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After Enron : improving corporate law and modernising securities regulation in Europe and the US / edited by John Armour and Joseph A. McCahery
| After Enron : improving corporate law and modernising securities regulation in Europe and the US / edited by John Armour and Joseph A. McCahery |
| Edizione | [1st ed.] |
| Pubbl/distr/stampa | Oxford [U.K.] ; Portland, Ore., : Hart Publishing, 2006 |
| Descrizione fisica | 1 online resource (728 p.) |
| Disciplina | 346.0664 |
| Soggetto topico |
Corporate governance - Law and legislation - United States
Securities - United States Corporate governance - Law and legislation - European Union countries Securities - European Union countries Law reform - United States Law reform - European Union countries |
| Soggetto genere / forma | Electronic books. |
| ISBN |
1-4725-5998-3
1-280-82934-6 9786610829347 1-84731-290-X |
| Formato | Materiale a stampa  |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Introduction -- After Enron: Improving Corporate Law and Modernising Securities Regulation in Europe and the US JOHN ARMOUR and JOSEPH A McCAHERY -- Part I: Stock Markets and Information -- 1 The Mechanisms Of Market Efficiency Twenty Years Later: The Hindsight Bias RONALD J GILSON and REINIER KRAAKMAN -- 2 Taming the Animal Spirits of the Stock Markets: A Behavioural Approach to Securities Regulation DONALD C LANGEVOORT -- Part II: Corporate Scandals in Historical and Comparative Context -- 3 Icarus and American Corporate Regulation DAVID A SKEEL, JR -- 4 Corporate Governance after Enron: An Age of Enlightenment SIMON DEAKIN and SUZANNE J KONZELMANN -- 5 Financial Scandals and the Role of Private Enforcement: The Parmalat Case GUIDO FERRARINI and PAOLO GIUDICI -- 6 A Theory of Corporate Scandals: Why the US and Europe Differ JOHN C COFFEE, JR -- Part III: Evaluating Regulatory Responses: The US and UK -- 7 The Case for Shareholder Access to the Ballot LUCIAN ARYE BEBCHUK -- 8 Rules, Principles, and the Accounting Crisis in the United States WILLIAM W BRATTON -- 9 The Oligopolistic Gatekeeper: The US Accounting Profession JAMES D COX -- 10 The Liability Risk for Outside Directors: A Cross-Border Analysis BERNARD BLACK, BRIAN CHEFFINS and MICHAEL KLAUSNER -- 11 The Legal Control of Directors' Conflicts of Interest in the United Kingdom: Non-Executive Directors Following the Higgs Report RICHARD C NOLAN -- Part IV: Reforming EU Company Law and Securities Regulation -- 12 Enron and Corporate Governance Reform in the UK and the European Community PAUL DAVIES -- 13 Modern Company and Capital Market Problems: Improving European Corporate Governance After Enron KLAUS J HOPT -- 14 Who Should Make Corporate Law? EC Legislation versus Regulatory Competition JOHN ARMOUR -- 15 Company and Takeover Law Reforms in Europe: Misguided Harmonization Efforts or Regulatory Competition? GÉRARD HERTIG and JOSEPH A McCAHERY -- 16 The Regulatory Process for Securities Law-Making in the EU EILÍS FERRAN -- 17 EC Company Law Directives and Regulations: How Trivial Are They? LUCA ENRIQUES |
| Record Nr. | UNINA-9910451324103321 |
| Oxford [U.K.] ; Portland, Ore., : Hart Publishing, 2006 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
After Enron : improving corporate law and modernising securities regulation in Europe and the US / edited by John Armour and Joseph A. McCahery
| After Enron : improving corporate law and modernising securities regulation in Europe and the US / edited by John Armour and Joseph A. McCahery |
| Edizione | [1st ed.] |
| Pubbl/distr/stampa | Oxford [U.K.] ; Portland, Ore., : Hart Publishing, 2006 |
| Descrizione fisica | 1 online resource (728 p.) |
| Disciplina | 346.0664 |
| Soggetto topico |
Corporate governance - Law and legislation - United States
Securities - United States Corporate governance - Law and legislation - European Union countries Securities - European Union countries Law reform - United States Law reform - European Union countries |
| ISBN |
1-4725-5998-3
1-280-82934-6 9786610829347 1-84731-290-X |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Introduction -- After Enron: Improving Corporate Law and Modernising Securities Regulation in Europe and the US JOHN ARMOUR and JOSEPH A McCAHERY -- Part I: Stock Markets and Information -- 1 The Mechanisms Of Market Efficiency Twenty Years Later: The Hindsight Bias RONALD J GILSON and REINIER KRAAKMAN -- 2 Taming the Animal Spirits of the Stock Markets: A Behavioural Approach to Securities Regulation DONALD C LANGEVOORT -- Part II: Corporate Scandals in Historical and Comparative Context -- 3 Icarus and American Corporate Regulation DAVID A SKEEL, JR -- 4 Corporate Governance after Enron: An Age of Enlightenment SIMON DEAKIN and SUZANNE J KONZELMANN -- 5 Financial Scandals and the Role of Private Enforcement: The Parmalat Case GUIDO FERRARINI and PAOLO GIUDICI -- 6 A Theory of Corporate Scandals: Why the US and Europe Differ JOHN C COFFEE, JR -- Part III: Evaluating Regulatory Responses: The US and UK -- 7 The Case for Shareholder Access to the Ballot LUCIAN ARYE BEBCHUK -- 8 Rules, Principles, and the Accounting Crisis in the United States WILLIAM W BRATTON -- 9 The Oligopolistic Gatekeeper: The US Accounting Profession JAMES D COX -- 10 The Liability Risk for Outside Directors: A Cross-Border Analysis BERNARD BLACK, BRIAN CHEFFINS and MICHAEL KLAUSNER -- 11 The Legal Control of Directors' Conflicts of Interest in the United Kingdom: Non-Executive Directors Following the Higgs Report RICHARD C NOLAN -- Part IV: Reforming EU Company Law and Securities Regulation -- 12 Enron and Corporate Governance Reform in the UK and the European Community PAUL DAVIES -- 13 Modern Company and Capital Market Problems: Improving European Corporate Governance After Enron KLAUS J HOPT -- 14 Who Should Make Corporate Law? EC Legislation versus Regulatory Competition JOHN ARMOUR -- 15 Company and Takeover Law Reforms in Europe: Misguided Harmonization Efforts or Regulatory Competition? GÉRARD HERTIG and JOSEPH A McCAHERY -- 16 The Regulatory Process for Securities Law-Making in the EU EILÍS FERRAN -- 17 EC Company Law Directives and Regulations: How Trivial Are They? LUCA ENRIQUES |
| Record Nr. | UNINA-9910784284103321 |
| Oxford [U.K.] ; Portland, Ore., : Hart Publishing, 2006 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
After Enron : improving corporate law and modernising securities regulation in Europe and the US / edited by John Armour and Joseph A. McCahery
| After Enron : improving corporate law and modernising securities regulation in Europe and the US / edited by John Armour and Joseph A. McCahery |
| Edizione | [1st ed.] |
| Pubbl/distr/stampa | Oxford [U.K.] ; Portland, Ore., : Hart Publishing, 2006 |
| Descrizione fisica | 1 online resource (728 p.) |
| Disciplina | 346.0664 |
| Soggetto topico |
Corporate governance - Law and legislation - United States
Securities - United States Corporate governance - Law and legislation - European Union countries Securities - European Union countries Law reform - United States Law reform - European Union countries |
| ISBN |
9786610829347
9781472559982 1472559983 9781280829345 1280829346 9781847312907 184731290X |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Introduction -- After Enron: Improving Corporate Law and Modernising Securities Regulation in Europe and the US JOHN ARMOUR and JOSEPH A McCAHERY -- Part I: Stock Markets and Information -- 1 The Mechanisms Of Market Efficiency Twenty Years Later: The Hindsight Bias RONALD J GILSON and REINIER KRAAKMAN -- 2 Taming the Animal Spirits of the Stock Markets: A Behavioural Approach to Securities Regulation DONALD C LANGEVOORT -- Part II: Corporate Scandals in Historical and Comparative Context -- 3 Icarus and American Corporate Regulation DAVID A SKEEL, JR -- 4 Corporate Governance after Enron: An Age of Enlightenment SIMON DEAKIN and SUZANNE J KONZELMANN -- 5 Financial Scandals and the Role of Private Enforcement: The Parmalat Case GUIDO FERRARINI and PAOLO GIUDICI -- 6 A Theory of Corporate Scandals: Why the US and Europe Differ JOHN C COFFEE, JR -- Part III: Evaluating Regulatory Responses: The US and UK -- 7 The Case for Shareholder Access to the Ballot LUCIAN ARYE BEBCHUK -- 8 Rules, Principles, and the Accounting Crisis in the United States WILLIAM W BRATTON -- 9 The Oligopolistic Gatekeeper: The US Accounting Profession JAMES D COX -- 10 The Liability Risk for Outside Directors: A Cross-Border Analysis BERNARD BLACK, BRIAN CHEFFINS and MICHAEL KLAUSNER -- 11 The Legal Control of Directors' Conflicts of Interest in the United Kingdom: Non-Executive Directors Following the Higgs Report RICHARD C NOLAN -- Part IV: Reforming EU Company Law and Securities Regulation -- 12 Enron and Corporate Governance Reform in the UK and the European Community PAUL DAVIES -- 13 Modern Company and Capital Market Problems: Improving European Corporate Governance After Enron KLAUS J HOPT -- 14 Who Should Make Corporate Law? EC Legislation versus Regulatory Competition JOHN ARMOUR -- 15 Company and Takeover Law Reforms in Europe: Misguided Harmonization Efforts or Regulatory Competition? GÉRARD HERTIG and JOSEPH A McCAHERY -- 16 The Regulatory Process for Securities Law-Making in the EU EILÍS FERRAN -- 17 EC Company Law Directives and Regulations: How Trivial Are They? LUCA ENRIQUES |
| Record Nr. | UNINA-9910959855803321 |
| Oxford [U.K.] ; Portland, Ore., : Hart Publishing, 2006 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
The age of ESMA : governing EU financial markets / / Niamh Moloney
| The age of ESMA : governing EU financial markets / / Niamh Moloney |
| Autore | Moloney Niamh |
| Pubbl/distr/stampa | London : , : Bloomsbury Publishing, , 2018 |
| Descrizione fisica | 1 online resource (393 pages) |
| Disciplina | 346.24/0666 |
| Soggetto topico |
Capital market - Law and legislation - European Union countries
Securities - European Union countries |
| ISBN |
1-5099-2180-X
1-5099-2178-8 1-5099-2179-6 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Introducing ESMA -- ESMA's governance --ESMA and regulatory governance -- ESMA and supervisory convergence -- ESMA and direct supervision -- market intervention -- ESMA as a network actor. |
| Altri titoli varianti | Age of European Securities and Markets Authority |
| Record Nr. | UNINA-9910511353203321 |
Moloney Niamh
|
||
| London : , : Bloomsbury Publishing, , 2018 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
The age of ESMA : governing EU financial markets / / Niamh Moloney
| The age of ESMA : governing EU financial markets / / Niamh Moloney |
| Autore | Moloney Niamh |
| Pubbl/distr/stampa | London : , : Bloomsbury Publishing, , 2018 |
| Descrizione fisica | 1 online resource (393 pages) |
| Disciplina | 346.24/0666 |
| Soggetto topico |
Capital market - Law and legislation - European Union countries
Securities - European Union countries |
| ISBN |
1-5099-2180-X
1-5099-2178-8 1-5099-2179-6 |
| Classificazione | LAW009000 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Introducing ESMA -- ESMA's governance --ESMA and regulatory governance -- ESMA and supervisory convergence -- ESMA and direct supervision -- market intervention -- ESMA as a network actor. |
| Altri titoli varianti | Age of European Securities and Markets Authority |
| Record Nr. | UNINA-9910793352103321 |
|
Moloney Niamh
|
||
| London : , : Bloomsbury Publishing, , 2018 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Capital markets in the age of the euro : cross-border transactions, listed companies, and regulation / editors Guido Ferrarini, Klaus J. Hopt, Eddy Wymeersch
| Capital markets in the age of the euro : cross-border transactions, listed companies, and regulation / editors Guido Ferrarini, Klaus J. Hopt, Eddy Wymeersch |
| Pubbl/distr/stampa | The Hague ; New York : Kluwer Law International, 2002 |
| Descrizione fisica | xxv, 607 p. ; 25 cm. |
| Disciplina | 341.75232094 |
| Altri autori (Persone) |
Ferrarini, Guido
Hopt, Klaus J., 1940- Wymeersch, E. |
| Soggetto topico |
Securities - European Union countries
Capital market - Law and legislation - European Union countries Corporations - Finance - Law and legislation - European Union countries Euro |
| ISBN | 9041117377 (hb : alk. paper) |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Record Nr. | UNISALENTO-991004021409707536 |
| The Hague ; New York : Kluwer Law International, 2002 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. del Salento | ||
| ||
Comparing European and U.S. securities regulations : : MiFID versus corresponding U.S. regulations / / Tanja Boskovic, Caroline Cerruti, Michel Noel
| Comparing European and U.S. securities regulations : : MiFID versus corresponding U.S. regulations / / Tanja Boskovic, Caroline Cerruti, Michel Noel |
| Autore | Boskovic Tanja |
| Pubbl/distr/stampa | Washington, D.C. : , : World Bank, c2010 |
| Descrizione fisica | viii, 173 pages ; ; 26 cm |
| Disciplina | 346.0926094 |
| Altri autori (Persone) |
CerrutiCaroline
NoëlMichel <1954-> |
| Collana | World Bank working paper |
| Soggetto topico |
Securities - European Union countries
Securities - United States |
| ISBN |
1-282-46132-X
9786612461323 0-8213-8254-3 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Contents; Acknowledgments; Acronyms and Abbreviations; Executive Summary; Introduction; 1. Regulatory Framework and Oversight; 2. Scope of the Securities Regulations; 3. Objectives of the Securities Regulations in Europe and the United States; 4. Implementation of the Different Objectives; 5. Post-Financial Crisis Lessons; 6. Conclusion and Areas for Future Research; Appendixes; References |
| Record Nr. | UNINA-9910781057103321 |
|
Boskovic Tanja
|
||
| Washington, D.C. : , : World Bank, c2010 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Comparing European and U.S. securities regulations : MiFID versus corresponding U.S. regulations / / Tanja Boskovic, Caroline Cerruti, Michel Noel
| Comparing European and U.S. securities regulations : MiFID versus corresponding U.S. regulations / / Tanja Boskovic, Caroline Cerruti, Michel Noel |
| Autore | Boskovic Tanja |
| Edizione | [1st ed.] |
| Pubbl/distr/stampa | Washington, D.C., : World Bank, c2010 |
| Descrizione fisica | viii, 173 pages ; ; 26 cm |
| Disciplina | 346.0926094 |
| Altri autori (Persone) |
CerrutiCaroline
NoelMichel <1954-> |
| Collana | World Bank working paper |
| Soggetto topico |
Securities - European Union countries
Securities - United States |
| ISBN |
1-282-46132-X
9786612461323 0-8213-8254-3 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Contents; Acknowledgments; Acronyms and Abbreviations; Executive Summary; Introduction; 1. Regulatory Framework and Oversight; 2. Scope of the Securities Regulations; 3. Objectives of the Securities Regulations in Europe and the United States; 4. Implementation of the Different Objectives; 5. Post-Financial Crisis Lessons; 6. Conclusion and Areas for Future Research; Appendixes; References |
| Record Nr. | UNINA-9910973230003321 |
|
Boskovic Tanja
|
||
| Washington, D.C., : World Bank, c2010 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Comparing European and U.S. securities regulations [[electronic resource] ] : MiFID versus corresponding U.S. regulations / / Tanja Boskovic, Caroline Cerruti, Michel Noel
| Comparing European and U.S. securities regulations [[electronic resource] ] : MiFID versus corresponding U.S. regulations / / Tanja Boskovic, Caroline Cerruti, Michel Noel |
| Autore | Bošković Tanja |
| Pubbl/distr/stampa | Washington, D.C., : World Bank, c2010 |
| Descrizione fisica | 1 online resource (186 p.) |
| Disciplina | 346.0926094 |
| Altri autori (Persone) |
CerrutiCaroline
NoëlMichel <1954-> |
| Collana | World Bank working paper |
| Soggetto topico |
Securities - European Union countries
Securities - United States |
| Soggetto genere / forma | Electronic books. |
| ISBN |
1-282-46132-X
9786612461323 0-8213-8254-3 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Contents; Acknowledgments; Acronyms and Abbreviations; Executive Summary; Introduction; 1. Regulatory Framework and Oversight; 2. Scope of the Securities Regulations; 3. Objectives of the Securities Regulations in Europe and the United States; 4. Implementation of the Different Objectives; 5. Post-Financial Crisis Lessons; 6. Conclusion and Areas for Future Research; Appendixes; References |
| Record Nr. | UNINA-9910457106503321 |
|
Bošković Tanja
|
||
| Washington, D.C., : World Bank, c2010 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
The future of investing [[electronic resource] ] : in Europe's markets after MiFID / / edited by Chris Skinner
| The future of investing [[electronic resource] ] : in Europe's markets after MiFID / / edited by Chris Skinner |
| Pubbl/distr/stampa | Chichester, England ; ; Hoboken, NJ, : John Wiley, c2007 |
| Descrizione fisica | 1 online resource (293 p.) |
| Disciplina |
332.6
346.24/092 |
| Altri autori (Persone) | SkinnerChris |
| Collana | Wiley finance |
| Soggetto topico |
Securities - European Union countries
Investments - Law and legislation - European Union countries Banks and banking - Securities processing - European Union countries |
| Soggetto genere / forma | Electronic books. |
| ISBN |
1-119-20846-7
1-280-94132-4 9786610941322 0-470-51711-5 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
The Future of Investing; Contents; About Chris Skinner; About the Contributors; Acknowledgements; Introduction; Part 1 MiFID's Vision, Rules and Requirements: the Principles; 1 The Benefits, Opportunities and Challenges of MiFID; 1.1 Anticipated benefits of MiFID; 1.1.1 Increased competition; 1.1.2 Enhanced investor protection; 1.1.3 Increased transparency; 1.1.4 More effective regulatory co-operation; 1.1.5 Deregulation and the principles-based approach; 1.2 Opportunities and challenges; 1.3 Conclusion; 2 An Overview of MiFID; 2.1 The Lamfalussy process
2.2 Lamfalussy Level 1, legislation and directives2.3 Lamfalussy Level 2, technical implementation and advice; 2.4 Instruments affected by Level 2 measures; 2.5 Lamfalussy Level 3, local conduct of business rules; 2.6 Lamfalussy Level 4, enforcement of rules; 2.7 MiFID's detailed provisions; 2.8 Organisational requirements; 2.9 Conduct of business requirements; 2.9.1 Client classification; 2.9.2 Marketing; 2.9.3 Information about the firm and its services; 2.9.4 Client agreements; 2.9.5 Suitability and know your customer; 2.9.6 Appropriateness and execution-only services 2.9.7 'Best Execution'2.9.8 Client order handling; 2.9.9 Reporting information to clients; 2.10 Markets and transparency; 2.10.1 Pre- and post-trade transparency; 2.10.2 Pre-trade transparency; 2.10.3 Post-trade transparency; 2.10.4 Transaction reporting; 2.10.5 Cross-border business, branching, passporting; 2.10.6 Use of tied agents; 2.11 Conclusions; 3 'Best Execution'; 3.1 The Investment Services Directive (ISD); 3.2 'Best Execution' and asset managers; 3.3 'Best Execution' - processes, policies and practices; 3.4 The trading venue; 3.5 The solution for 'Best Execution' compliance? 3.6 'Best Execution' and client classification3.7 The MiFID Joint Working Group (JWG), 'Best Execution' Subject Group; 3.8 Approaches to 'Best Execution' No. 1: benchmarking; 3.9 Approaches to 'Best Execution' No. 2: proactive process management; 3.10 Approaches to 'Best Execution' No. 3: 'laissez-faire'; 3.11 Summary of approaches to 'Best Execution'; 3.12 Conclusions; 4 Client Classification; 4.1 Why the detailed focus on client classification?; 4.2 Client classification drives client protection requirements; 4.3 Flexible regime; 4.4 Implications for firms 4.4.1 MiFID drives firms to truly know their clients4.4.2 Firms need to pay close attention to client-facing staff training; 4.4.3 Data storage requirements are significant; 4.5 Conclusion; 5 Passporting; 5.1 Not quite so simple; 5.2 What should an approved firm do?; 5.3 What's next for investment firms?; 5.4 How about suitability and appropriateness?; 5.5 The least cost option - reception and transmission of orders; 5.6 So what exactly is involved in providing 'Best Execution'?; 5.7 Is that all?; 5.8 Will MiFID really make a difference?; 5.9 I don't believe it Part 2 MiFID's Regulatory Regime: Will it Work? |
| Record Nr. | UNINA-9910143738303321 |
| Chichester, England ; ; Hoboken, NJ, : John Wiley, c2007 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||