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Titolo: |
Italy : : Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation
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Pubblicazione: | Washington, D.C. : , : International Monetary Fund, , 2013 |
Edizione: | 1st ed. |
Descrizione fisica: | 1 online resource (175 p.) |
Disciplina: | 342.446 |
Soggetto topico: | Foreign trade regulation - Italy |
Investments, Foreign | |
Banks and Banking | |
Finance: General | |
Financial Risk Management | |
Investments: General | |
Public Finance | |
Pension Funds | |
Non-bank Financial Institutions | |
Financial Instruments | |
Institutional Investors | |
General Financial Markets: General (includes Measurement and Data) | |
Banks | |
Depository Institutions | |
Micro Finance Institutions | |
Mortgages | |
International Financial Markets | |
Taxation, Subsidies, and Revenue: General | |
Auditing | |
Finance | |
Investment & securities | |
Banking | |
Public finance & taxation | |
Management accounting & bookkeeping | |
Financial instruments | |
Securities | |
Asset management companies | |
Legal support in revenue administration | |
Financial institutions | |
Asset and liability management | |
Revenue administration | |
Public financial management (PFM) | |
Banks and banking | |
Asset-liability management | |
Revenue | |
Soggetto geografico: | Italy |
Note generali: | Description based upon print version of record. |
Nota di contenuto: | Cover; CONTENTS; GLOSSARY; EXECUTIVE SUMMARY; INTRODUCTION; INFORMATION AND METHODOLOGY USED FOR THE ASSESSMENT; INSTITUTIONAL STRUCTURE; MARKET STRUCTURE; A. Issuers; B. Collective Investment Schemes (CIS); C. Trading Platforms; D. Intermediaries; PRECONDITIONS FOR EFFECTIVE SECURITIES REGULATION; MAIN FINDINGS; TABLES; 1. Summary Implementation of the IOSCO Principles; 2. Recommended Action Plan to Improve Implementation of the IOSCO Principles; Authorities Response; 3. Detailed Assessment of Implementation of the IOSCO Principles |
Sommario/riassunto: | This paper discusses main findings of the Detailed Assessment of Observance of International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation in Italy. Italy exhibits a high level of implementation of the IOSCO principles. Overall the legal and regulatory framework is sound, and the regulatory authorities have developed extremely sophisticated arrangements for off-site supervision that have resulted in a robust system of supervision. However, these arrangements need to be complemented by additional on-site inspections to make the system more effective. In addition, the enforcement strategy should be continuously monitored to ensure that there is the right mix of tools to affect behavior. |
Titolo autorizzato: | Italy ![]() |
ISBN: | 1-4755-3542-2 |
1-4755-7194-1 | |
1-4755-7232-8 | |
Formato: | Materiale a stampa ![]() |
Livello bibliografico | Monografia |
Lingua di pubblicazione: | Inglese |
Record Nr.: | 9910815254503321 |
Lo trovi qui: | Univ. Federico II |
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