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A bank's duty of care / / edited by Danny Busch and Cees van Dam
| A bank's duty of care / / edited by Danny Busch and Cees van Dam |
| Pubbl/distr/stampa | Oxford ; ; Portland, Oregon : , : Hart Publishing, , 2017 |
| Descrizione fisica | 1 online resource (xii, 453 pages) |
| Disciplina | 346/.082 |
| Soggetto topico |
Bank failures - Law and legislation
Banking law Banks and banking, International - Law and legislation Consumer protection - Law and legislation Financial institutions - Law and legislation Financial services industry - Law and legislation |
| ISBN |
1-5099-1261-4
1-5099-1262-2 1-5099-1263-0 |
| Formato | Materiale a stampa  |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | The conduct of business rules under MIFID I and II -- Danny Busch -- Germany -- Jens-Hinrich Binder -- Austria -- Julian Ring and Martin Spitzer -- France -- Thierry Bonneau -- Italy -- Filippo Rossi and Marco Garavelli -- Spain -- Manuel mungel López Sánchez, Eduardo Valpuesta Gastaminza, Pedro Jose Bueso Guilln, and Jorge Noval Pato -- Netherlands -- Danny Busch, Cees van Dam and Bart van Der Wiel -- England and Wales -- Kern Alexander -- Ireland -- Blanaid Clarke -- United States of America -- George C. Harris, Hannibal Travis, and Sabrina Larson -- A bank's duty of care : perspectives from European and comparative law -- Danny Busch and Cees van Dam. |
| Record Nr. | UNINA-9910511787603321 |
| Oxford ; ; Portland, Oregon : , : Hart Publishing, , 2017 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
A bank's duty of care / / edited by Danny Busch and Cees van Dam
| A bank's duty of care / / edited by Danny Busch and Cees van Dam |
| Pubbl/distr/stampa | Oxford ; ; Portland, Oregon : , : Hart Publishing, , 2017 |
| Descrizione fisica | 1 online resource (xii, 453 pages) |
| Disciplina | 346/.082 |
| Soggetto topico |
Bank failures - Law and legislation
Banking law Banks and banking, International - Law and legislation Consumer protection - Law and legislation Financial institutions - Law and legislation Financial services industry - Law and legislation |
| ISBN |
1-5099-1261-4
1-5099-1262-2 1-5099-1263-0 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | The conduct of business rules under MIFID I and II -- Danny Busch -- Germany -- Jens-Hinrich Binder -- Austria -- Julian Ring and Martin Spitzer -- France -- Thierry Bonneau -- Italy -- Filippo Rossi and Marco Garavelli -- Spain -- Manuel mungel López Sánchez, Eduardo Valpuesta Gastaminza, Pedro Jose Bueso Guilln, and Jorge Noval Pato -- Netherlands -- Danny Busch, Cees van Dam and Bart van Der Wiel -- England and Wales -- Kern Alexander -- Ireland -- Blanaid Clarke -- United States of America -- George C. Harris, Hannibal Travis, and Sabrina Larson -- A bank's duty of care : perspectives from European and comparative law -- Danny Busch and Cees van Dam. |
| Record Nr. | UNINA-9910795921403321 |
| Oxford ; ; Portland, Oregon : , : Hart Publishing, , 2017 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
A bank's duty of care / / edited by Danny Busch and Cees van Dam
| A bank's duty of care / / edited by Danny Busch and Cees van Dam |
| Pubbl/distr/stampa | Oxford ; ; Portland, Oregon : , : Hart Publishing, , 2017 |
| Descrizione fisica | 1 online resource (xii, 453 pages) |
| Disciplina | 346/.082 |
| Soggetto topico |
Bank failures - Law and legislation
Banking law Banks and banking, International - Law and legislation Consumer protection - Law and legislation Financial institutions - Law and legislation Financial services industry - Law and legislation |
| ISBN |
1-5099-1261-4
1-5099-1262-2 1-5099-1263-0 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | The conduct of business rules under MIFID I and II -- Danny Busch -- Germany -- Jens-Hinrich Binder -- Austria -- Julian Ring and Martin Spitzer -- France -- Thierry Bonneau -- Italy -- Filippo Rossi and Marco Garavelli -- Spain -- Manuel mungel López Sánchez, Eduardo Valpuesta Gastaminza, Pedro Jose Bueso Guilln, and Jorge Noval Pato -- Netherlands -- Danny Busch, Cees van Dam and Bart van Der Wiel -- England and Wales -- Kern Alexander -- Ireland -- Blanaid Clarke -- United States of America -- George C. Harris, Hannibal Travis, and Sabrina Larson -- A bank's duty of care : perspectives from European and comparative law -- Danny Busch and Cees van Dam. |
| Record Nr. | UNINA-9910809261003321 |
| Oxford ; ; Portland, Oregon : , : Hart Publishing, , 2017 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Banking & financial services policy report
| Banking & financial services policy report |
| Pubbl/distr/stampa | New York, NY, : Aspen Law & Business, c2000- |
| Descrizione fisica | 1 online resource |
| Disciplina | 332 |
| Soggetto topico |
Banking law - United States
Banking law Financial services industry - Law and legislation - United States Financial services industry - Law and legislation |
| Soggetto genere / forma | Periodicals. |
| Formato | Materiale a stampa |
| Livello bibliografico | Periodico |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Banking and financial services policy report |
| Record Nr. | UNISA-996205643603316 |
| New York, NY, : Aspen Law & Business, c2000- | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. di Salerno | ||
| ||
Banking & financial services policy report
| Banking & financial services policy report |
| Pubbl/distr/stampa | New York, NY, : Aspen Law & Business, c2000- |
| Descrizione fisica | 1 online resource |
| Disciplina | 332 |
| Soggetto topico |
Banking law - United States
Banking law Financial services industry - Law and legislation - United States Financial services industry - Law and legislation |
| Soggetto genere / forma | Periodicals. |
| Formato | Materiale a stampa |
| Livello bibliografico | Periodico |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Banking and financial services policy report |
| Record Nr. | UNINA-9910339729703321 |
| New York, NY, : Aspen Law & Business, c2000- | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
The compliance revolution : how compliance needs to change to survive / / David Jackman
| The compliance revolution : how compliance needs to change to survive / / David Jackman |
| Autore | Jackman David <1960-> |
| Edizione | [1st edition] |
| Pubbl/distr/stampa | Singapore : , : Wiley, , 2015 |
| Descrizione fisica | 1 online resource (227 p.) |
| Disciplina | 332.1068/1 |
| Collana | Wiley Finance Series |
| Soggetto topico |
Financial services industry - Management
Financial services industry - Law and legislation Financial institutions - Management Financial institutions - State supervision Financial institutions - Law and legislation |
| ISBN |
1-119-02061-1
1-119-04592-4 1-119-02060-3 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
Cover; Title Page; Copyright; Contents; Preface; Acknowledgments; About the Author; Part 1 Theory; Chapter 1 New Compliance; The Challenge; Turning Point; Traditional Compliance; New Compliance; Shared Journey; Chapter 2 General Model of Regulatory and Compliance Development; Introduction to Development Models; General Model of Regulatory and Compliance Development; International Comparisons; Example of the UK; Using Regulatory Toolkits; Conclusion; Endnote; Chapter 3 Is Compliance Worth the Money?; An Unfortunate Unconformity; The 2008 Global Financial Crisis; Legacy of Failure; Post-2008
Increasing Compliance Spend A Line in the Sand; Future Challenges; Conclusion; Endnotes; Part 2 Practice; What to Do Differently; Chapter 4 Ethics; Definitions; Ethics in Regulation and Compliance; An Ethical Framework for Financial Services; Ethics in Business; How Should a Compliance Practitioner Approach Ethics?; Ethics at Work versus Ethics at Home; Steps Towards Developing Ethics; Main Tools for Identifying and Applying Corporate Ethics; Three Critical Steps in Establishing Ethics; Ethics in Regulation; Principles and Ethics; Advantages and Disadvantages of Principles Principles-Based Regulation Conclusion; Endnotes; Chapter 5 Culture; Pro-Compliance Culture; What Is Culture?; What Is a Values-Led Mind-Set?; Changing and Embedding Culture; How to Change Culture; Creating Crucibles in Regulation-Examples; Regulatory Methodologies; UK Indicators; Fair Dealing in Singapore; Measuring Culture; Conclusion; Endnotes; Chapter 6 Good Governance; Why Does Governance Matter?; What Is Corporate Governance?; A Model of Good Governance; Ten Principles of Good Governance; Conclusion; Review: The State of Corporate Governance; Endnotes; Chapter 7 Outcomes Why Is This Step Up So Significant? What Is Outcome?; Why Is Outcome So Important?; Development Matrix; Outcomes in Singapore Regulation; Outcomes and Enforcement; Conclusion; Endnotes; Part 3 Purpose; Chapter 8 Community; Importance of Community; Role of Companies; Social Usefulness of Banks; Role of Compliance; Definition of Community; Community Principles; Sustainable Communities Principles-What Do They Mean?; Development Matrix; Corporate Social Responsibility; New Reporting Standards; Behavioural Economics; Vulnerable Consumers; Conclusion; Endnotes; Chapter 9 Corporate Faith What Is Corporate Faith?Managing Corporate Faith; The Value of Corporate Faith; Dimensions of Corporate Faith; How Faith Develops; Corporate Faith into Practice; Professionalism; Judgment-Based Compliance; Conclusion; Chapter 10 Corporate Maturity; What Is Maturity?; Maturity and a Direction of Travel; Unconditionality; The Underlying Process; Corporate Maturity Framework; Cavitation; Connecting the Five Stages of Development with the Five Levels of Maturity; Conclusion; Index; EULA |
| Record Nr. | UNINA-9910131430203321 |
Jackman David <1960->
|
||
| Singapore : , : Wiley, , 2015 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
The compliance revolution : how compliance needs to change to survive / / David Jackman
| The compliance revolution : how compliance needs to change to survive / / David Jackman |
| Autore | Jackman David <1960-> |
| Edizione | [1st edition] |
| Pubbl/distr/stampa | Singapore : , : Wiley, , 2015 |
| Descrizione fisica | 1 online resource (227 p.) |
| Disciplina | 332.1068/1 |
| Collana | Wiley Finance Series |
| Soggetto topico |
Financial services industry - Management
Financial services industry - Law and legislation Financial institutions - Management Financial institutions - State supervision Financial institutions - Law and legislation |
| ISBN |
1-119-02061-1
1-119-04592-4 1-119-02060-3 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
Cover; Title Page; Copyright; Contents; Preface; Acknowledgments; About the Author; Part 1 Theory; Chapter 1 New Compliance; The Challenge; Turning Point; Traditional Compliance; New Compliance; Shared Journey; Chapter 2 General Model of Regulatory and Compliance Development; Introduction to Development Models; General Model of Regulatory and Compliance Development; International Comparisons; Example of the UK; Using Regulatory Toolkits; Conclusion; Endnote; Chapter 3 Is Compliance Worth the Money?; An Unfortunate Unconformity; The 2008 Global Financial Crisis; Legacy of Failure; Post-2008
Increasing Compliance Spend A Line in the Sand; Future Challenges; Conclusion; Endnotes; Part 2 Practice; What to Do Differently; Chapter 4 Ethics; Definitions; Ethics in Regulation and Compliance; An Ethical Framework for Financial Services; Ethics in Business; How Should a Compliance Practitioner Approach Ethics?; Ethics at Work versus Ethics at Home; Steps Towards Developing Ethics; Main Tools for Identifying and Applying Corporate Ethics; Three Critical Steps in Establishing Ethics; Ethics in Regulation; Principles and Ethics; Advantages and Disadvantages of Principles Principles-Based Regulation Conclusion; Endnotes; Chapter 5 Culture; Pro-Compliance Culture; What Is Culture?; What Is a Values-Led Mind-Set?; Changing and Embedding Culture; How to Change Culture; Creating Crucibles in Regulation-Examples; Regulatory Methodologies; UK Indicators; Fair Dealing in Singapore; Measuring Culture; Conclusion; Endnotes; Chapter 6 Good Governance; Why Does Governance Matter?; What Is Corporate Governance?; A Model of Good Governance; Ten Principles of Good Governance; Conclusion; Review: The State of Corporate Governance; Endnotes; Chapter 7 Outcomes Why Is This Step Up So Significant? What Is Outcome?; Why Is Outcome So Important?; Development Matrix; Outcomes in Singapore Regulation; Outcomes and Enforcement; Conclusion; Endnotes; Part 3 Purpose; Chapter 8 Community; Importance of Community; Role of Companies; Social Usefulness of Banks; Role of Compliance; Definition of Community; Community Principles; Sustainable Communities Principles-What Do They Mean?; Development Matrix; Corporate Social Responsibility; New Reporting Standards; Behavioural Economics; Vulnerable Consumers; Conclusion; Endnotes; Chapter 9 Corporate Faith What Is Corporate Faith?Managing Corporate Faith; The Value of Corporate Faith; Dimensions of Corporate Faith; How Faith Develops; Corporate Faith into Practice; Professionalism; Judgment-Based Compliance; Conclusion; Chapter 10 Corporate Maturity; What Is Maturity?; Maturity and a Direction of Travel; Unconditionality; The Underlying Process; Corporate Maturity Framework; Cavitation; Connecting the Five Stages of Development with the Five Levels of Maturity; Conclusion; Index; EULA |
| Record Nr. | UNINA-9910822552603321 |
|
Jackman David <1960->
|
||
| Singapore : , : Wiley, , 2015 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Consumer financial dispute resolution in a comparative context : principles, systems and practice / / Shahla F. Ali [[electronic resource]]
| Consumer financial dispute resolution in a comparative context : principles, systems and practice / / Shahla F. Ali [[electronic resource]] |
| Autore | Ali Shahla F. |
| Pubbl/distr/stampa | Cambridge : , : Cambridge University Press, , 2013 |
| Descrizione fisica | 1 online resource (xiv, 267 pages) : digital, PDF file(s) |
| Disciplina | 346.07 |
| Soggetto topico |
Arbitration and award
Financial services industry - Law and legislation Dispute resolution (Law) Consumer protection - Law and legislation Ombudspersons |
| ISBN |
1-107-32690-7
1-107-23708-4 1-107-33258-3 1-107-33666-X 1-107-33334-2 1-107-33500-0 1-299-39990-8 1-107-33583-3 1-139-23682-2 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Part I. Principles. Principles of consumer financial dispute resolution in a global context -- Part II. Ombuds Systems. Financial dispute resolution in the United Kingdom ; Financial dispute resolution in Australia ; Financial dispute resolution in Japan. -- Part III. Arbitration Systems. Financial dispute resolution in the United States ; Financial dispute resolution in Singapore ; Financial dispute resolution in Hong Kong ; Emerging systems: financial dispute resolution in China. -- Part IV. Practice. Synthesizing lessons learned and policy recommendations -- Conclusion: the way forward. |
| Record Nr. | UNINA-9910463324003321 |
|
Ali Shahla F.
|
||
| Cambridge : , : Cambridge University Press, , 2013 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Consumer financial dispute resolution in a comparative context : principles, systems and practice / / Shahla F. Ali [[electronic resource]]
| Consumer financial dispute resolution in a comparative context : principles, systems and practice / / Shahla F. Ali [[electronic resource]] |
| Autore | Ali Shahla F. |
| Pubbl/distr/stampa | Cambridge : , : Cambridge University Press, , 2013 |
| Descrizione fisica | 1 online resource (xiv, 267 pages) : digital, PDF file(s) |
| Disciplina | 346.07 |
| Soggetto topico |
Arbitration and award
Financial services industry - Law and legislation Dispute resolution (Law) Consumer protection - Law and legislation Ombudspersons |
| ISBN |
1-107-32690-7
1-107-23708-4 1-107-33258-3 1-107-33666-X 1-107-33334-2 1-107-33500-0 1-299-39990-8 1-107-33583-3 1-139-23682-2 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Part I. Principles. Principles of consumer financial dispute resolution in a global context -- Part II. Ombuds Systems. Financial dispute resolution in the United Kingdom ; Financial dispute resolution in Australia ; Financial dispute resolution in Japan. -- Part III. Arbitration Systems. Financial dispute resolution in the United States ; Financial dispute resolution in Singapore ; Financial dispute resolution in Hong Kong ; Emerging systems: financial dispute resolution in China. -- Part IV. Practice. Synthesizing lessons learned and policy recommendations -- Conclusion: the way forward. |
| Record Nr. | UNINA-9910786123903321 |
|
Ali Shahla F.
|
||
| Cambridge : , : Cambridge University Press, , 2013 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Consumer financial dispute resolution in a comparative context : principles, systems and practice / / Shahla F. Ali [[electronic resource]]
| Consumer financial dispute resolution in a comparative context : principles, systems and practice / / Shahla F. Ali [[electronic resource]] |
| Autore | Ali Shahla F. |
| Pubbl/distr/stampa | Cambridge : , : Cambridge University Press, , 2013 |
| Descrizione fisica | 1 online resource (xiv, 267 pages) : digital, PDF file(s) |
| Disciplina | 346.07 |
| Soggetto topico |
Arbitration and award
Financial services industry - Law and legislation Dispute resolution (Law) Consumer protection - Law and legislation Ombudspersons |
| ISBN |
1-107-32690-7
1-107-23708-4 1-107-33258-3 1-107-33666-X 1-107-33334-2 1-107-33500-0 1-299-39990-8 1-107-33583-3 1-139-23682-2 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Part I. Principles. Principles of consumer financial dispute resolution in a global context -- Part II. Ombuds Systems. Financial dispute resolution in the United Kingdom ; Financial dispute resolution in Australia ; Financial dispute resolution in Japan. -- Part III. Arbitration Systems. Financial dispute resolution in the United States ; Financial dispute resolution in Singapore ; Financial dispute resolution in Hong Kong ; Emerging systems: financial dispute resolution in China. -- Part IV. Practice. Synthesizing lessons learned and policy recommendations -- Conclusion: the way forward. |
| Record Nr. | UNINA-9910818038303321 |
|
Ali Shahla F.
|
||
| Cambridge : , : Cambridge University Press, , 2013 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
