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The Challenge of Enforcement in Securities Markets : : Mission Impossible? / / Ana Carvajal, Jennifer Elliott
| The Challenge of Enforcement in Securities Markets : : Mission Impossible? / / Ana Carvajal, Jennifer Elliott |
| Autore | Carvajal Ana |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2009 |
| Descrizione fisica | 1 online resource (39 p.) |
| Altri autori (Persone) | ElliottJennifer |
| Collana | IMF Working Papers |
| Soggetto topico |
Securities industry
Securities fraud Investments: General Public Finance Industries: Financial Services Business and Financial Corporation and Securities Law Taxation, Subsidies, and Revenue: General General Financial Markets: General (includes Measurement and Data) General Financial Markets: Government Policy and Regulation Financial Institutions and Services: Government Policy and Regulation Financial services law & regulation Public finance & taxation Investment & securities Finance Securities regulation Legal support in revenue administration Securities Financial regulation and supervision Financial services Nonbank financial institutions Law and legislation Revenue Financial instruments Financial services industry |
| ISBN |
1-4623-5375-4
1-4527-2786-4 1-4518-7315-8 9786612843815 1-282-84381-8 |
| Formato | Materiale a stampa  |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Contents; I. Introduction; II. What is Enforcement?; III. The Importance of Enforcement; IV. Framework for Enforcement; 1. Clear mandate; 2. Broad authority to investigate and obtain evidence; 3. Ability to act immediately; 4. Authority to bring charges and impose a wide range of sanctions; 5. Active criminal enforcement; 6. Ability to provide cooperation to foreign regulators; V. Enforcement Capacity; 1. Independence and political will; 2. Staffing and resources; 3. Adequate organizational structure; 4. Effective court system; VI. Measuring the Effectiveness of Enforcement; VII. Conclusion |
| Record Nr. | UNINA-9910788230303321 |
Carvajal Ana
|
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| Washington, D.C. : , : International Monetary Fund, , 2009 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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The Challenge of Enforcement in Securities Markets : : Mission Impossible? / / Ana Carvajal, Jennifer Elliott
| The Challenge of Enforcement in Securities Markets : : Mission Impossible? / / Ana Carvajal, Jennifer Elliott |
| Autore | Carvajal Ana |
| Edizione | [1st ed.] |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2009 |
| Descrizione fisica | 1 online resource (39 p.) |
| Disciplina | 364.163 |
| Altri autori (Persone) | ElliottJennifer |
| Collana | IMF Working Papers |
| Soggetto topico |
Securities industry
Securities fraud Investments: General Public Finance Industries: Financial Services Business and Financial Corporation and Securities Law Taxation, Subsidies, and Revenue: General General Financial Markets: General (includes Measurement and Data) General Financial Markets: Government Policy and Regulation Financial Institutions and Services: Government Policy and Regulation Financial services law & regulation Public finance & taxation Investment & securities Finance Securities regulation Legal support in revenue administration Securities Financial regulation and supervision Financial services Nonbank financial institutions Law and legislation Revenue Financial instruments Financial services industry |
| ISBN |
1-4623-5375-4
1-4527-2786-4 1-4518-7315-8 9786612843815 1-282-84381-8 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Contents; I. Introduction; II. What is Enforcement?; III. The Importance of Enforcement; IV. Framework for Enforcement; 1. Clear mandate; 2. Broad authority to investigate and obtain evidence; 3. Ability to act immediately; 4. Authority to bring charges and impose a wide range of sanctions; 5. Active criminal enforcement; 6. Ability to provide cooperation to foreign regulators; V. Enforcement Capacity; 1. Independence and political will; 2. Staffing and resources; 3. Adequate organizational structure; 4. Effective court system; VI. Measuring the Effectiveness of Enforcement; VII. Conclusion |
| Record Nr. | UNINA-9910828972203321 |
|
Carvajal Ana
|
||
| Washington, D.C. : , : International Monetary Fund, , 2009 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
The challenge of enforcement in the securities markets [[electronic resource] ] : mission impossible? / / prepared by Ana Carvajal and Jennifer Elliott
| The challenge of enforcement in the securities markets [[electronic resource] ] : mission impossible? / / prepared by Ana Carvajal and Jennifer Elliott |
| Autore | Carvajal Ana |
| Pubbl/distr/stampa | [Washington, DC], : International Monetary Fund, MCM, 2009 |
| Descrizione fisica | 1 online resource (39 p.) |
| Altri autori (Persone) | ElliottJennifer A. <1962-> |
| Collana | IMF working paper |
| Soggetto topico |
Securities industry
Securities fraud |
| Soggetto genere / forma | Electronic books. |
| ISBN |
1-4623-5375-4
1-4527-2786-4 1-4518-7315-8 9786612843815 1-282-84381-8 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Contents; I. Introduction; II. What is Enforcement?; III. The Importance of Enforcement; IV. Framework for Enforcement; 1. Clear mandate; 2. Broad authority to investigate and obtain evidence; 3. Ability to act immediately; 4. Authority to bring charges and impose a wide range of sanctions; 5. Active criminal enforcement; 6. Ability to provide cooperation to foreign regulators; V. Enforcement Capacity; 1. Independence and political will; 2. Staffing and resources; 3. Adequate organizational structure; 4. Effective court system; VI. Measuring the Effectiveness of Enforcement; VII. Conclusion |
| Record Nr. | UNINA-9910464002703321 |
|
Carvajal Ana
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| [Washington, DC], : International Monetary Fund, MCM, 2009 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Compliance reporter
| Compliance reporter |
| Pubbl/distr/stampa | New York, : Institutional Investor, ©1994- |
| Descrizione fisica | 1 online resource |
| Disciplina | 332 |
| Soggetto topico |
Securities
Insider trading in securities Securities fraud Disclosure of information - Law and legislation |
| Soggetto genere / forma | Periodicals. |
| Formato | Materiale a stampa |
| Livello bibliografico | Periodico |
| Lingua di pubblicazione | eng |
| Record Nr. | UNINA-9910679492203321 |
| New York, : Institutional Investor, ©1994- | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Compliance reporter
| Compliance reporter |
| Pubbl/distr/stampa | New York, : Institutional Investor, ©1994- |
| Descrizione fisica | 1 online resource |
| Disciplina | 332 |
| Soggetto topico |
Securities
Insider trading in securities Securities fraud Disclosure of information - Law and legislation |
| Soggetto genere / forma | Periodicals. |
| Formato | Materiale a stampa |
| Livello bibliografico | Periodico |
| Lingua di pubblicazione | eng |
| Record Nr. | UNISA-996208573103316 |
| New York, : Institutional Investor, ©1994- | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. di Salerno | ||
| ||
The Corporate and Criminal Fraud Accountability Act of 2002 : report together with additional views (including cost estimate of the Congressional Budget Office) (to accompany S. 2010)
| The Corporate and Criminal Fraud Accountability Act of 2002 : report together with additional views (including cost estimate of the Congressional Budget Office) (to accompany S. 2010) |
| Pubbl/distr/stampa | [Washington, D.C.] : , : [U.S. G.P.O.], , [2002] |
| Descrizione fisica | 1 online resource (38 pages) |
| Collana | Report / 107th Congress, 2d session, Senate |
| Soggetto topico |
Corporations - Corrupt practices - United States
Securities fraud - United States Criminal liability - United States Corporations - Corrupt practices Corruption Criminal liability Securities fraud |
| Soggetto genere / forma | Legislative materials. |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Corporate and Criminal Fraud Accountability Act of 2002 |
| Record Nr. | UNINA-9910713454203321 |
| [Washington, D.C.] : , : [U.S. G.P.O.], , [2002] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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H.R. 1148, the Stop Trading on Congressional Knowledge Act [[electronic resource] ] : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, December 6, 2011
| H.R. 1148, the Stop Trading on Congressional Knowledge Act [[electronic resource] ] : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, December 6, 2011 |
| Pubbl/distr/stampa | Washington : , : U.S. G.P.O., , 2012 |
| Descrizione fisica | 1 online resource (iii, 108 pages) |
| Soggetto topico |
Insider trading in securities - Law and legislation - United States
Securities fraud - United States Ethics Insider trading in securities - Law and legislation Securities fraud |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | H.R. 1148, the Stop Trading on Congressional Knowledge Act |
| Record Nr. | UNINA-9910702091003321 |
| Washington : , : U.S. G.P.O., , 2012 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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How to avoid fraud [[electronic resource] /] / U.S. Securities and Exchange Commission
| How to avoid fraud [[electronic resource] /] / U.S. Securities and Exchange Commission |
| Edizione | [[2005 ed.]] |
| Pubbl/distr/stampa | [Washington, D.C.] : , : U.S. Securities and Exchange Commission, , [2005] |
| Descrizione fisica | 1 electronic text : HTML file |
| Soggetto topico |
Securities fraud
Consumer protection |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Record Nr. | UNINA-9910698707103321 |
| [Washington, D.C.] : , : U.S. Securities and Exchange Commission, , [2005] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Investor alert [[electronic resource] ] : stock market fraud "survivor" checklist / / U.S. Securities and Exchange Commission
| Investor alert [[electronic resource] ] : stock market fraud "survivor" checklist / / U.S. Securities and Exchange Commission |
| Edizione | [[2001 ed.]] |
| Pubbl/distr/stampa | [Washington, D.C.] : , : U.S. Securities and Exchange Commission, , [2001] |
| Descrizione fisica | 1 electronic text : HTML file |
| Soggetto topico | Securities fraud |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Investor alert |
| Record Nr. | UNINA-9910698839603321 |
| [Washington, D.C.] : , : U.S. Securities and Exchange Commission, , [2001] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Le montage frauduleux de la pyramide de Ponzi : les dessous de la célèbre escroquerie / / par Ariane de Saeger
| Le montage frauduleux de la pyramide de Ponzi : les dessous de la célèbre escroquerie / / par Ariane de Saeger |
| Autore | De Saeger Ariane |
| Pubbl/distr/stampa | Namur : , : 50Minutes, , [2015] |
| Descrizione fisica | 1 online resource (35 p.) |
| Disciplina | 363.25963 |
| Collana | Culture économique |
| Soggetto topico | Securities fraud |
| Soggetto genere / forma | Electronic books. |
| ISBN | 2-8062-6416-2 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | fre |
| Record Nr. | UNINA-9910460851003321 |
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De Saeger Ariane
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| Namur : , : 50Minutes, , [2015] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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