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Safety and soundness: financial institutions' private student lending activities
| Safety and soundness: financial institutions' private student lending activities |
| Pubbl/distr/stampa | [Washington, D.C.] : , : Office of Inspector General, Department of the Treasury, , 2016 |
| Descrizione fisica | 1 online resource (ii, 11 pages) |
| Collana | Audit report |
| Soggetto topico |
Student loans - United States
Student aid - United States Financial institutions - State supervision - United States Financial institutions - United States - Auditing |
| Formato | Materiale a stampa  |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Safety and soundness |
| Record Nr. | UNINA-9910706104103321 |
| [Washington, D.C.] : , : Office of Inspector General, Department of the Treasury, , 2016 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
United States : Financial Sector Assessment Program-detailed assessment of implementation on the IOSCO objectives and principles of securities regulation / / International Monetary Fund
| United States : Financial Sector Assessment Program-detailed assessment of implementation on the IOSCO objectives and principles of securities regulation / / International Monetary Fund |
| Pubbl/distr/stampa | Washington, District of Columbia : , : International Monetary Fund, , 2015 |
| Descrizione fisica | 1 online resource (249 p.) |
| Disciplina | 332.152 |
| Collana | IMF Country Report |
| Soggetto topico |
Securities - United States
Capital market - United States Financial institutions - State supervision - United States Financial institutions - United States - Accounting Financial institutions - United States - Auditing |
| Soggetto genere / forma | Electronic books. |
| ISBN |
1-4755-5800-7
1-4755-5746-9 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
Cover; CONTENTS; GLOSSARY; EXECUTIVE SUMMARY; INTRODUCTION; INFORMATION AND METHODOLOGY USED FOR ASSESSMENT; INSTITUTIONAL AND MARKET STRUCTURE-OVERVIEW; A. Regulatory Structure; B. Market Structure; TABLES; 1. Key Equity Market Information; 2. Investment Company Total Net Assets by Type; 3. Institutional and Retail Ownership of Mutual Funds; 4. Number of Commodity Pool Operators and their AUM; 5. Registered Broker-Dealers; 6. SEC Registered Investment Advisers; PRECONDITIONS FOR EFFECTIVE SECURITIES REGULATION
7. Derivatives Market Intermediaries Registered with the CFTC MAIN FINDINGS; SUMMARY IMPLEMENTATION OF THE IOSCO PRINCIPLES; 8. Summary Implementation of the IOSCO Principles-Detailed Assessments; RECOMMENDED ACTION PLAN AND AUTHORITIES' RESPONSE; 9. Recommended Action Plan to Improve Implementation of the IOSCO Principles; C. Authorities' Response to the Assessment; DETAILED ASSESSMENT; 10. Detailed Assessment of Implementation of the IOSCO Principles |
| Record Nr. | UNINA-9910463485203321 |
| Washington, District of Columbia : , : International Monetary Fund, , 2015 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
United States : : Financial Sector Assessment Program-Detailed Assessment of Implementation on the IOSCO Objectives and Principles of Securities Regulation
| United States : : Financial Sector Assessment Program-Detailed Assessment of Implementation on the IOSCO Objectives and Principles of Securities Regulation |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2015 |
| Descrizione fisica | 1 online resource (249 p.) |
| Disciplina | 332.152 |
| Collana | IMF Staff Country Reports |
| Soggetto topico |
Securities - United States
Capital market - United States Financial institutions - State supervision - United States Financial institutions - United States - Accounting Financial institutions - United States - Auditing Investments: General Investments: Stocks Money and Monetary Policy Public Finance Business and Financial General Financial Markets: General (includes Measurement and Data) Monetary Policy, Central Banking, and the Supply of Money and Credit: General Auditing Pension Funds Non-bank Financial Institutions Financial Instruments Institutional Investors Corporation and Securities Law Investment & securities Monetary economics Management accounting & bookkeeping Financial services law & regulation Securities Credit ratings Stocks Securities regulation Financial institutions Money Public financial management (PFM) Financial regulation and supervision Financial instruments Nonbank financial institutions Law and legislation |
| ISBN |
1-4755-5800-7
1-4755-5746-9 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
Cover; CONTENTS; GLOSSARY; EXECUTIVE SUMMARY; INTRODUCTION; INFORMATION AND METHODOLOGY USED FOR ASSESSMENT; INSTITUTIONAL AND MARKET STRUCTURE-OVERVIEW; A. Regulatory Structure; B. Market Structure; TABLES; 1. Key Equity Market Information; 2. Investment Company Total Net Assets by Type; 3. Institutional and Retail Ownership of Mutual Funds; 4. Number of Commodity Pool Operators and their AUM; 5. Registered Broker-Dealers; 6. SEC Registered Investment Advisers; PRECONDITIONS FOR EFFECTIVE SECURITIES REGULATION
7. Derivatives Market Intermediaries Registered with the CFTC MAIN FINDINGS; SUMMARY IMPLEMENTATION OF THE IOSCO PRINCIPLES; 8. Summary Implementation of the IOSCO Principles-Detailed Assessments; RECOMMENDED ACTION PLAN AND AUTHORITIES' RESPONSE; 9. Recommended Action Plan to Improve Implementation of the IOSCO Principles; C. Authorities' Response to the Assessment; DETAILED ASSESSMENT; 10. Detailed Assessment of Implementation of the IOSCO Principles |
| Record Nr. | UNINA-9910788286603321 |
| Washington, D.C. : , : International Monetary Fund, , 2015 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
United States : : Financial Sector Assessment Program-Detailed Assessment of Implementation on the IOSCO Objectives and Principles of Securities Regulation
| United States : : Financial Sector Assessment Program-Detailed Assessment of Implementation on the IOSCO Objectives and Principles of Securities Regulation |
| Edizione | [1st ed.] |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2015 |
| Descrizione fisica | 1 online resource (249 p.) |
| Disciplina | 332.152 |
| Collana | IMF Staff Country Reports |
| Soggetto topico |
Securities - United States
Capital market - United States Financial institutions - State supervision - United States Financial institutions - United States - Accounting Financial institutions - United States - Auditing Investments: General Investments: Stocks Money and Monetary Policy Public Finance Business and Financial General Financial Markets: General (includes Measurement and Data) Monetary Policy, Central Banking, and the Supply of Money and Credit: General Auditing Pension Funds Non-bank Financial Institutions Financial Instruments Institutional Investors Corporation and Securities Law Investment & securities Monetary economics Management accounting & bookkeeping Financial services law & regulation Securities Credit ratings Stocks Securities regulation Financial institutions Money Public financial management (PFM) Financial regulation and supervision Financial instruments Nonbank financial institutions Law and legislation |
| ISBN |
1-4755-5800-7
1-4755-5746-9 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
Cover; CONTENTS; GLOSSARY; EXECUTIVE SUMMARY; INTRODUCTION; INFORMATION AND METHODOLOGY USED FOR ASSESSMENT; INSTITUTIONAL AND MARKET STRUCTURE-OVERVIEW; A. Regulatory Structure; B. Market Structure; TABLES; 1. Key Equity Market Information; 2. Investment Company Total Net Assets by Type; 3. Institutional and Retail Ownership of Mutual Funds; 4. Number of Commodity Pool Operators and their AUM; 5. Registered Broker-Dealers; 6. SEC Registered Investment Advisers; PRECONDITIONS FOR EFFECTIVE SECURITIES REGULATION
7. Derivatives Market Intermediaries Registered with the CFTC MAIN FINDINGS; SUMMARY IMPLEMENTATION OF THE IOSCO PRINCIPLES; 8. Summary Implementation of the IOSCO Principles-Detailed Assessments; RECOMMENDED ACTION PLAN AND AUTHORITIES' RESPONSE; 9. Recommended Action Plan to Improve Implementation of the IOSCO Principles; C. Authorities' Response to the Assessment; DETAILED ASSESSMENT; 10. Detailed Assessment of Implementation of the IOSCO Principles |
| Record Nr. | UNINA-9910821854803321 |
| Washington, D.C. : , : International Monetary Fund, , 2015 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
