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H.R. 2420, the Mutual Funds Integrity and Fee Transparency Act of 2003 : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, June 18, 2003
| H.R. 2420, the Mutual Funds Integrity and Fee Transparency Act of 2003 : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, June 18, 2003 |
| Descrizione fisica | 1 online resource (v, 331 p.) |
| Soggetto topico |
Mutual funds - Law and legislation - United States
Disclosure of information - Law and legislation - United States Stockbrokers - Fees - United States |
| Soggetto non controllato |
Mutual funds
Disclosure of information Brokers Business & economics Law |
| Formato | Materiale a stampa  |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | H.R. 2420, the Mutual Funds Integrity and Fee Transparency Act of 2003 |
| Record Nr. | UNINA-9910689602503321 |
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Mutual fund trading abuses : hearing before the Subcommittee on Commercial and Administrative Law of the Committee on the Judiciary, House of Representatives, One Hundred Ninth Congress, first session, June 7, 2005
| Mutual fund trading abuses : hearing before the Subcommittee on Commercial and Administrative Law of the Committee on the Judiciary, House of Representatives, One Hundred Ninth Congress, first session, June 7, 2005 |
| Descrizione fisica | 1 online resource (iii, 101 p.) |
| Soggetto topico | Mutual funds - Corrupt practices - United States |
| Soggetto non controllato |
United States
Mutual funds Business & economics |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Mutual fund trading abuses |
| Record Nr. | UNINA-9910693932803321 |
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Mutual funds : a review of the regulatory landscape : hearing before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, first session, May 10, 2005
| Mutual funds : a review of the regulatory landscape : hearing before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, first session, May 10, 2005 |
| Descrizione fisica | 1 online resource (v, 110 p.) |
| Soggetto topico |
Mutual funds - United States
Mutual funds - Law and legislation - United States |
| Soggetto non controllato |
Mutual funds
Business & economics |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Mutual funds |
| Record Nr. | UNINA-9910694093403321 |
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Oversight hearing on mutual funds : hidden fees, misgovernance and other practices that harm investors : hearing before the Financial Management, the Budget, and International Security Subcommittee of the Committee on Governmental Affairs, United States Senate, One Hundred Eighth Congress, second session, January 27, 2004
| Oversight hearing on mutual funds : hidden fees, misgovernance and other practices that harm investors : hearing before the Financial Management, the Budget, and International Security Subcommittee of the Committee on Governmental Affairs, United States Senate, One Hundred Eighth Congress, second session, January 27, 2004 |
| Descrizione fisica | 1 online resource (iv, 337 p.) : ill |
| Soggetto topico |
Mutual funds - Prices - United States
Stockbrokers - United States |
| Soggetto non controllato |
Mutual funds
Brokers Business & economics |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Oversight hearing on mutual funds |
| Record Nr. | UNINA-9910689799403321 |
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Private equity for small firms : the importance of the Participating Securities program : hearing before the Committee on Small Business, House of Representatives, One Hundred Ninth Congress, first session, Washington, DC, April 13, 2005
| Private equity for small firms : the importance of the Participating Securities program : hearing before the Committee on Small Business, House of Representatives, One Hundred Ninth Congress, first session, Washington, DC, April 13, 2005 |
| Descrizione fisica | 1 online resource (iii, 77 p.) : ill |
| Soggetto topico | Small business investment companies - United States |
| Soggetto non controllato |
Small business
Mutual funds Business & economics |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Private equity for small firms |
| Record Nr. | UNINA-9910693912803321 |
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
|
Review of current investigations and regulatory actions regarding the mutual fund industry : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first and second session, on investigations and regulatory actions regarding the mutual fund industry and investors' protection, November 18, 20, 2003, February 25, 26, March 2, 10, 23, 31, and April 8, 2004
| Review of current investigations and regulatory actions regarding the mutual fund industry : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first and second session, on investigations and regulatory actions regarding the mutual fund industry and investors' protection, November 18, 20, 2003, February 25, 26, March 2, 10, 23, 31, and April 8, 2004 |
| Descrizione fisica | 1 online resource (vii, 1118 p.) : ill |
| Soggetto topico |
Mutual funds - Corrupt practices - United States
Governmental investigations - United States |
| Soggetto non controllato |
United States
Mutual funds Governmental investigations Business & economics Political science |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Review of current investigations and regulatory actions regarding the mutual fund industry |
| Record Nr. | UNINA-9910689867803321 |
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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The role of state securities regulators in protecting investors : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on efforts to enforce securities laws, investment adviser registration and licensing, state investigations into mutual fund industry abuses, and investor education programs, June 2, 2004
| The role of state securities regulators in protecting investors : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on efforts to enforce securities laws, investment adviser registration and licensing, state investigations into mutual fund industry abuses, and investor education programs, June 2, 2004 |
| Descrizione fisica | 1 online resource (iii, 54 p.) |
| Soggetto topico |
Financial services industry - Corrupt practices - United States - States - Prevention
Investment advisors - Legal status, laws, etc - United States - States Mutual funds - Corrupt practices - United States - States - Prevention Securities fraud - United States - States - Prevention Consumer protection - United States - States |
| Soggetto non controllato |
United States
Financial services industry Investment advisors Mutual funds Securities fraud Consumer protection Business & economics Reference |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Role of state securities regulators in protecting investors |
| Record Nr. | UNINA-9910694059103321 |
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Strategic planning, resource allocation, and crisis management : is the SEC ready? : hearing before the Subcommittee on Government Efficiency and Financial Management of the Committee on Government Reform, House of Representatives, One Hundred Eighth Congress, second session, April 20, 2004
| Strategic planning, resource allocation, and crisis management : is the SEC ready? : hearing before the Subcommittee on Government Efficiency and Financial Management of the Committee on Government Reform, House of Representatives, One Hundred Eighth Congress, second session, April 20, 2004 |
| Descrizione fisica | 1 online resource (iii, 104 p.) |
| Soggetto topico |
Securities - Government policy - United States
Mutual funds - Government policy - United States |
| Soggetto non controllato |
United States
Securities Mutual funds Business & economics |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Strategic planning, resource allocation, and crisis management |
| Record Nr. | UNINA-9910689891403321 |
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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