Austria : : Publication of Financial Sector Assessment Program Documentation—Detailed Assessment of Basel Core Principles for Effective Banking Supervision |
Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2014 |
Descrizione fisica | 1 online resource (323 pages) |
Disciplina | 332.15 |
Collana | IMF Staff Country Reports |
Soggetto topico |
Banks and banking, International
Banks and banking International finance Accounting Banks and Banking Public Finance Banks Depository Institutions Micro Finance Institutions Mortgages Public Administration Public Sector Accounting and Audits Financing Policy Financial Risk and Risk Management Capital and Ownership Structure Value of Firms Goodwill Taxation, Subsidies, and Revenue: General Auditing Banking Management accounting & bookkeeping Financial services law & regulation Financial reporting, financial statements Public finance & taxation Internal audit Market risk Financial statements Legal support in revenue administration Public financial management (PFM) Financial regulation and supervision Revenue administration Credit risk Auditing, Internal Financial risk management Finance, Public Revenue |
ISBN |
1-4843-7546-7
1-4843-7537-8 1-4843-7565-3 |
Formato | Materiale a stampa |
Livello bibliografico | Monografia |
Lingua di pubblicazione | eng |
Nota di contenuto | Cover; CONTENTS; Glossary; INTRODUCTION; INSTITUTIONAL AND MARKET STRUCTURE-OVERVIEW; PRECONDITIONS FOR EFFECTIVE BANKING SUPERVISION; DETAILED ASSESSMENT; A. Supervisory Powers, Responsibilities and Functions; B. Prudential Regulations and Requirements; SUMMARY COMPLIANCE WITH THE BASEL CORE PRINCIPLES; A. Summary Compliance with the Basel Core Principles-Detailed Assessment Report; RECOMMENDED ACTIONS TO IMPROVE COMPLIANCE WITH THE BASEL CORE PRINCIPLES AND THE EFFECTIVENESS OF REGULATORY AND SUPERVISORY FRAMEWORKS; AUTHORITIES' RESPONSE |
Record Nr. | UNINA-9910789008603321 |
Washington, D.C. : , : International Monetary Fund, , 2014 | ||
Materiale a stampa | ||
Lo trovi qui: Univ. Federico II | ||
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Austria : : Publication of Financial Sector Assessment Program Documentation—Detailed Assessment of Basel Core Principles for Effective Banking Supervision |
Edizione | [1st ed.] |
Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2014 |
Descrizione fisica | 1 online resource (323 pages) |
Disciplina | 332.15 |
Collana | IMF Staff Country Reports |
Soggetto topico |
Banks and banking, International
Banks and banking International finance Accounting Banks and Banking Public Finance Banks Depository Institutions Micro Finance Institutions Mortgages Public Administration Public Sector Accounting and Audits Financing Policy Financial Risk and Risk Management Capital and Ownership Structure Value of Firms Goodwill Taxation, Subsidies, and Revenue: General Auditing Banking Management accounting & bookkeeping Financial services law & regulation Financial reporting, financial statements Public finance & taxation Internal audit Market risk Financial statements Legal support in revenue administration Public financial management (PFM) Financial regulation and supervision Revenue administration Credit risk Auditing, Internal Financial risk management Finance, Public Revenue |
ISBN |
1-4843-7546-7
1-4843-7537-8 1-4843-7565-3 |
Formato | Materiale a stampa |
Livello bibliografico | Monografia |
Lingua di pubblicazione | eng |
Nota di contenuto | Cover; CONTENTS; Glossary; INTRODUCTION; INSTITUTIONAL AND MARKET STRUCTURE-OVERVIEW; PRECONDITIONS FOR EFFECTIVE BANKING SUPERVISION; DETAILED ASSESSMENT; A. Supervisory Powers, Responsibilities and Functions; B. Prudential Regulations and Requirements; SUMMARY COMPLIANCE WITH THE BASEL CORE PRINCIPLES; A. Summary Compliance with the Basel Core Principles-Detailed Assessment Report; RECOMMENDED ACTIONS TO IMPROVE COMPLIANCE WITH THE BASEL CORE PRINCIPLES AND THE EFFECTIVENESS OF REGULATORY AND SUPERVISORY FRAMEWORKS; AUTHORITIES' RESPONSE |
Record Nr. | UNINA-9910815568003321 |
Washington, D.C. : , : International Monetary Fund, , 2014 | ||
Materiale a stampa | ||
Lo trovi qui: Univ. Federico II | ||
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Namibia : : Report on Observance of Standards and Codes: Fiscal Transparency Module |
Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2008 |
Descrizione fisica | 1 online resource (56 p.) |
Collana | IMF Staff Country Reports |
Soggetto topico |
Disclosure of information - Namibia
Financial statements - Namibia Budget process - Namibia Statistics - Standards - Namibia Accounting Budgeting Public Finance National Budget Budget Systems Public Administration Public Sector Accounting and Audits Auditing Forecasts of Budgets, Deficits, and Debt National Government Expenditures and Related Policies: General Budgeting & financial management Management accounting & bookkeeping Public finance accounting Public finance & taxation Budget planning and preparation Fiscal accounting and reporting Medium-term budget frameworks Internal audit Public financial management (PFM) Expenditure Budget Finance, Public Auditing, Internal Expenditures, Public |
ISBN |
1-4623-1503-8
1-4527-5547-7 1-280-89747-3 9786613738783 1-4519-9702-7 |
Formato | Materiale a stampa |
Livello bibliografico | Monografia |
Lingua di pubblicazione | eng |
Nota di contenuto |
Cover; Contents; Abbreviations; I. Introduction; II. Detailed Description of Practice; A. Clarity of Roles and Responsibilities; B. Open Budget Preparation, Execution, and Reporting; Boxes; 1. The Budget Preparation Process; 2. Medium-Term Expenditure Framework and Medium-Term Plans; 3. Integrated Financial Management System; C. Public Availability of Information; D. Assurances of Integrity; III. IMF Staff Commentary; Appendixes; I. Resource Revenue Transparency: The Mining Sector; II. Summary Tables; Appendix Tables; 1. A Summary Assessment of Practices
2. Public Availability of Information-A Summary |
Record Nr. | UNINA-9910788525203321 |
Washington, D.C. : , : International Monetary Fund, , 2008 | ||
Materiale a stampa | ||
Lo trovi qui: Univ. Federico II | ||
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Namibia : : Report on Observance of Standards and Codes: Fiscal Transparency Module |
Edizione | [1st ed.] |
Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2008 |
Descrizione fisica | 1 online resource (56 p.) |
Disciplina | 332.152 |
Collana | IMF Staff Country Reports |
Soggetto topico |
Disclosure of information - Namibia
Financial statements - Namibia Budget process - Namibia Statistics - Standards - Namibia Accounting Auditing Auditing, Internal Budget planning and preparation Budget Systems Budget Budgeting & financial management Budgeting Expenditure Expenditures, Public Finance, Public Fiscal accounting and reporting Forecasts of Budgets, Deficits, and Debt Internal audit Management accounting & bookkeeping Medium-term budget frameworks National Budget National Government Expenditures and Related Policies: General Public Administration Public finance & taxation Public finance accounting Public Finance Public financial management (PFM) Public Sector Accounting and Audits |
ISBN |
1-4623-1503-8
1-4527-5547-7 1-280-89747-3 9786613738783 1-4519-9702-7 |
Formato | Materiale a stampa |
Livello bibliografico | Monografia |
Lingua di pubblicazione | eng |
Nota di contenuto |
Cover; Contents; Abbreviations; I. Introduction; II. Detailed Description of Practice; A. Clarity of Roles and Responsibilities; B. Open Budget Preparation, Execution, and Reporting; Boxes; 1. The Budget Preparation Process; 2. Medium-Term Expenditure Framework and Medium-Term Plans; 3. Integrated Financial Management System; C. Public Availability of Information; D. Assurances of Integrity; III. IMF Staff Commentary; Appendixes; I. Resource Revenue Transparency: The Mining Sector; II. Summary Tables; Appendix Tables; 1. A Summary Assessment of Practices
2. Public Availability of Information-A Summary |
Record Nr. | UNINA-9910821269503321 |
Washington, D.C. : , : International Monetary Fund, , 2008 | ||
Materiale a stampa | ||
Lo trovi qui: Univ. Federico II | ||
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South Africa : : Financial Sector Assessment Program-Detailed Assessment of Compliance on the Basel Core Principles for Effective Banking Supervision |
Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2015 |
Descrizione fisica | 1 online resource (197 p.) |
Disciplina | 332.1 |
Collana | IMF Staff Country Reports |
Soggetto topico |
Banks and banking - State supervision - South Africa
Banking law - South Africa Banks and Banking Public Finance Finance: General Financial Risk Management Criminology Banks Depository Institutions Micro Finance Institutions Mortgages Financing Policy Financial Risk and Risk Management Capital and Ownership Structure Value of Firms Goodwill Public Administration Public Sector Accounting and Audits Auditing General Financial Markets: Government Policy and Regulation Financial Institutions and Services: Government Policy and Regulation International Financial Markets Banking Financial services law & regulation Management accounting & bookkeeping Finance Corporate crime white-collar crime External audit Market risk Credit risk Operational risk Public financial management (PFM) Financial regulation and supervision Internal audit Banks and banking Financial risk management Auditing, Internal State supervision Financial services industry |
ISBN | 1-4983-7613-4 |
Formato | Materiale a stampa |
Livello bibliografico | Monografia |
Lingua di pubblicazione | eng |
Nota di contenuto |
Cover; Contents; Glossary; INTRODUCTION; BACKGROUND INFORMATION AND METHODOLOGY; BOX; 1. The 2012 Revised Core Principles; INSTITUTIONAL AND MARKET STRUCTURE-OVERVIEW; A. Institutional Framework for Regulation and Supervision; B. Overview of the Banking Sector; FIGURES; 1. Financial Assets in South Africa; 2. Shares of Banking Assets; PRECONDITIONS FOR EFFECTIVE BANKING SUPERVISION; A. Macroeconomic Environment; B. Frameworks for Financial Stability Oversight, Crisis Management, and Systemic Protection
C. Infrastructures for the Financial Sector DETAILED ASSESSMENT; TABLES; 1. Supervisory Powers, Responsibilities, and Functions; 2. Prudential Regulations and Requirements; 3. Summary Compliance with the Basel Core Principles; RECOMMENDED ACTIONS AND AUTHORITIES COMMENTS; A. Recommended Actions; 4. Recommended Actions to Improve Compliance with the Basel Core Principles and the Effectiveness of Regulatory and Supervisory Frameworks; B. Authorities' Response to the Assessment |
Record Nr. | UNINA-9910788003603321 |
Washington, D.C. : , : International Monetary Fund, , 2015 | ||
Materiale a stampa | ||
Lo trovi qui: Univ. Federico II | ||
|
South Africa : : Financial Sector Assessment Program-Detailed Assessment of Compliance on the Basel Core Principles for Effective Banking Supervision |
Edizione | [1st ed.] |
Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2015 |
Descrizione fisica | 1 online resource (197 p.) |
Disciplina | 332.1 |
Collana | IMF Staff Country Reports |
Soggetto topico |
Banks and banking - State supervision - South Africa
Banking law - South Africa Banks and Banking Public Finance Finance: General Financial Risk Management Criminology Banks Depository Institutions Micro Finance Institutions Mortgages Financing Policy Financial Risk and Risk Management Capital and Ownership Structure Value of Firms Goodwill Public Administration Public Sector Accounting and Audits Auditing General Financial Markets: Government Policy and Regulation Financial Institutions and Services: Government Policy and Regulation International Financial Markets Banking Financial services law & regulation Management accounting & bookkeeping Finance Corporate crime white-collar crime External audit Market risk Credit risk Operational risk Public financial management (PFM) Financial regulation and supervision Internal audit Banks and banking Financial risk management Auditing, Internal State supervision Financial services industry White-collar crime |
ISBN | 1-4983-7613-4 |
Formato | Materiale a stampa |
Livello bibliografico | Monografia |
Lingua di pubblicazione | eng |
Nota di contenuto |
Cover; Contents; Glossary; INTRODUCTION; BACKGROUND INFORMATION AND METHODOLOGY; BOX; 1. The 2012 Revised Core Principles; INSTITUTIONAL AND MARKET STRUCTURE-OVERVIEW; A. Institutional Framework for Regulation and Supervision; B. Overview of the Banking Sector; FIGURES; 1. Financial Assets in South Africa; 2. Shares of Banking Assets; PRECONDITIONS FOR EFFECTIVE BANKING SUPERVISION; A. Macroeconomic Environment; B. Frameworks for Financial Stability Oversight, Crisis Management, and Systemic Protection
C. Infrastructures for the Financial Sector DETAILED ASSESSMENT; TABLES; 1. Supervisory Powers, Responsibilities, and Functions; 2. Prudential Regulations and Requirements; 3. Summary Compliance with the Basel Core Principles; RECOMMENDED ACTIONS AND AUTHORITIES COMMENTS; A. Recommended Actions; 4. Recommended Actions to Improve Compliance with the Basel Core Principles and the Effectiveness of Regulatory and Supervisory Frameworks; B. Authorities' Response to the Assessment |
Record Nr. | UNINA-9910814010603321 |
Washington, D.C. : , : International Monetary Fund, , 2015 | ||
Materiale a stampa | ||
Lo trovi qui: Univ. Federico II | ||
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Spain : : Basel Core Principles for Effective Banking Supervision: Detailed Assessment of Compliance Report |
Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2012 |
Descrizione fisica | 1 online resource (123 p.) |
Collana | IMF Staff Country Reports |
Soggetto topico |
Bank examination
Banks and banking - Spain Banks and Banking Money and Monetary Policy Public Finance Banks Depository Institutions Micro Finance Institutions Mortgages Taxation, Subsidies, and Revenue: General Financial Institutions and Services: Government Policy and Regulation Monetary Policy, Central Banking, and the Supply of Money and Credit: General Public Administration Public Sector Accounting and Audits Banking Public finance & taxation Financial services law & regulation Monetary economics Management accounting & bookkeeping Internal controls Commercial banks Capital adequacy requirements Credit Revenue administration Money Bank supervision Financial regulation and supervision Internal audit Public financial management (PFM) Banks and banking Revenue Asset requirements State supervision Auditing, Internal |
ISBN |
1-4755-9104-7
1-4755-7988-8 |
Formato | Materiale a stampa |
Livello bibliografico | Monografia |
Lingua di pubblicazione | eng |
Nota di contenuto |
Cover; Contents; Glossary; A; B; C; D; E; F; I; L; M; O; R; S; I. Summary, Key Findings, and Recommendations; A. Introduction; B. Information and Methodology Used for Assessment; C. Institutional and Macroeconomic Setting and Market Structure-Overview; D. Preconditions for Effective Banking Supervision; E. Main Findings; Objectives, independence, powers, transparency, and cooperation (CP 1); Licensing and structure (CPs 2-5); Prudential regulation and requirements (CPs 6-18); Methods of ongoing banking supervision (CPs 19-21); Accounting and disclosure (CP 22)
Corrective and remedial powers of supervisors (CP 23)Consolidated and cross-border banking supervision (CPs 24-25); Tables; 1A. Summary Compliance with the Basel Core Principles-ROSCs; 1B. Summary Compliance with the Basel Core Principles-Detailed Assessments; F. Recommended Actions and Authorities' Response; 2. Recommended Action Plan to Improve Compliance with the Basel Core Principles; II. Detailed Assessment; 3. Detailed Assessment of Compliance with the Basel Core Principles |
Record Nr. | UNINA-9910779500303321 |
Washington, D.C. : , : International Monetary Fund, , 2012 | ||
Materiale a stampa | ||
Lo trovi qui: Univ. Federico II | ||
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Spain : : Basel Core Principles for Effective Banking Supervision: Detailed Assessment of Compliance Report |
Edizione | [1st ed.] |
Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2012 |
Descrizione fisica | 1 online resource (123 p.) |
Disciplina | 332.1;332.11 |
Collana | IMF Staff Country Reports |
Soggetto topico |
Bank examination
Banks and banking - Spain Asset requirements Auditing, Internal Bank supervision Banking Banks and Banking Banks and banking Banks Capital adequacy requirements Commercial banks Credit Depository Institutions Financial Institutions and Services: Government Policy and Regulation Financial regulation and supervision Financial services law & regulation Internal audit Internal controls Management accounting & bookkeeping Micro Finance Institutions Monetary economics Monetary Policy, Central Banking, and the Supply of Money and Credit: General Money and Monetary Policy Money Mortgages Public Administration Public finance & taxation Public Finance Public financial management (PFM) Public Sector Accounting and Audits Revenue administration Revenue State supervision Taxation, Subsidies, and Revenue: General |
ISBN |
1-4755-9104-7
1-4755-7988-8 |
Formato | Materiale a stampa |
Livello bibliografico | Monografia |
Lingua di pubblicazione | eng |
Nota di contenuto |
Cover; Contents; Glossary; A; B; C; D; E; F; I; L; M; O; R; S; I. Summary, Key Findings, and Recommendations; A. Introduction; B. Information and Methodology Used for Assessment; C. Institutional and Macroeconomic Setting and Market Structure-Overview; D. Preconditions for Effective Banking Supervision; E. Main Findings; Objectives, independence, powers, transparency, and cooperation (CP 1); Licensing and structure (CPs 2-5); Prudential regulation and requirements (CPs 6-18); Methods of ongoing banking supervision (CPs 19-21); Accounting and disclosure (CP 22)
Corrective and remedial powers of supervisors (CP 23)Consolidated and cross-border banking supervision (CPs 24-25); Tables; 1A. Summary Compliance with the Basel Core Principles-ROSCs; 1B. Summary Compliance with the Basel Core Principles-Detailed Assessments; F. Recommended Actions and Authorities' Response; 2. Recommended Action Plan to Improve Compliance with the Basel Core Principles; II. Detailed Assessment; 3. Detailed Assessment of Compliance with the Basel Core Principles |
Record Nr. | UNINA-9910814938503321 |
Washington, D.C. : , : International Monetary Fund, , 2012 | ||
Materiale a stampa | ||
Lo trovi qui: Univ. Federico II | ||
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Turkey : : Financial Sector Assessment Program-Detailed Assessment of Observance of the Basel Core Principles for Effective Banking Supervision |
Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2017 |
Descrizione fisica | 1 online resource (250 pages) : illustrations, tables |
Disciplina | 332 |
Collana | IMF Staff Country Reports |
Soggetto topico |
Finance
Finance - Turkey Financial Sector Assessment Program Banks and Banking Public Finance Money and Monetary Policy Banks Depository Institutions Micro Finance Institutions Mortgages Financing Policy Financial Risk and Risk Management Capital and Ownership Structure Value of Firms Goodwill Public Administration Public Sector Accounting and Audits Auditing Monetary Policy, Central Banking, and the Supply of Money and Credit: General Banking Financial services law & regulation Management accounting & bookkeeping Monetary economics Market risk Internal audit Credit risk Financial regulation and supervision Credit Money Public financial management (PFM) Banks and banking Financial risk management Auditing, Internal |
ISBN |
1-4755-7700-1
1-4755-7703-6 |
Formato | Materiale a stampa |
Livello bibliografico | Monografia |
Lingua di pubblicazione | eng |
Record Nr. | UNINA-9910165034103321 |
Washington, D.C. : , : International Monetary Fund, , 2017 | ||
Materiale a stampa | ||
Lo trovi qui: Univ. Federico II | ||
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Wiley CIAexcel Exam Review 2014 [[electronic resource] ] : Part 2, Internal Audit Practice |
Autore | Vallabhaneni S. Rao |
Edizione | [5th ed.] |
Pubbl/distr/stampa | Hoboken, : Wiley, 2014 |
Descrizione fisica | 1 online resource (527 p.) |
Disciplina | 658.4 |
Collana | Wiley CIA Exam Review Series |
Soggetto topico |
Business
Corporate governance Internal audit Commerce Business & Economics Accounting |
Soggetto genere / forma | Electronic books. |
ISBN |
1-119-20413-5
1-118-96518-3 |
Formato | Materiale a stampa |
Livello bibliografico | Monografia |
Lingua di pubblicazione | eng |
Nota di contenuto |
Wiley CIAexcel Exam Review 2014; Contents; Preface; CIA Exam Study Preparation Resources; CIA Exam-Taking Tips and Techniques; CIA Exam Content Specifications; DOMAIN 1 Managing the Internal Audit Function (40-50%); 1.1 Strategic Role of Internal Audit; (a) Role of Corporate Code of Ethics; (b) Conflicts of Interest; (c) Factors Influencing Ethical Standards; (d) Options for Facilitating Ethical Behavior; (e) Monitoring Compliance with the Code of Conduct; (f) Fraud in Financial Reporting; (g) Integrating Ethical Standards in Complex Situations; 1.2 Operational Role of Internal Audit
(a) Assurance Audit Engagements1.3 Risk-Based Internal Audit Plan; (a) Audit Risk Factors; (b) Approaches to Risk Assessment; 1.4 Sample Practice Questions; DOMAIN 2 Managing Individual Engagements (40-50%); 2.1 Plan Engagements; (a) Audit Process; (b) Audit Planning; (c) Analytical Reviews; (d) Planning Materiality; (e) Determining Audit Objectives and Scope; (f) Audit Work Program; (g) Planning the Audit Work; 2.2 Supervise Engagements; (a) Audit Scheduling; (b) Audit Supervision; (c) Collecting Data and Information; (d) Develop and Review Audit Working Papers 2.3 Communicate Engagement Results(a) Audit Report Purpose; (b) Audit Report Timeliness; (c) Audit Report Contents; (d) Report Presentation; (e) Report Distribution; (f) Oral Reports; (g) Summary Reports; 2.4 Monitor Engagement Outcomes; 2.5 Sample Practice Questions; DOMAIN 3 Fraud Risks and Controls (5-15%); 3.1 Types of Fraud; (a) Overview of Fraud; (b) Types of Fraud; 3.2 Controls to Prevent or Detect Fraud; (a) Preventive Controls in General; (b) Detective Controls in General; (c) Computer Fraud-Related Controls; (d) Preventive Controls; (e) Detective Controls; (f) Recovery Controls 3.3 Audit Tests to Detect Fraud(a) Tools and Techniques; (b) Steps to Take When Fraud Is Suspected; 3.4 Integrating Analytical Relationships to Detect Fraud; (a) Major Impetus; (b) Types of Analytical Procedures; (c) Proving Illicit Financial Transactions; 3.5 Interrogation or Investigative Techniques; (a) Interrogation Techniques; (b) Investigative Techniques; 3.6 Forensic Auditing; (a) Phase 1: Problem Recognition and Planning; (b) Phase 2: Evidence Collection; (c) Phases 3 and 4: Evidence Evaluation and Communication of Results; (d) Software Forensics 3.7 Use of Computers in Analyzing Data for Fraud and Crime(a) Collection and Preservation of Computer Evidence; (b) Chain of Computer Evidence; (c) Computer Fraud and Crime Examples; 3.8 Sample Practice Questions; Sample Practice Questions, Answers, and Explanations; Glossary; Index |
Record Nr. | UNINA-9910132198703321 |
Vallabhaneni S. Rao | ||
Hoboken, : Wiley, 2014 | ||
Materiale a stampa | ||
Lo trovi qui: Univ. Federico II | ||
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