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Additional reforms to the Securities Investor Protection Act [[electronic resource] ] : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, December 9, 2009
| Additional reforms to the Securities Investor Protection Act [[electronic resource] ] : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, December 9, 2009 |
| Pubbl/distr/stampa | Washington : , : U.S. G.P.O., , 2010 |
| Descrizione fisica | 1 online resource (v, 274 pages) |
| Soggetto topico |
Securities fraud - United States - Prevention
Investment advisors - Legal status, laws, etc - United States Stockbrokers - Legal status, laws, etc - United States |
| Formato | Materiale a stampa  |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Additional reforms to the Securities Investor Protection Act |
| Record Nr. | UNINA-9910702906503321 |
| Washington : , : U.S. G.P.O., , 2010 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Assessing the limitations of the Securities Investor Protection Act [[electronic resource] ] : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, second session, September 23, 2010
| Assessing the limitations of the Securities Investor Protection Act [[electronic resource] ] : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, second session, September 23, 2010 |
| Pubbl/distr/stampa | Washington : , : U.S. G.P.O., , 2011 |
| Descrizione fisica | 1 online resource (v, 165 pages) |
| Soggetto topico |
Securities fraud - United States - Prevention
Investment advisors - Legal status, laws, etc - United States Stockbrokers - Legal status, laws, etc - United States |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Assessing the limitations of the Securities Investor Protection Act |
| Record Nr. | UNINA-9910703171503321 |
| Washington : , : U.S. G.P.O., , 2011 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Corporate Governance Reform and Transparency Act of 2016 : report together with minority views (to accompany H.R. 5311) (including cost estimate of the Congressional Budget Office)
| Corporate Governance Reform and Transparency Act of 2016 : report together with minority views (to accompany H.R. 5311) (including cost estimate of the Congressional Budget Office) |
| Pubbl/distr/stampa | [Washington, D.C.] : , : [U.S. Government Publishing Office], , [2016] |
| Descrizione fisica | 1 online resource (69 pages) |
| Collana | Report / 114th Congress, 2d session, House of Representatives |
| Soggetto topico |
Proxy advisory firms - United States
Investment advisors - Legal status, laws, etc - United States Stockholders' voting - Law and legislation - United States Proxy - United States |
| Soggetto genere / forma | Legislative materials. |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Corporate Governance Reform and Transparency Act of 2016 |
| Record Nr. | UNINA-9910707637403321 |
| [Washington, D.C.] : , : [U.S. Government Publishing Office], , [2016] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Corporate Governance Reform and Transparency Act of 2017 : report together with minority views (to accompany H.R. 4015) (including cost estimate of the Congressional Budget Office)
| Corporate Governance Reform and Transparency Act of 2017 : report together with minority views (to accompany H.R. 4015) (including cost estimate of the Congressional Budget Office) |
| Pubbl/distr/stampa | [Washington, D.C.] : , : [U.S. Government Publishing Office], , [2017] |
| Descrizione fisica | 1 online resource (63 pages) |
| Collana | Report / 115th Congress, 1st session, House of Representatives |
| Soggetto topico |
Proxy advisory firms - United States
Investment advisors - Legal status, laws, etc - United States Stockholders' voting - Law and legislation - United States Proxy - United States |
| Soggetto genere / forma | Legislative materials. |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Corporate Governance Reform and Transparency Act of 2017 |
| Record Nr. | UNINA-9910706982103321 |
| [Washington, D.C.] : , : [U.S. Government Publishing Office], , [2017] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Department of Labor's proposed fiduciary rule : hearing before the Subcommittee on Oversight of the Committee on Ways and Means, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, September 30, 2015
| Department of Labor's proposed fiduciary rule : hearing before the Subcommittee on Oversight of the Committee on Ways and Means, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, September 30, 2015 |
| Pubbl/distr/stampa | Washington : , : U.S. Government Publishing Office, , 2017 |
| Descrizione fisica | 1 online resource (iii, 175 pages) : illustrations |
| Soggetto topico |
Retirees - United States - Finance, Personal
Trusts and trustees - United States Investment advisors - Legal status, laws, etc - United States Conflict of interests - United States Retirement income - United States - Management Individual retirement accounts - Government policy - United States |
| Soggetto genere / forma | Legislative hearings. |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Department of Labor's proposed fiduciary rule |
| Record Nr. | UNINA-9910708068403321 |
| Washington : , : U.S. Government Publishing Office, , 2017 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Description of chairman's amendment in the nature of a substitute to H.R. 2269, the "Retirement Security Advice Act of 2001" [[electronic resource] ] : scheduled for a markup by the House Committee on Ways and Means on November 7, 2001
| Description of chairman's amendment in the nature of a substitute to H.R. 2269, the "Retirement Security Advice Act of 2001" [[electronic resource] ] : scheduled for a markup by the House Committee on Ways and Means on November 7, 2001 |
| Pubbl/distr/stampa | [Washington, D.C.] : , : Joint Committee on Taxation, , [2001] |
| Soggetto topico |
401(k) plans - Law and legislation
Defined contribution pension plans - Law and legislation - United States Investments - Law and legislation - United States Investment advisors - Legal status, laws, etc - United States |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Description of chairman's amendment in the nature of a substitute to H.R. 2269, the "Retirement Security Advice Act of 2001" |
| Record Nr. | UNINA-9910701539103321 |
| [Washington, D.C.] : , : Joint Committee on Taxation, , [2001] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Ensuring appropriate regulatory oversight of broker-dealers and legislative proposals to improve investment adviser oversight [[electronic resource] ] : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, September 13, 2011
| Ensuring appropriate regulatory oversight of broker-dealers and legislative proposals to improve investment adviser oversight [[electronic resource] ] : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, September 13, 2011 |
| Pubbl/distr/stampa | Washington : , : U.S. G.P.O., , 2012 |
| Descrizione fisica | 1 online resource (vi, 569 pages) : illustrations |
| Soggetto topico |
Stockbrokers - Legal status, laws, etc - United States
Investment advisors - Legal status, laws, etc - United States |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Ensuring Appropriate Regulatory Oversight of Broker-Dealers and Legislative Proposals to Improve Investment Adviser Oversight |
| Record Nr. | UNINA-9910703364603321 |
| Washington : , : U.S. G.P.O., , 2012 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Family Office Technical Correction Act of 2017 : report (to accompany H.R. 3972) (including cost estimate of the Congressional Budget Office)
| Family Office Technical Correction Act of 2017 : report (to accompany H.R. 3972) (including cost estimate of the Congressional Budget Office) |
| Pubbl/distr/stampa | [Washington, D.C.] : , : [U.S. Government Publishing Office], , [2017] |
| Descrizione fisica | 1 online resource (6 pages) |
| Collana | Report / 115th Congress, 1st session, House of Representatives |
| Soggetto topico |
Financial planners - Legal status, laws, etc - United States
Investment advisors - Legal status, laws, etc - United States Rich people - United States - Finance, Personal |
| Soggetto genere / forma | Legislative materials. |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Family Office Technical Correction Act of 2017 |
| Record Nr. | UNINA-9910706231203321 |
| [Washington, D.C.] : , : [U.S. Government Publishing Office], , [2017] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
H.R. 2269, the Retirement Security Advice Act : hearing before the Subcommittee on Employer-Employee Relations of the Committee on Education and the Workforce, House of Representatives, One Hundred Seventh Congress, first session, hearing held in Washington, DC, July 17, 2001
| H.R. 2269, the Retirement Security Advice Act : hearing before the Subcommittee on Employer-Employee Relations of the Committee on Education and the Workforce, House of Representatives, One Hundred Seventh Congress, first session, hearing held in Washington, DC, July 17, 2001 |
| Descrizione fisica | 1 online resource (iv, 96 p.) |
| Soggetto topico |
401(k) plans - Law and legislation
Defined contribution pension plans - Law and legislation - United States Investments - Law and legislation - United States Investment advisors - Legal status, laws, etc - United States |
| Soggetto non controllato |
Investments
Four-oh-one(k) plans Law Business & economics |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | H.R. 2269, the Retirement Security Advice Act |
| Record Nr. | UNINA-9910689585903321 |
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
|
H.R. 4624, the Investment Adviser Oversight Act of 2012 : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, second session, June 6, 2012
| H.R. 4624, the Investment Adviser Oversight Act of 2012 : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, second session, June 6, 2012 |
| Pubbl/distr/stampa | Washington : , : U.S. Government Printing Office, , 2013 |
| Descrizione fisica | 1 online resource (iii, 326 pages) : illustrations |
| Soggetto topico | Investment advisors - Legal status, laws, etc - United States |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | H.R. 4624, the Investment Adviser Oversight Act of 2012 |
| Record Nr. | UNINA-9910704447803321 |
| Washington : , : U.S. Government Printing Office, , 2013 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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