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Conduct and accountability in financial services : a practical guide / / Stacey English and Susannah Hammond
| Conduct and accountability in financial services : a practical guide / / Stacey English and Susannah Hammond |
| Autore | English Stacey |
| Pubbl/distr/stampa | London : , : Bloomsbury Publishing, , 2018 |
| Descrizione fisica | 1 online resource (359 pages) |
| Disciplina | 343.02 |
| Soggetto topico |
Business enterprises - Finance
Finance - Law and legislation Global Financial Crisis, 2008-2009 Liability (Law) |
| ISBN |
1-5265-0521-5
1-5265-0523-1 1-5265-0522-3 |
| Formato | Materiale a stampa  |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Chapter 1: Context and drivers for the new regime -- Chapter 2: Key changes from previous regime -- Chapter 3: Specifics based of the Senior Managers and Certification Regime as it applies to banks and large investment firms -- Chapter 4: Specifics of the Senior Managers and Certification Regime for insurers -- Chapter 5: Extension of SM&CR to (almost) all financial services firms -- Chapter 6: Key roles in embedding and overseeing the SM&CR -- Chapter 7: Practical aspects of better risk mitigation -- Chapter 8: Practical challenges to overcome -- Chapter 9: Role of culture and conduct risk -- Chapter 10: Other areas personal liability can arise -- Chapter 11: Enforcement -- Chapter 12: Overarching principles for how to manage personal regulatory risk -- Chapter 13: Regulatory relationship management -- Chapter 14: Technology -- Chapter 15: Overview of related global developments -- Appendix 1: Full timeline -- Appendix 2: Useful sources for senior managers of UK financial services firms |
| Record Nr. | UNINA-9910511659903321 |
English Stacey
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| London : , : Bloomsbury Publishing, , 2018 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Conduct and accountability in financial services : a practical guide / / Stacey English and Susannah Hammond
| Conduct and accountability in financial services : a practical guide / / Stacey English and Susannah Hammond |
| Autore | English Stacey |
| Pubbl/distr/stampa | London : , : Bloomsbury Publishing, , 2018 |
| Descrizione fisica | 1 online resource (359 pages) |
| Disciplina | 343.02 |
| Soggetto topico |
Business enterprises - Finance
Finance - Law and legislation Global Financial Crisis, 2008-2009 Liability (Law) |
| ISBN |
1-5265-0521-5
1-5265-0523-1 1-5265-0522-3 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Chapter 1: Context and drivers for the new regime -- Chapter 2: Key changes from previous regime -- Chapter 3: Specifics based of the Senior Managers and Certification Regime as it applies to banks and large investment firms -- Chapter 4: Specifics of the Senior Managers and Certification Regime for insurers -- Chapter 5: Extension of SM&CR to (almost) all financial services firms -- Chapter 6: Key roles in embedding and overseeing the SM&CR -- Chapter 7: Practical aspects of better risk mitigation -- Chapter 8: Practical challenges to overcome -- Chapter 9: Role of culture and conduct risk -- Chapter 10: Other areas personal liability can arise -- Chapter 11: Enforcement -- Chapter 12: Overarching principles for how to manage personal regulatory risk -- Chapter 13: Regulatory relationship management -- Chapter 14: Technology -- Chapter 15: Overview of related global developments -- Appendix 1: Full timeline -- Appendix 2: Useful sources for senior managers of UK financial services firms |
| Record Nr. | UNINA-9910795319403321 |
|
English Stacey
|
||
| London : , : Bloomsbury Publishing, , 2018 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Conduct and accountability in financial services : a practical guide / / Stacey English and Susannah Hammond
| Conduct and accountability in financial services : a practical guide / / Stacey English and Susannah Hammond |
| Autore | English Stacey |
| Edizione | [1st ed.] |
| Pubbl/distr/stampa | London : , : Bloomsbury Publishing, , 2018 |
| Descrizione fisica | 1 online resource (359 pages) |
| Disciplina | 343.02 |
| Soggetto topico |
Business enterprises - Finance
Finance - Law and legislation Global Financial Crisis, 2008-2009 Liability (Law) |
| ISBN |
9781526505217
1526505215 9781526505231 1526505231 9781526505224 1526505223 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Chapter 1: Context and drivers for the new regime -- Chapter 2: Key changes from previous regime -- Chapter 3: Specifics based of the Senior Managers and Certification Regime as it applies to banks and large investment firms -- Chapter 4: Specifics of the Senior Managers and Certification Regime for insurers -- Chapter 5: Extension of SM&CR to (almost) all financial services firms -- Chapter 6: Key roles in embedding and overseeing the SM&CR -- Chapter 7: Practical aspects of better risk mitigation -- Chapter 8: Practical challenges to overcome -- Chapter 9: Role of culture and conduct risk -- Chapter 10: Other areas personal liability can arise -- Chapter 11: Enforcement -- Chapter 12: Overarching principles for how to manage personal regulatory risk -- Chapter 13: Regulatory relationship management -- Chapter 14: Technology -- Chapter 15: Overview of related global developments -- Appendix 1: Full timeline -- Appendix 2: Useful sources for senior managers of UK financial services firms |
| Record Nr. | UNINA-9910961966503321 |
|
English Stacey
|
||
| London : , : Bloomsbury Publishing, , 2018 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Congressional Oversight Panel August oversight report : the global context and international effects of the TARP
| Congressional Oversight Panel August oversight report : the global context and international effects of the TARP |
| Pubbl/distr/stampa | Washington : , : U.S. G.P.O., , 2010 |
| Descrizione fisica | 1 online resource (iii, 127 pages) : illustrations |
| Soggetto topico |
Global Financial Crisis, 2008-2009
Globalization - Economic aspects Financial institutions - Investments - United States Financial crises - United States Bank assets - United States Financial crises - Prevention International finance |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Congressional Oversight Panel August Oversight Report |
| Record Nr. | UNINA-9910703063603321 |
| Washington : , : U.S. G.P.O., , 2010 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Congressional Oversight Panel January oversight report [[electronic resource] ] : an update on TARP support for the domestic automotive industry
| Congressional Oversight Panel January oversight report [[electronic resource] ] : an update on TARP support for the domestic automotive industry |
| Pubbl/distr/stampa | Washington : , : U.S. G.P.O., , 2011 |
| Descrizione fisica | 1 online resource (iii, 134 pages) : illustrations |
| Soggetto topico |
Automobile industry and trade - United States - Finance
Global Financial Crisis, 2008-2009 Financial crises - Government policy - United States |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Congressional Oversight Panel January Oversight Report |
| Record Nr. | UNINA-9910703172403321 |
| Washington : , : U.S. G.P.O., , 2011 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Congressional Oversight Panel June oversight report [[electronic resource] ] : stress testing and shoring up bank capital
| Congressional Oversight Panel June oversight report [[electronic resource] ] : stress testing and shoring up bank capital |
| Pubbl/distr/stampa | Washington : , : U.S. G.P.O., , 2009 |
| Descrizione fisica |
iii, 142 pages : illustrations ; ; 24 cm
1 online resource (iii, 142 pages) : illustrations |
| Soggetto topico |
Bank capital - United States
Bank assets - United States Bank holding companies - United States - Evaluation Global Financial Crisis, 2008-2009 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Congressional Oversight Panel June Oversight Report |
| Record Nr. | UNINA-9910702815203321 |
| Washington : , : U.S. G.P.O., , 2009 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Congressional Oversight Panel March oversight report [[electronic resource] ] : the final report of the Congressional Oversight Panel
| Congressional Oversight Panel March oversight report [[electronic resource] ] : the final report of the Congressional Oversight Panel |
| Pubbl/distr/stampa | Washington : , : U.S. G.P.O., , 2011 |
| Descrizione fisica | 1 online resource (vii, 196 pages) : illustrations |
| Soggetto topico |
Global Financial Crisis, 2008-2009
Economic stabilization - United States Financial crises - Government policy - United States |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Congressional Oversight Panel March Oversight Report |
| Record Nr. | UNINA-9910703148303321 |
| Washington : , : U.S. G.P.O., , 2011 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
The consequences of the global financial crisis [[electronic resource] ] : the rhetoric of reform and regulation / / edited by Wyn Grant and Graham K. Wilson
| The consequences of the global financial crisis [[electronic resource] ] : the rhetoric of reform and regulation / / edited by Wyn Grant and Graham K. Wilson |
| Pubbl/distr/stampa | Oxford, : Oxford University Press, 2012 |
| Descrizione fisica | 1 online resource (xiv, 272 pages) : illustrations, charts; digital, PDF file(s) |
| Disciplina | 330.90511 |
| Altri autori (Persone) |
GrantWyn
WilsonGraham K |
| Soggetto topico |
Global Financial Crisis, 2008-2009
Financial institutions - Government policy International finance - Law and legislation |
| ISBN |
9780191741586
9780191635007 0191635006 9780199641987 0199641986 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Record Nr. | UNISA-996213446703316 |
| Oxford, : Oxford University Press, 2012 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. di Salerno | ||
| ||
The consequences of the global financial crisis : the rhetoric of reform and regulation / / edited by Wyn Grant and Graham K. Wilson
| The consequences of the global financial crisis : the rhetoric of reform and regulation / / edited by Wyn Grant and Graham K. Wilson |
| Pubbl/distr/stampa | Oxford, : Oxford University Press, 2012 |
| Descrizione fisica | 1 online resource (xiv, 272 pages) : illustrations, charts; digital, PDF file(s) |
| Disciplina | 330.90511 |
| Altri autori (Persone) |
GrantWyn
WilsonGraham K |
| Soggetto topico |
Global Financial Crisis, 2008-2009
Financial institutions - Government policy International finance - Law and legislation |
| ISBN |
9780191741586
9780191635007 0191635006 9780199641987 0199641986 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Record Nr. | UNINA-9910132532803321 |
| Oxford, : Oxford University Press, 2012 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
The consequences of the international crisis on European SMEs / / edited by Bruno Dallago and Chiara Guglielmetti
| The consequences of the international crisis on European SMEs / / edited by Bruno Dallago and Chiara Guglielmetti |
| Pubbl/distr/stampa | London ; ; New York, N.Y. : , : Routledge, , 2012 |
| Descrizione fisica | 1 online resource (321 p.) |
| Disciplina | 338.6/42094 |
| Altri autori (Persone) |
DallagoBruno <1950->
GuglielmettiChiara |
| Collana | Routledge studies in the European economy |
| Soggetto topico |
Small business - Europe
Global Financial Crisis, 2008-2009 |
| Soggetto genere / forma | Electronic books. |
| ISBN |
0-203-08426-8
1-283-87162-9 1-136-19051-1 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Introduction / Chiara Guglielmatti -- The global economic crisis and its impacts on SMEs -- The US financial crisis : a long day's journey into night / Steven Rosefielde -- The EU crisis seen from the bottom : the perspective of vulnerable economies on eurozone troubles / Bruno Dallago and Chiara Guglielmetti -- Financial crises and labour markets : comparative evidences / Marcello Signorelli -- European policis to promote the access to finance of SMEs / Elisabetta Pederzini Part II: SMEs' Vulnerability and Resilience -- Vulnerable or resilient? : SMEs and the economic crisis in the UK -- Access to finance, access to markets, excess of bureaucracy : the three problems of SME development / Andrej Rus -- Polish and Hungarian SMEs facing the crisis / Karoly Attila Soos -- Riding the economic downturn : cooperatives in Europe / Michele Rondinelli and Anna Sarateanu -- SMEs and local development -- Industrial districts in front of the financial crisis : network structure, variety, risk sharing, and resilience / Giulio Cainelli, Sandro Montressor, and Giuseppe Vittucci Marzetti -- Economic structure, reaction to the crisis and entrepreneurs' expectations in a mature regional economy : the case of Lombardia / Donatella Baiardi and Marco Percoco -- Who are the entrepreneurs that help the economy emerge from crisis? / Ferran Vendrell-Herrero, José Luís González-Pernía, and Iñaki Peña-Legazkue -- Federal grants for local development to stop economic decline? : lessons from Germany / Peter Haug and Martin T.W. Rosenfeld. |
| Record Nr. | UNINA-9910452888403321 |
| London ; ; New York, N.Y. : , : Routledge, , 2012 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Soggetto topico
-
Global Financial Crisis, 2008-2009
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- Financial crises (96)
- Finance (66)
- International finance (53)
- Macroeconomics (50)