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An Act to Amend the Securities Exchange Act of 1934 to Remove Barriers to Competition, to Foster Development of a National Securities Market System and a National Clearance and Settlement System, to Make Uniform the Securities and Exchange Commission's Authority over Self-regulatory Organizations, to Provide for Regulation of Brokers, Dealers and Banks Trading in Municipal Securities, to Facilitate Collection and Public Dissemination of Information Concerning the Holdings of and Transactions in Securities by Institutional Investment Managers, and for Other Purposes
| An Act to Amend the Securities Exchange Act of 1934 to Remove Barriers to Competition, to Foster Development of a National Securities Market System and a National Clearance and Settlement System, to Make Uniform the Securities and Exchange Commission's Authority over Self-regulatory Organizations, to Provide for Regulation of Brokers, Dealers and Banks Trading in Municipal Securities, to Facilitate Collection and Public Dissemination of Information Concerning the Holdings of and Transactions in Securities by Institutional Investment Managers, and for Other Purposes |
| Pubbl/distr/stampa | [Washington, D.C.] : , : [U.S. Government Printing Office], , [1975] |
| Descrizione fisica | 1 online resource (74 unnumbered pages) |
| Soggetto topico |
Securities - United States
Stock exchanges - Law and legislation - United States |
| Soggetto genere / forma | Statutes and codes. |
| Formato | Materiale a stampa  |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Record Nr. | UNINA-9910713573103321 |
| [Washington, D.C.] : , : [U.S. Government Printing Office], , [1975] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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An Act to Provide for the Regulation of Securities Exchanges and of Over-the-Counter Markets Operating in Interstate and Foreign Commerce and through the Mails. to Prevent Inequitable and Unfair Practices on Such Exchanges and Markets, and for Other Purposes
| An Act to Provide for the Regulation of Securities Exchanges and of Over-the-Counter Markets Operating in Interstate and Foreign Commerce and through the Mails. to Prevent Inequitable and Unfair Practices on Such Exchanges and Markets, and for Other Purposes |
| Edizione | [Corrected print.] |
| Pubbl/distr/stampa | [Washington, D.C.] : , : [U.S. Government Printing Office], , [1934] |
| Descrizione fisica | 1 online resource (31 pages) |
| Soggetto topico |
Securities - United States
Stock exchanges - Law and legislation - United States |
| Soggetto genere / forma | Statutes and codes. |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Record Nr. | UNINA-9910702744303321 |
| [Washington, D.C.] : , : [U.S. Government Printing Office], , [1934] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Equity market structure : a review of SEC regulation NMS : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, second session, February 28th, 2014
| Equity market structure : a review of SEC regulation NMS : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, second session, February 28th, 2014 |
| Pubbl/distr/stampa | Washington : , : U.S. Government Printing Office, , 2014 |
| Descrizione fisica | 1 online resource (v, 73 pages) |
| Soggetto topico | Stock exchanges - Law and legislation - United States |
| Soggetto genere / forma | Legislative hearings. |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Equity market structure |
| Record Nr. | UNINA-9910702685503321 |
| Washington : , : U.S. Government Printing Office, , 2014 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Equity trading round-up : proposals for strengthening the markets / / Robert A. Schwartz, John Aidan Byrne, Eileen Stempel, editors
| Equity trading round-up : proposals for strengthening the markets / / Robert A. Schwartz, John Aidan Byrne, Eileen Stempel, editors |
| Edizione | [1st ed. 2021.] |
| Pubbl/distr/stampa | Cham, Switzerland : , : Springer, , [2021] |
| Descrizione fisica | 1 online resource (XX, 159 p. 7 illus., 6 illus. in color.) |
| Disciplina | 346.73092 |
| Collana | Zicklin School of Business Financial Markets Series |
| Soggetto topico |
Stock exchanges - Law and legislation - United States
Stocks |
| ISBN | 3-030-51015-8 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Preface -- List of Participants -- Conference Sponsors -- Chapter 1: Trading, Clearing, Custody and the Worldwide Evolution of Exchanges as Unique Organizations -- Chapter 2: Coping with Liquidity Provision -- Chapter 3: The View from Here -- Chapter 4: Coping with the Dynamics of a Continuous Market -- Chapter 5: Strengthening the Infrastructure -- Chapter 6: A Closer Look at How to Improve and Repair Market Structure -- Chapter 7: Regulatory Initiatives -- Chapter 8: Unravelling the Complexity of Market Structure -- Chapter 9: A Liquidity Program to Stabilize Equity Markets -- Chapter 10: Invited Editorial: Combating Turbulence in the Equity Markets: Get the Listed Companies on Board. |
| Record Nr. | UNINA-9910483130903321 |
| Cham, Switzerland : , : Springer, , [2021] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Federal securities law [[electronic resource] /] / Thomas Lee Hazen ; legal editor: Kris Markarian
| Federal securities law [[electronic resource] /] / Thomas Lee Hazen ; legal editor: Kris Markarian |
| Autore | Hazen Thomas Lee <1947-> |
| Edizione | [3rd ed.] |
| Pubbl/distr/stampa | [Washington, D.C.] : , : Federal Judicial Center, , 2011 |
| Descrizione fisica | 1 online resource (ix, 201 pages) |
| Altri autori (Persone) | MarkarianKris |
| Soggetto topico |
Securities - United States
Stock exchanges - Law and legislation - United States |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | 1. Introduction -- 2. Scope and reach of securities laws -- 3. Regulating distribution of securities - Securities Act of 1933 -- 4. Regulating issuers, securities professionals, and securities markets - Securities Exchange Act of 1934. |
| Record Nr. | UNINA-9910693606103321 |
Hazen Thomas Lee <1947->
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| [Washington, D.C.] : , : Federal Judicial Center, , 2011 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Main Street Growth Act : report together with minority views (to accompany H.R. 4638) (including cost estimate of the Congressional Budget Office)
| Main Street Growth Act : report together with minority views (to accompany H.R. 4638) (including cost estimate of the Congressional Budget Office) |
| Pubbl/distr/stampa | [Washington, D.C.] : , : [U.S. Government Publishing Office], , [2016] |
| Descrizione fisica | 1 online resource (30 pages) |
| Collana | Report / 114th Congress, 2d session, House of Representatives |
| Soggetto topico |
Venture capital - Law and legislation - United States
Stock exchanges - Law and legislation - United States Small business - Finance - Law and legislation - United States |
| Soggetto genere / forma | Legislative materials. |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Main Street Growth Act |
| Record Nr. | UNINA-9910707252403321 |
| [Washington, D.C.] : , : [U.S. Government Publishing Office], , [2016] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Market Data Protection Act of 2017 : report (to accompany H.R. 3973) (including cost estimate of the Congressional Budget Office)
| Market Data Protection Act of 2017 : report (to accompany H.R. 3973) (including cost estimate of the Congressional Budget Office) |
| Pubbl/distr/stampa | [Washington, D.C.] : , : [U.S. Government Publishing Office], , [2017] |
| Descrizione fisica | 1 online resource (45 pages) |
| Collana | Report / 115th Congress, 1st session, House of Representatives |
| Soggetto topico |
Stock exchanges - Law and legislation - United States
Data protection - Law and legislation - United States |
| Soggetto genere / forma | Legislative materials. |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Market Data Protection Act of 2017 |
| Record Nr. | UNINA-9910706588703321 |
| [Washington, D.C.] : , : [U.S. Government Publishing Office], , [2017] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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National Securities Exchange Regulatory Parity Act : report together with minority views (to accompany H.R. 4546) (including cost estimate of the Congressional Budget Office)
| National Securities Exchange Regulatory Parity Act : report together with minority views (to accompany H.R. 4546) (including cost estimate of the Congressional Budget Office) |
| Pubbl/distr/stampa | [Washington, D.C.] : , : [U.S. Government Publishing Office], , [2018] |
| Descrizione fisica | 1 online resource (14 pages) |
| Collana | Report / 115th Congress, 2d session, House of Representatives |
| Soggetto topico |
Stock exchanges - Law and legislation - United States
Securities - United States |
| Soggetto genere / forma | Legislative materials. |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | National Securities Exchange Regulatory Parity Act |
| Record Nr. | UNINA-9910706710803321 |
| [Washington, D.C.] : , : [U.S. Government Publishing Office], , [2018] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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National Securities Exchange Regulatory Parity Act of 2016 : report together with minority views (to accompany H.R. 5421) (including cost estimate of the Congressional Budget Office)
| National Securities Exchange Regulatory Parity Act of 2016 : report together with minority views (to accompany H.R. 5421) (including cost estimate of the Congressional Budget Office) |
| Pubbl/distr/stampa | [Washington, D.C.] : , : [U.S. Government Publishing Office], , [2016] |
| Descrizione fisica | 1 online resource (12 pages) |
| Collana | Report / 114th Congress, 2d session, House of Representatives |
| Soggetto topico |
Stock exchanges - Law and legislation - United States
Securities - United States |
| Soggetto genere / forma | Legislative materials. |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | National Securities Exchange Regulatory Parity Act of 2016 |
| Record Nr. | UNINA-9910707362903321 |
| [Washington, D.C.] : , : [U.S. Government Publishing Office], , [2016] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Regulation NMS : the SEC's view : hearing before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, first session, March 15, 2005
| Regulation NMS : the SEC's view : hearing before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, first session, March 15, 2005 |
| Descrizione fisica | 1 online resource (v, 83 p.) |
| Soggetto topico |
Stock exchanges - Law and legislation - United States
Trade regulation - United States |
| Soggetto non controllato |
Stock exchanges
Trade regulation Law |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Regulation NMS |
| Record Nr. | UNINA-9910694088503321 |
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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