $a20020129d2013 uf 0 101 0 $aeng 135 $aurcnu|||||||| 181 $ctxt 182 $cc 183 $acr 200 10$aItaly : $eDetailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation 210 1$aWashington, D.C. :$cInternational Monetary Fund,$d2013. 215 $a1 online resource (175 p.) 225 1 $aIMF Staff Country Reports 300 $aDescription based upon print version of record. 311 $a1-4755-3521-X 311 $a1-306-28968-8 327 $aCover; CONTENTS; GLOSSARY; EXECUTIVE SUMMARY; INTRODUCTION; INFORMATION AND METHODOLOGY USED FOR THE ASSESSMENT; INSTITUTIONAL STRUCTURE; MARKET STRUCTURE; A. Issuers; B. Collective Investment Schemes (CIS); C. Trading Platforms; D. Intermediaries; PRECONDITIONS FOR EFFECTIVE SECURITIES REGULATION; MAIN FINDINGS; TABLES; 1. Summary Implementation of the IOSCO Principles; 2. Recommended Action Plan to Improve Implementation of the IOSCO Principles; Authorities Response; 3. Detailed Assessment of Implementation of the IOSCO Principles 330 3 $aThis paper discusses main findings of the Detailed Assessment of Observance of International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation in Italy. Italy exhibits a high level of implementation of the IOSCO principles. Overall the legal and regulatory framework is sound, and the regulatory authorities have developed extremely sophisticated arrangements for off-site supervision that have resulted in a robust system of supervision. However, these arrangements need to be complemented by additional on-site inspections to make the system more effective. In addition, the enforcement strategy should be continuously monitored to ensure that there is the right mix of tools to affect behavior. 410 0$aIMF Staff Country Reports; Country Report ;$vNo. 2013/353 606 $aForeign trade regulation$zItaly 606 $aInvestments, Foreign 606 $aBanks and Banking$2imf 606 $aFinance: General$2imf 606 $aFinancial Risk Management$2imf 606 $aInvestments: General$2imf 606 $aPublic Finance$2imf 606 $aPension Funds$2imf 606 $aNon-bank Financial Institutions$2imf 606 $aFinancial Instruments$2imf 606 $aInstitutional Investors$2imf 606 $aGeneral Financial Markets: General (includes Measurement and Data)$2imf 606 $aBanks$2imf 606 $aDepository Institutions$2imf 606 $aMicro Finance Institutions$2imf 606 $aMortgages$2imf 606 $aInternational Financial Markets$2imf 606 $aTaxation, Subsidies, and Revenue: General$2imf 606 $aAuditing$2imf 606 $aFinance$2imf 606 $aInvestment & securities$2imf 606 $aBanking$2imf 606 $aPublic finance & taxation$2imf 606 $aManagement accounting & bookkeeping$2imf 606 $aFinancial instruments$2imf 606 $aSecurities$2imf 606 $aAsset management companies$2imf 606 $aLegal support in revenue administration$2imf 606 $aFinancial institutions$2imf 606 $aAsset and liability management$2imf 606 $aRevenue administration$2imf 606 $aPublic financial management (PFM)$2imf 606 $aBanks and banking$2imf 606 $aAsset-liability management$2imf 606 $aRevenue$2imf 607 $aItaly$2imf 615 0$aForeign trade regulation 615 0$aInvestments, Foreign. 615 7$aBanks and Banking 615 7$aFinance: General 615 7$aFinancial Risk Management 615 7$aInvestments: General 615 7$aPublic Finance 615 7$aPension Funds 615 7$aNon-bank Financial Institutions 615 7$aFinancial Instruments 615 7$aInstitutional Investors 615 7$aGeneral Financial Markets: General (includes Measurement and Data) 615 7$aBanks 615 7$aDepository Institutions 615 7$aMicro Finance Institutions 615 7$aMortgages 615 7$aInternational Financial Markets 615 7$aTaxation, Subsidies, and Revenue: General 615 7$aAuditing 615 7$aFinance 615 7$aInvestment & securities 615 7$aBanking 615 7$aPublic finance & taxation 615 7$aManagement accounting & bookkeeping 615 7$aFinancial instruments 615 7$aSecurities 615 7$aAsset management companies 615 7$aLegal support in revenue administration 615 7$aFinancial institutions 615 7$aAsset and liability management 615 7$aRevenue administration 615 7$aPublic financial management (PFM) 615 7$aBanks and banking 615 7$aAsset-liability management 615 7$aRevenue 676 $a342.446 712 02$aInternational Monetary Fund. 801 0$bDcWaIMF 906 $aBOOK 912 $a9910790715603321 996 $aItaly$9225186 997 $aUNINA