Key fiscal challenges facing the accountability community [[electronic resource] ] : before the 2009 AGA Southeast Region Professional Development Conference, Nashville, TN, April 2, 2009 / / by Gene L. Dodaro |
Pubbl/distr/stampa | [Washington, D.C.] : , : U.S. Govt. Accountability Office, , [2009] |
Descrizione fisica | 1 online resource (24 pages) |
Altri autori (Persone) | DodaroGene L |
Soggetto topico |
Capital market - United States - Accounting
Capital market - United States - Management Financial institutions - United States - Accounting Financial institutions - United States - Management Financial risk - United States Disclosure of information - Law and legislation - United States Transparency in government - United States Financial crises - United States Economic stabilization - United States Banks and banking - State supervision - United States |
Formato | Materiale a stampa ![]() |
Livello bibliografico | Monografia |
Lingua di pubblicazione | eng |
Altri titoli varianti | Key fiscal challenges facing the accountability community |
Record Nr. | UNINA-9910700821203321 |
[Washington, D.C.] : , : U.S. Govt. Accountability Office, , [2009] | ||
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Lo trovi qui: Univ. Federico II | ||
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Public policy issues raised by the report of the Lehman bankruptcy examiner [[electronic resource] ] : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, second session, April 20, 2010 |
Pubbl/distr/stampa | Washington : , : U.S. G.P.O., , 2010 |
Descrizione fisica | 1 online resource (iv, 228 pages) : illustrations |
Soggetto topico |
Financial institutions - United States - Accounting
Investment banking - United States - Accounting |
Formato | Materiale a stampa ![]() |
Livello bibliografico | Monografia |
Lingua di pubblicazione | eng |
Altri titoli varianti | Public policy issues raised by the report of the Lehman bankruptcy examiner |
Record Nr. | UNINA-9910703030703321 |
Washington : , : U.S. G.P.O., , 2010 | ||
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Lo trovi qui: Univ. Federico II | ||
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TARP accountability [[electronic resource] ] : use of federal assistance by the first TARP recipients : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, February 11, 2009 |
Pubbl/distr/stampa | Washington : , : U.S. G.P.O., , 2009 |
Descrizione fisica | 1 online resource (iv, 351 pages) : illustrations |
Soggetto topico |
Economic assistance, Domestic - United States - Evaluation
Economic stabilization - United States Financial institutions - United States - Accounting Corporations - United States - Accounting |
Formato | Materiale a stampa ![]() |
Livello bibliografico | Monografia |
Lingua di pubblicazione | eng |
Altri titoli varianti | TARP accountability |
Record Nr. | UNINA-9910702807003321 |
Washington : , : U.S. G.P.O., , 2009 | ||
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Lo trovi qui: Univ. Federico II | ||
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United States : Financial Sector Assessment Program-detailed assessment of implementation on the IOSCO objectives and principles of securities regulation / / International Monetary Fund |
Pubbl/distr/stampa | Washington, District of Columbia : , : International Monetary Fund, , 2015 |
Descrizione fisica | 1 online resource (249 p.) |
Disciplina | 332.152 |
Collana | IMF Country Report |
Soggetto topico |
Securities - United States
Capital market - United States Financial institutions - State supervision - United States Financial institutions - United States - Accounting Financial institutions - United States - Auditing |
Soggetto genere / forma | Electronic books. |
ISBN |
1-4755-5800-7
1-4755-5746-9 |
Formato | Materiale a stampa ![]() |
Livello bibliografico | Monografia |
Lingua di pubblicazione | eng |
Nota di contenuto |
Cover; CONTENTS; GLOSSARY; EXECUTIVE SUMMARY; INTRODUCTION; INFORMATION AND METHODOLOGY USED FOR ASSESSMENT; INSTITUTIONAL AND MARKET STRUCTURE-OVERVIEW; A. Regulatory Structure; B. Market Structure; TABLES; 1. Key Equity Market Information; 2. Investment Company Total Net Assets by Type; 3. Institutional and Retail Ownership of Mutual Funds; 4. Number of Commodity Pool Operators and their AUM; 5. Registered Broker-Dealers; 6. SEC Registered Investment Advisers; PRECONDITIONS FOR EFFECTIVE SECURITIES REGULATION
7. Derivatives Market Intermediaries Registered with the CFTC MAIN FINDINGS; SUMMARY IMPLEMENTATION OF THE IOSCO PRINCIPLES; 8. Summary Implementation of the IOSCO Principles-Detailed Assessments; RECOMMENDED ACTION PLAN AND AUTHORITIES' RESPONSE; 9. Recommended Action Plan to Improve Implementation of the IOSCO Principles; C. Authorities' Response to the Assessment; DETAILED ASSESSMENT; 10. Detailed Assessment of Implementation of the IOSCO Principles |
Record Nr. | UNINA-9910463485203321 |
Washington, District of Columbia : , : International Monetary Fund, , 2015 | ||
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Lo trovi qui: Univ. Federico II | ||
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United States : : Financial Sector Assessment Program-Detailed Assessment of Implementation on the IOSCO Objectives and Principles of Securities Regulation |
Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2015 |
Descrizione fisica | 1 online resource (249 p.) |
Disciplina | 332.152 |
Collana | IMF Staff Country Reports |
Soggetto topico |
Securities - United States
Capital market - United States Financial institutions - State supervision - United States Financial institutions - United States - Accounting Financial institutions - United States - Auditing Investments: General Investments: Stocks Money and Monetary Policy Public Finance Business and Financial General Financial Markets: General (includes Measurement and Data) Monetary Policy, Central Banking, and the Supply of Money and Credit: General Auditing Pension Funds Non-bank Financial Institutions Financial Instruments Institutional Investors Corporation and Securities Law Investment & securities Monetary economics Management accounting & bookkeeping Financial services law & regulation Securities Credit ratings Stocks Securities regulation Financial institutions Money Public financial management (PFM) Financial regulation and supervision Financial instruments Nonbank financial institutions Law and legislation |
ISBN |
1-4755-5800-7
1-4755-5746-9 |
Formato | Materiale a stampa ![]() |
Livello bibliografico | Monografia |
Lingua di pubblicazione | eng |
Nota di contenuto |
Cover; CONTENTS; GLOSSARY; EXECUTIVE SUMMARY; INTRODUCTION; INFORMATION AND METHODOLOGY USED FOR ASSESSMENT; INSTITUTIONAL AND MARKET STRUCTURE-OVERVIEW; A. Regulatory Structure; B. Market Structure; TABLES; 1. Key Equity Market Information; 2. Investment Company Total Net Assets by Type; 3. Institutional and Retail Ownership of Mutual Funds; 4. Number of Commodity Pool Operators and their AUM; 5. Registered Broker-Dealers; 6. SEC Registered Investment Advisers; PRECONDITIONS FOR EFFECTIVE SECURITIES REGULATION
7. Derivatives Market Intermediaries Registered with the CFTC MAIN FINDINGS; SUMMARY IMPLEMENTATION OF THE IOSCO PRINCIPLES; 8. Summary Implementation of the IOSCO Principles-Detailed Assessments; RECOMMENDED ACTION PLAN AND AUTHORITIES' RESPONSE; 9. Recommended Action Plan to Improve Implementation of the IOSCO Principles; C. Authorities' Response to the Assessment; DETAILED ASSESSMENT; 10. Detailed Assessment of Implementation of the IOSCO Principles |
Record Nr. | UNINA-9910788286603321 |
Washington, D.C. : , : International Monetary Fund, , 2015 | ||
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Lo trovi qui: Univ. Federico II | ||
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United States : : Financial Sector Assessment Program-Detailed Assessment of Implementation on the IOSCO Objectives and Principles of Securities Regulation |
Edizione | [1st ed.] |
Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2015 |
Descrizione fisica | 1 online resource (249 p.) |
Disciplina | 332.152 |
Collana | IMF Staff Country Reports |
Soggetto topico |
Securities - United States
Capital market - United States Financial institutions - State supervision - United States Financial institutions - United States - Accounting Financial institutions - United States - Auditing Investments: General Investments: Stocks Money and Monetary Policy Public Finance Business and Financial General Financial Markets: General (includes Measurement and Data) Monetary Policy, Central Banking, and the Supply of Money and Credit: General Auditing Pension Funds Non-bank Financial Institutions Financial Instruments Institutional Investors Corporation and Securities Law Investment & securities Monetary economics Management accounting & bookkeeping Financial services law & regulation Securities Credit ratings Stocks Securities regulation Financial institutions Money Public financial management (PFM) Financial regulation and supervision Financial instruments Nonbank financial institutions Law and legislation |
ISBN |
1-4755-5800-7
1-4755-5746-9 |
Formato | Materiale a stampa ![]() |
Livello bibliografico | Monografia |
Lingua di pubblicazione | eng |
Nota di contenuto |
Cover; CONTENTS; GLOSSARY; EXECUTIVE SUMMARY; INTRODUCTION; INFORMATION AND METHODOLOGY USED FOR ASSESSMENT; INSTITUTIONAL AND MARKET STRUCTURE-OVERVIEW; A. Regulatory Structure; B. Market Structure; TABLES; 1. Key Equity Market Information; 2. Investment Company Total Net Assets by Type; 3. Institutional and Retail Ownership of Mutual Funds; 4. Number of Commodity Pool Operators and their AUM; 5. Registered Broker-Dealers; 6. SEC Registered Investment Advisers; PRECONDITIONS FOR EFFECTIVE SECURITIES REGULATION
7. Derivatives Market Intermediaries Registered with the CFTC MAIN FINDINGS; SUMMARY IMPLEMENTATION OF THE IOSCO PRINCIPLES; 8. Summary Implementation of the IOSCO Principles-Detailed Assessments; RECOMMENDED ACTION PLAN AND AUTHORITIES' RESPONSE; 9. Recommended Action Plan to Improve Implementation of the IOSCO Principles; C. Authorities' Response to the Assessment; DETAILED ASSESSMENT; 10. Detailed Assessment of Implementation of the IOSCO Principles |
Record Nr. | UNINA-9910821854803321 |
Washington, D.C. : , : International Monetary Fund, , 2015 | ||
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Lo trovi qui: Univ. Federico II | ||
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