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Practices related to naked short selling complaints and referrals [[electronic resource]]
| Practices related to naked short selling complaints and referrals [[electronic resource]] |
| Pubbl/distr/stampa | Washington, D.C. : , : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, , [2009] |
| Descrizione fisica | 1 online resource (viii, 44 pages) |
| Collana | Report |
| Soggetto topico |
Short selling (Securities) - Law and legislation - United States
Complaints (Administrative procedure) - United States |
| Formato | Materiale a stampa  |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Record Nr. | UNINA-9910699143203321 |
| Washington, D.C. : , : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, , [2009] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Regulation SHO [[electronic resource] ] : recent actions appear to have initially reduced failures to deliver, but more industry guidance is needed : report to congressional requesters
| Regulation SHO [[electronic resource] ] : recent actions appear to have initially reduced failures to deliver, but more industry guidance is needed : report to congressional requesters |
| Pubbl/distr/stampa | [Washington, D.C.] : , : U.S. Govt. Accountability Office, , [2009] |
| Descrizione fisica | 1 online resource (v, 106 pages) : illustrations |
| Soggetto topico |
Short selling (Securities) - Law and legislation - United States
Securities industry - United States |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Regulation SHO |
| Record Nr. | UNINA-9910699073803321 |
| [Washington, D.C.] : , : U.S. Govt. Accountability Office, , [2009] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
