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Asset sales report
| Asset sales report |
| Pubbl/distr/stampa | [New York, N.Y., : American Banker-Bond Buyer] |
| Descrizione fisica | 1 online resource |
| Disciplina | 332 |
| Soggetto topico |
Mortgage bonds
Mortgages Securities Asset-backed financing Securities industry |
| Formato | Materiale a stampa  |
| Livello bibliografico | Periodico |
| Lingua di pubblicazione | eng |
| Record Nr. | UNISA-996211356003316 |
| [New York, N.Y., : American Banker-Bond Buyer] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. di Salerno | ||
| ||
Asset securitization report
| Asset securitization report |
| Pubbl/distr/stampa | New York, NY, : Thomson Media |
| Descrizione fisica | 1 online resource |
| Disciplina | 332 |
| Soggetto topico |
Mortgage bonds
Mortgages Securities Asset-backed financing Securities industry |
| Soggetto genere / forma | Periodicals. |
| ISSN | 0894-6179 |
| Formato | Materiale a stampa |
| Livello bibliografico | Periodico |
| Lingua di pubblicazione | eng |
| Record Nr. | UNISA-996216611903316 |
| New York, NY, : Thomson Media | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. di Salerno | ||
| ||
Asset securitization report
| Asset securitization report |
| Pubbl/distr/stampa | New York, NY, : Thomson Media |
| Descrizione fisica | 1 online resource |
| Disciplina | 332 |
| Soggetto topico |
Mortgage bonds
Mortgages Securities Asset-backed financing Securities industry |
| Soggetto genere / forma | Periodicals. |
| Formato | Materiale a stampa |
| Livello bibliografico | Periodico |
| Lingua di pubblicazione | eng |
| Record Nr. | UNINA-9910223988803321 |
| New York, NY, : Thomson Media | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Canadian investment guide
| Canadian investment guide |
| Pubbl/distr/stampa | Toronto, : Transcontinental Media, c2004- |
| Descrizione fisica | 1 online resource |
| Disciplina | 332.63 |
| Soggetto topico |
Securities industry - Canada
Investments - Canada Investments Securities industry |
| Soggetto genere / forma | Periodicals. |
| ISSN | 1717-7405 |
| Classificazione | cci1icc |
| Formato | Materiale a stampa |
| Livello bibliografico | Periodico |
| Lingua di pubblicazione | eng |
| Record Nr. | UNINA-9910731493203321 |
| Toronto, : Transcontinental Media, c2004- | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
The Challenge of Enforcement in Securities Markets : : Mission Impossible? / / Ana Carvajal, Jennifer Elliott
| The Challenge of Enforcement in Securities Markets : : Mission Impossible? / / Ana Carvajal, Jennifer Elliott |
| Autore | Carvajal Ana |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2009 |
| Descrizione fisica | 1 online resource (39 p.) |
| Altri autori (Persone) | ElliottJennifer |
| Collana | IMF Working Papers |
| Soggetto topico |
Securities industry
Securities fraud Investments: General Public Finance Industries: Financial Services Business and Financial Corporation and Securities Law Taxation, Subsidies, and Revenue: General General Financial Markets: General (includes Measurement and Data) General Financial Markets: Government Policy and Regulation Financial Institutions and Services: Government Policy and Regulation Financial services law & regulation Public finance & taxation Investment & securities Finance Securities regulation Legal support in revenue administration Securities Financial regulation and supervision Financial services Nonbank financial institutions Law and legislation Revenue Financial instruments Financial services industry |
| ISBN |
1-4623-5375-4
1-4527-2786-4 1-4518-7315-8 9786612843815 1-282-84381-8 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Contents; I. Introduction; II. What is Enforcement?; III. The Importance of Enforcement; IV. Framework for Enforcement; 1. Clear mandate; 2. Broad authority to investigate and obtain evidence; 3. Ability to act immediately; 4. Authority to bring charges and impose a wide range of sanctions; 5. Active criminal enforcement; 6. Ability to provide cooperation to foreign regulators; V. Enforcement Capacity; 1. Independence and political will; 2. Staffing and resources; 3. Adequate organizational structure; 4. Effective court system; VI. Measuring the Effectiveness of Enforcement; VII. Conclusion |
| Record Nr. | UNINA-9910788230303321 |
Carvajal Ana
|
||
| Washington, D.C. : , : International Monetary Fund, , 2009 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
The Challenge of Enforcement in Securities Markets : : Mission Impossible? / / Ana Carvajal, Jennifer Elliott
| The Challenge of Enforcement in Securities Markets : : Mission Impossible? / / Ana Carvajal, Jennifer Elliott |
| Autore | Carvajal Ana |
| Edizione | [1st ed.] |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2009 |
| Descrizione fisica | 1 online resource (39 p.) |
| Disciplina | 364.163 |
| Altri autori (Persone) | ElliottJennifer |
| Collana | IMF Working Papers |
| Soggetto topico |
Securities industry
Securities fraud Business and Financial Corporation and Securities Law Finance Financial Institutions and Services: Government Policy and Regulation Financial instruments Financial regulation and supervision Financial services industry Financial services law & regulation Financial services General Financial Markets: General (includes Measurement and Data) General Financial Markets: Government Policy and Regulation Industries: Financial Services Investment & securities Investments: General Law and legislation Legal support in revenue administration Nonbank financial institutions Public finance & taxation Public Finance Revenue Securities regulation Securities Taxation, Subsidies, and Revenue: General |
| ISBN |
1-4623-5375-4
1-4527-2786-4 1-4518-7315-8 9786612843815 1-282-84381-8 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Contents; I. Introduction; II. What is Enforcement?; III. The Importance of Enforcement; IV. Framework for Enforcement; 1. Clear mandate; 2. Broad authority to investigate and obtain evidence; 3. Ability to act immediately; 4. Authority to bring charges and impose a wide range of sanctions; 5. Active criminal enforcement; 6. Ability to provide cooperation to foreign regulators; V. Enforcement Capacity; 1. Independence and political will; 2. Staffing and resources; 3. Adequate organizational structure; 4. Effective court system; VI. Measuring the Effectiveness of Enforcement; VII. Conclusion |
| Record Nr. | UNINA-9910828972203321 |
|
Carvajal Ana
|
||
| Washington, D.C. : , : International Monetary Fund, , 2009 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
The challenge of enforcement in the securities markets [[electronic resource] ] : mission impossible? / / prepared by Ana Carvajal and Jennifer Elliott
| The challenge of enforcement in the securities markets [[electronic resource] ] : mission impossible? / / prepared by Ana Carvajal and Jennifer Elliott |
| Autore | Carvajal Ana |
| Pubbl/distr/stampa | [Washington, DC], : International Monetary Fund, MCM, 2009 |
| Descrizione fisica | 1 online resource (39 p.) |
| Altri autori (Persone) | ElliottJennifer A. <1962-> |
| Collana | IMF working paper |
| Soggetto topico |
Securities industry
Securities fraud |
| Soggetto genere / forma | Electronic books. |
| ISBN |
1-4623-5375-4
1-4527-2786-4 1-4518-7315-8 9786612843815 1-282-84381-8 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Contents; I. Introduction; II. What is Enforcement?; III. The Importance of Enforcement; IV. Framework for Enforcement; 1. Clear mandate; 2. Broad authority to investigate and obtain evidence; 3. Ability to act immediately; 4. Authority to bring charges and impose a wide range of sanctions; 5. Active criminal enforcement; 6. Ability to provide cooperation to foreign regulators; V. Enforcement Capacity; 1. Independence and political will; 2. Staffing and resources; 3. Adequate organizational structure; 4. Effective court system; VI. Measuring the Effectiveness of Enforcement; VII. Conclusion |
| Record Nr. | UNINA-9910464002703321 |
|
Carvajal Ana
|
||
| [Washington, DC], : International Monetary Fund, MCM, 2009 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Corporate actions [[electronic resource] ] : a guide to securities event management / / Michael Simmons and Elaine Dalgleish
| Corporate actions [[electronic resource] ] : a guide to securities event management / / Michael Simmons and Elaine Dalgleish |
| Autore | Simmons Michael <1951-> |
| Pubbl/distr/stampa | Chichester, West Sussex, England ; ; Hoboken, NJ, : John Wiley, c2006 |
| Descrizione fisica | 1 online resource (429 p.) |
| Disciplina |
332.632068
658.15/224 |
| Altri autori (Persone) | DalgleishElaine |
| Collana | Wiley finance series |
| Soggetto topico |
Securities industry
Corporations - Finance - Management |
| Soggetto genere / forma | Electronic books. |
| ISBN |
1-118-67345-X
1-280-33990-X 9786610339907 0-470-87067-2 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
Corporate Actions; Contents; Introduction; Acknowledgements; About the Authors; PART I INTRODUCTORY ELEMENTS; 1 Basic Corporate Action Concepts; 1.1 Introduction; 1.2 Definition of Corporate Actions; 1.3 Purpose of Corporate Actions; 1.4 Impact of Corporate Actions; 1.4.1 Impact from the Position Holder 's Perspective; 1.4.2 Impact on the Price of the Underlying Security; 1.5 The Lifecycle of a Corporate Action; 1.5.1 Mandatory (Generic) Lifecycle; 1.5.2 Mandatory with Options Lifecycle; 1.5.3 Voluntary Lifecycle; 1.5.4 Multi-Stage Lifecycle; 1.5.5 Issuer Notices Lifecycle; 1.6 Summary
2 Event Description and Classification2.1 Introduction; 2.2 Event Descriptions; 2.2.1 Payment of Interest Due; 2.2.2 Payment of Income Earned; 2.2.3 Distribution of Capital Reserves; 2.2.4 Equity Restructure; 2.2.5 Debt Restructure against Equity (Issued Capital); 2.2.6 Debt Redemption; 2.2.7 Raising of Capital; 2.2.8 Re-organization of Company Structure; 2.2.9 Issuer Notices; 2.3 Event Classification; 2.3.1 Impact; 2.3.2 Lifecycle; 2.4 Event Combinations; 2.5 Event Variations and Terminology; 2.6 Summary; 3 The Securities (and Corporate Actions)Market Place; 3.1 Introduction 3.2 The Securities Market Place - Overview3.2.1 The Trading Environment; 3.2.2 Issuers; 3.2.3 Securities; 3.2.4 Investors; 3.2.5 Agents for Investors; 3.2.6 Securities Trading Organizations (STOs); 3.2.7 CSDs, ICSDs and Custodians; 3.3 Participants - The Corporate Actions Perspective; 3.3.1 Issuers; 3.3.2 CSDs and ICSDs; 3.3.3 Custodians; 3.3.4 Position Holders; 3.3.5 Individuals; 3.3.6 Institutional Investors; 3.3.7 Securities Trading Organizations (STOs); 3.4 Summary; 4 Static Data; 4.1 Introduction; 4.2 Securities Static Data; 4.2.1 Common Attributes of Securities Static Data 4.2.2 Detailed Attributes of Securities Static Data4.2.3 Changeable Detailed Attributes of Securities Static Data; 4.2.4 Additional Corporate Actions Securities Static Data; 4.3 Participant Static Data; 4.3.1 Common Attributes of Participant Static Data; 4.3.2 Detailed Attributes of Participant Static Data; 4.3.3 Changeable Detailed Attributes of Participant Static Data; 4.3.4 Additional Corporate Actions Participant Static Data; 4.4 Sources and Maintenance of Static Data; 4.4.1 Securities; 4.4.2 Participants; 4.5 Summary; 5 Securities Position Management; 5.1 Introduction; 5.2 The STO'S Risk 5.3 Fundamentals of Securities Position Management5.4 Generic Securities Accounting Principles; 5.5 Extended Securities Position Management; 5.6 Disparate Trade and Position Records; 5.7 Reconciliation; 5.8 Summary; PART II MANDATORY EVENTS; 6 Overview of the Generic Corporate Action Lifecycle; 6.1 Introduction; 6.2 Issuer Communicates Event Data; 6.3 Event Terms Capture and Cleansing; 6.4 Determining Entitlement; 6.5 Communication of Event Information; 6.6 Calculation of Resultant Entitlements; 6.7 Passing of Internal Entries; 6.8 Collection and Disbursement of Resultant Entitlements 6.9 Updating of Internal Entries |
| Record Nr. | UNINA-9910143558003321 |
|
Simmons Michael <1951->
|
||
| Chichester, West Sussex, England ; ; Hoboken, NJ, : John Wiley, c2006 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Corporate actions : a guide to securities event management / / Michael Simmons and Elaine Dalgleish
| Corporate actions : a guide to securities event management / / Michael Simmons and Elaine Dalgleish |
| Autore | Simmons Michael <1951-> |
| Pubbl/distr/stampa | Chichester, West Sussex, England ; ; Hoboken, NJ, : John Wiley, c2006 |
| Descrizione fisica | 1 online resource (429 p.) |
| Disciplina | 658.15/224 |
| Altri autori (Persone) | DalgleishElaine |
| Collana | Wiley finance series |
| Soggetto topico |
Securities industry
Corporations - Finance - Management |
| ISBN |
1-118-67345-X
1-280-33990-X 9786610339907 0-470-87067-2 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
Corporate Actions; Contents; Introduction; Acknowledgements; About the Authors; PART I INTRODUCTORY ELEMENTS; 1 Basic Corporate Action Concepts; 1.1 Introduction; 1.2 Definition of Corporate Actions; 1.3 Purpose of Corporate Actions; 1.4 Impact of Corporate Actions; 1.4.1 Impact from the Position Holder 's Perspective; 1.4.2 Impact on the Price of the Underlying Security; 1.5 The Lifecycle of a Corporate Action; 1.5.1 Mandatory (Generic) Lifecycle; 1.5.2 Mandatory with Options Lifecycle; 1.5.3 Voluntary Lifecycle; 1.5.4 Multi-Stage Lifecycle; 1.5.5 Issuer Notices Lifecycle; 1.6 Summary
2 Event Description and Classification2.1 Introduction; 2.2 Event Descriptions; 2.2.1 Payment of Interest Due; 2.2.2 Payment of Income Earned; 2.2.3 Distribution of Capital Reserves; 2.2.4 Equity Restructure; 2.2.5 Debt Restructure against Equity (Issued Capital); 2.2.6 Debt Redemption; 2.2.7 Raising of Capital; 2.2.8 Re-organization of Company Structure; 2.2.9 Issuer Notices; 2.3 Event Classification; 2.3.1 Impact; 2.3.2 Lifecycle; 2.4 Event Combinations; 2.5 Event Variations and Terminology; 2.6 Summary; 3 The Securities (and Corporate Actions)Market Place; 3.1 Introduction 3.2 The Securities Market Place - Overview3.2.1 The Trading Environment; 3.2.2 Issuers; 3.2.3 Securities; 3.2.4 Investors; 3.2.5 Agents for Investors; 3.2.6 Securities Trading Organizations (STOs); 3.2.7 CSDs, ICSDs and Custodians; 3.3 Participants - The Corporate Actions Perspective; 3.3.1 Issuers; 3.3.2 CSDs and ICSDs; 3.3.3 Custodians; 3.3.4 Position Holders; 3.3.5 Individuals; 3.3.6 Institutional Investors; 3.3.7 Securities Trading Organizations (STOs); 3.4 Summary; 4 Static Data; 4.1 Introduction; 4.2 Securities Static Data; 4.2.1 Common Attributes of Securities Static Data 4.2.2 Detailed Attributes of Securities Static Data4.2.3 Changeable Detailed Attributes of Securities Static Data; 4.2.4 Additional Corporate Actions Securities Static Data; 4.3 Participant Static Data; 4.3.1 Common Attributes of Participant Static Data; 4.3.2 Detailed Attributes of Participant Static Data; 4.3.3 Changeable Detailed Attributes of Participant Static Data; 4.3.4 Additional Corporate Actions Participant Static Data; 4.4 Sources and Maintenance of Static Data; 4.4.1 Securities; 4.4.2 Participants; 4.5 Summary; 5 Securities Position Management; 5.1 Introduction; 5.2 The STO'S Risk 5.3 Fundamentals of Securities Position Management5.4 Generic Securities Accounting Principles; 5.5 Extended Securities Position Management; 5.6 Disparate Trade and Position Records; 5.7 Reconciliation; 5.8 Summary; PART II MANDATORY EVENTS; 6 Overview of the Generic Corporate Action Lifecycle; 6.1 Introduction; 6.2 Issuer Communicates Event Data; 6.3 Event Terms Capture and Cleansing; 6.4 Determining Entitlement; 6.5 Communication of Event Information; 6.6 Calculation of Resultant Entitlements; 6.7 Passing of Internal Entries; 6.8 Collection and Disbursement of Resultant Entitlements 6.9 Updating of Internal Entries |
| Record Nr. | UNINA-9910876594303321 |
|
Simmons Michael <1951->
|
||
| Chichester, West Sussex, England ; ; Hoboken, NJ, : John Wiley, c2006 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Financial engineering and the Japanese markets
| Financial engineering and the Japanese markets |
| Pubbl/distr/stampa | Dordrecht, The Netherlands ; ; Boston, : Kluwer Academic Publishers, 1994-1997 |
| Descrizione fisica | 1 online resource |
| Disciplina | 332/.0952/05 |
| Soggetto topico |
Finance - Japan
Securities industry - Japan Financial engineering - Japan Finance Financial engineering Securities industry |
| Soggetto genere / forma | Periodicals. |
| ISSN | 2213-1264 |
| Formato | Materiale a stampa |
| Livello bibliografico | Periodico |
| Lingua di pubblicazione | eng |
| Record Nr. | UNISA-996218694603316 |
| Dordrecht, The Netherlands ; ; Boston, : Kluwer Academic Publishers, 1994-1997 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. di Salerno | ||
| ||
Soggetto topico
-
Securities industry
(29)
- Securities (13)
- Finance (5)
- Investments (5)
- Stock exchanges (5)