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Record Nr. |
UNINA9910815254503321 |
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Titolo |
Italy : : Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation |
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Pubbl/distr/stampa |
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Washington, D.C. : , : International Monetary Fund, , 2013 |
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ISBN |
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1-4755-3542-2 |
1-4755-7194-1 |
1-4755-7232-8 |
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Edizione |
[1st ed.] |
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Descrizione fisica |
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1 online resource (175 p.) |
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Collana |
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IMF Staff Country Reports |
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Disciplina |
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Soggetti |
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Foreign trade regulation - Italy |
Investments, Foreign |
Banks and Banking |
Finance: General |
Financial Risk Management |
Investments: General |
Public Finance |
Pension Funds |
Non-bank Financial Institutions |
Financial Instruments |
Institutional Investors |
General Financial Markets: General (includes Measurement and Data) |
Banks |
Depository Institutions |
Micro Finance Institutions |
Mortgages |
International Financial Markets |
Taxation, Subsidies, and Revenue: General |
Auditing |
Finance |
Investment & securities |
Banking |
Public finance & taxation |
Management accounting & bookkeeping |
Financial instruments |
Securities |
Asset management companies |
Legal support in revenue administration |
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Financial institutions |
Asset and liability management |
Revenue administration |
Public financial management (PFM) |
Banks and banking |
Asset-liability management |
Revenue |
Italy |
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Lingua di pubblicazione |
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Formato |
Materiale a stampa |
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Livello bibliografico |
Monografia |
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Note generali |
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Description based upon print version of record. |
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Nota di contenuto |
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Cover; CONTENTS; GLOSSARY; EXECUTIVE SUMMARY; INTRODUCTION; INFORMATION AND METHODOLOGY USED FOR THE ASSESSMENT; INSTITUTIONAL STRUCTURE; MARKET STRUCTURE; A. Issuers; B. Collective Investment Schemes (CIS); C. Trading Platforms; D. Intermediaries; PRECONDITIONS FOR EFFECTIVE SECURITIES REGULATION; MAIN FINDINGS; TABLES; 1. Summary Implementation of the IOSCO Principles; 2. Recommended Action Plan to Improve Implementation of the IOSCO Principles; Authorities Response; 3. Detailed Assessment of Implementation of the IOSCO Principles |
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Sommario/riassunto |
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This paper discusses main findings of the Detailed Assessment of Observance of International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation in Italy. Italy exhibits a high level of implementation of the IOSCO principles. Overall the legal and regulatory framework is sound, and the regulatory authorities have developed extremely sophisticated arrangements for off-site supervision that have resulted in a robust system of supervision. However, these arrangements need to be complemented by additional on-site inspections to make the system more effective. In addition, the enforcement strategy should be continuously monitored to ensure that there is the right mix of tools to affect behavior. |
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