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Canada : : Financial Sector Assessment Program-IOSCO Objectives and Principles of Securities Regulation-Detailed Assessment of Implementation
| Canada : : Financial Sector Assessment Program-IOSCO Objectives and Principles of Securities Regulation-Detailed Assessment of Implementation |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2014 |
| Descrizione fisica | 1 online resource (245 p.) |
| Disciplina | 332.152 |
| Collana | IMF Staff Country Reports |
| Soggetto topico |
Securities - State supervision - Canada - Evaluation
Securities - State supervision - Canada Accounting Investments: General Public Finance Industries: Financial Services Business and Financial General Financial Markets: General (includes Measurement and Data) Public Administration Public Sector Accounting and Audits Auditing Pension Funds Non-bank Financial Institutions Financial Instruments Institutional Investors Corporation and Securities Law Investment & securities Financial reporting, financial statements Management accounting & bookkeeping Finance Financial services law & regulation Securities Financial statements Mutual funds Securities regulation Financial institutions Public financial management (PFM) Financial regulation and supervision Financial instruments Finance, Public Nonbank financial institutions Law and legislation |
| ISBN |
1-4755-2439-0
1-4755-2391-2 1-4755-1809-9 |
| Formato | Materiale a stampa  |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
Cover; CONTENTS; GLOSSARY; SUMMARY; INTRODUCTION AND SCOPE; DESCRIPTION OF REGULATORY STRUCTURE AND PRACTICES; MARKET STRUCTURE; A. Markets; TABLES; 1. ATS; B. CIS; FIGURE; 1. Market Share Trend (TSX Listed Stocks); 2. Fund Type by AUM; C. Intermediaries; GENERAL PRECONDITIONS FOR EFFECTIVE SECURITIES REGULATION; MAIN FINDINGS; 3. Summary Implementation of the IOSCO Principles-Detailed Assessments; 4. Recommended Action Plan to Improve Implementation of the IOSCO Principles; A. Authorities' Response to the Assessment; DETAILED ASSESSMENT
5. Detailed Assessment of Implementation of the IOSCO Principles |
| Record Nr. | UNINA-9910791049403321 |
| Washington, D.C. : , : International Monetary Fund, , 2014 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Canada : : Financial Sector Assessment Program-IOSCO Objectives and Principles of Securities Regulation-Detailed Assessment of Implementation
| Canada : : Financial Sector Assessment Program-IOSCO Objectives and Principles of Securities Regulation-Detailed Assessment of Implementation |
| Edizione | [1st ed.] |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2014 |
| Descrizione fisica | 1 online resource (245 p.) |
| Disciplina | 332.152 |
| Collana | IMF Staff Country Reports |
| Soggetto topico |
Securities - State supervision - Canada - Evaluation
Securities - State supervision - Canada Accounting Investments: General Public Finance Industries: Financial Services Business and Financial General Financial Markets: General (includes Measurement and Data) Public Administration Public Sector Accounting and Audits Auditing Pension Funds Non-bank Financial Institutions Financial Instruments Institutional Investors Corporation and Securities Law Investment & securities Financial reporting, financial statements Management accounting & bookkeeping Finance Financial services law & regulation Securities Financial statements Mutual funds Securities regulation Financial institutions Public financial management (PFM) Financial regulation and supervision Financial instruments Finance, Public Nonbank financial institutions Law and legislation |
| ISBN |
1-4755-2439-0
1-4755-2391-2 1-4755-1809-9 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
Cover; CONTENTS; GLOSSARY; SUMMARY; INTRODUCTION AND SCOPE; DESCRIPTION OF REGULATORY STRUCTURE AND PRACTICES; MARKET STRUCTURE; A. Markets; TABLES; 1. ATS; B. CIS; FIGURE; 1. Market Share Trend (TSX Listed Stocks); 2. Fund Type by AUM; C. Intermediaries; GENERAL PRECONDITIONS FOR EFFECTIVE SECURITIES REGULATION; MAIN FINDINGS; 3. Summary Implementation of the IOSCO Principles-Detailed Assessments; 4. Recommended Action Plan to Improve Implementation of the IOSCO Principles; A. Authorities' Response to the Assessment; DETAILED ASSESSMENT
5. Detailed Assessment of Implementation of the IOSCO Principles |
| Record Nr. | UNINA-9910813194103321 |
| Washington, D.C. : , : International Monetary Fund, , 2014 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
The Challenge of Enforcement in Securities Markets : : Mission Impossible? / / Ana Carvajal, Jennifer Elliott
| The Challenge of Enforcement in Securities Markets : : Mission Impossible? / / Ana Carvajal, Jennifer Elliott |
| Autore | Carvajal Ana |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2009 |
| Descrizione fisica | 1 online resource (39 p.) |
| Altri autori (Persone) | ElliottJennifer |
| Collana | IMF Working Papers |
| Soggetto topico |
Securities industry
Securities fraud Investments: General Public Finance Industries: Financial Services Business and Financial Corporation and Securities Law Taxation, Subsidies, and Revenue: General General Financial Markets: General (includes Measurement and Data) General Financial Markets: Government Policy and Regulation Financial Institutions and Services: Government Policy and Regulation Financial services law & regulation Public finance & taxation Investment & securities Finance Securities regulation Legal support in revenue administration Securities Financial regulation and supervision Financial services Nonbank financial institutions Law and legislation Revenue Financial instruments Financial services industry |
| ISBN |
1-4623-5375-4
1-4527-2786-4 1-4518-7315-8 9786612843815 1-282-84381-8 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Contents; I. Introduction; II. What is Enforcement?; III. The Importance of Enforcement; IV. Framework for Enforcement; 1. Clear mandate; 2. Broad authority to investigate and obtain evidence; 3. Ability to act immediately; 4. Authority to bring charges and impose a wide range of sanctions; 5. Active criminal enforcement; 6. Ability to provide cooperation to foreign regulators; V. Enforcement Capacity; 1. Independence and political will; 2. Staffing and resources; 3. Adequate organizational structure; 4. Effective court system; VI. Measuring the Effectiveness of Enforcement; VII. Conclusion |
| Record Nr. | UNINA-9910788230303321 |
Carvajal Ana
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| Washington, D.C. : , : International Monetary Fund, , 2009 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Deleveraging After Lehman : : Evidence From Reduced Rehypothecation / / James Aitken, Manmohan Singh
| Deleveraging After Lehman : : Evidence From Reduced Rehypothecation / / James Aitken, Manmohan Singh |
| Autore | Aitken James |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2009 |
| Descrizione fisica | 1 online resource (13 p.) |
| Altri autori (Persone) | SinghManmohan |
| Collana | IMF Working Papers |
| Soggetto topico |
Suretyship and guaranty
Economic stabilization Finance: General Investments: General Industries: Financial Services Banks Depository Institutions Micro Finance Institutions Mortgages Financial Institutions and Services: Government Policy and Regulation International Monetary Arrangements and Institutions Corporation and Securities Law General Financial Markets: Government Policy and Regulation International Financial Markets General Financial Markets: General (includes Measurement and Data) Pension Funds Non-bank Financial Institutions Financial Instruments Institutional Investors Investment Banking Venture Capital Brokerage Ratings and Ratings Agencies Finance Investment & securities Collateral Securities Hedge funds Brokers and dealers Financial institutions Financial markets Loans Financial instruments Financial services industry Stockbrokers |
| ISBN |
1-4623-1340-X
1-4527-1879-2 9786612842641 1-4518-7190-2 1-282-84264-1 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Contents; I. Introduction; II. Rehypothecation in the United States and the United Kingdom; III. Rehypothecation After Lehman's Bankruptcy; Tables; 1. Collateral Received that can be Pledged is Decreasing; 2. Securities Lending by Major Custodians; IV. Conclusion; Appendix; 1. Securities Exchange Act's Rule 15c3-3; References |
| Record Nr. | UNINA-9910788338703321 |
|
Aitken James
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| Washington, D.C. : , : International Monetary Fund, , 2009 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Money and Collateral / / Manmohan Singh, Peter Stella
| Money and Collateral / / Manmohan Singh, Peter Stella |
| Autore | Singh Manmohan |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2012 |
| Descrizione fisica | 1 online resource (23 p.) |
| Altri autori (Persone) | StellaPeter |
| Collana |
IMF Working Papers
IMF working policy |
| Soggetto topico |
Money
Monetary policy Banks and Banking Finance: General Money and Monetary Policy Industries: Financial Services Banks Depository Institutions Micro Finance Institutions Mortgages Financial Institutions and Services: Government Policy and Regulation International Monetary Arrangements and Institutions Corporation and Securities Law General Financial Markets: Government Policy and Regulation International Financial Markets Monetary Policy, Central Banking, and the Supply of Money and Credit: General Portfolio Choice Investment Decisions Monetary Systems Standards Regimes Government and the Monetary System Payment Systems Finance Banking Monetary economics Collateral Monetary base Liquidity Bank deposits Financial institutions Asset and liability management Currencies Financial services Loans Banks and banking Money supply Economics |
| ISBN |
1-4755-8707-4
1-4755-7395-2 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
Cover; Contents; I. Introduction; II. Money and the (Adjusted) Money Multiplier; Figure; 1. Monetary Base and Deposits at the Central Bank (1959-2011); III. Collateral; 2. U.S. Total Credit Market Assets (ratio to GDP); Table; 1. Definition of Terms Used; 3. U.S. Ratio of Total US Financial Intermediaries Liabilities to Ultimate Liquidity; 4. Ratio of Total US Commercial Bank Liabilities to Ultimate Liquidity; 5. Ratio of Total US Nonbank Financial Intermediaries Liabilities to their holdings of C1; IV. Safe Assets and Treasury-bills-What Determines their Supply?
6. Ratio of T-Bills/Total Issuance by U.S. Treasury Since 1982 V. Collateral Chains; VI. Monetary Policy and Financial Lubrication; VII. Conclusion; 7. Bills/Total Issuance Relative to 10 year Yields minus 6-month Yields (1961-2011); Annex; 1. Debt Management Strategy of U.S. Treasury since the 1960's; References |
| Record Nr. | UNINA-9910779226303321 |
|
Singh Manmohan
|
||
| Washington, D.C. : , : International Monetary Fund, , 2012 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Money and Collateral / / Manmohan Singh, Peter Stella
| Money and Collateral / / Manmohan Singh, Peter Stella |
| Autore | Singh Manmohan |
| Edizione | [1st ed.] |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2012 |
| Descrizione fisica | 1 online resource (23 p.) |
| Disciplina | 332.1;332.152 |
| Altri autori (Persone) | StellaPeter |
| Collana |
IMF Working Papers
IMF working policy |
| Soggetto topico |
Money
Monetary policy Banks and Banking Finance: General Money and Monetary Policy Industries: Financial Services Banks Depository Institutions Micro Finance Institutions Mortgages Financial Institutions and Services: Government Policy and Regulation International Monetary Arrangements and Institutions Corporation and Securities Law General Financial Markets: Government Policy and Regulation International Financial Markets Monetary Policy, Central Banking, and the Supply of Money and Credit: General Portfolio Choice Investment Decisions Monetary Systems Standards Regimes Government and the Monetary System Payment Systems Finance Banking Monetary economics Collateral Monetary base Liquidity Bank deposits Financial institutions Asset and liability management Currencies Financial services Loans Banks and banking Money supply Economics |
| ISBN |
1-4755-8707-4
1-4755-7395-2 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
Cover; Contents; I. Introduction; II. Money and the (Adjusted) Money Multiplier; Figure; 1. Monetary Base and Deposits at the Central Bank (1959-2011); III. Collateral; 2. U.S. Total Credit Market Assets (ratio to GDP); Table; 1. Definition of Terms Used; 3. U.S. Ratio of Total US Financial Intermediaries Liabilities to Ultimate Liquidity; 4. Ratio of Total US Commercial Bank Liabilities to Ultimate Liquidity; 5. Ratio of Total US Nonbank Financial Intermediaries Liabilities to their holdings of C1; IV. Safe Assets and Treasury-bills-What Determines their Supply?
6. Ratio of T-Bills/Total Issuance by U.S. Treasury Since 1982 V. Collateral Chains; VI. Monetary Policy and Financial Lubrication; VII. Conclusion; 7. Bills/Total Issuance Relative to 10 year Yields minus 6-month Yields (1961-2011); Annex; 1. Debt Management Strategy of U.S. Treasury since the 1960's; References |
| Record Nr. | UNINA-9910813048103321 |
|
Singh Manmohan
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||
| Washington, D.C. : , : International Monetary Fund, , 2012 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Quality of Financial Sector Regulation and Supervision Around the World / / Martin Cihak, Alexander Tieman
| Quality of Financial Sector Regulation and Supervision Around the World / / Martin Cihak, Alexander Tieman |
| Autore | Cihak Martin |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2008 |
| Descrizione fisica | 1 online resource (47 p.) |
| Disciplina | 332.1 |
| Altri autori (Persone) | TiemanAlexander |
| Collana |
IMF Working Papers
IMF working paper |
| Soggetto topico |
Banks and banking - State supervision
Financial institutions - State supervision Banks and Banking Finance: General Macroeconomics Business and Financial General Financial Markets: Government Policy and Regulation Banks Depository Institutions Micro Finance Institutions Mortgages Corporation and Securities Law Personal Income, Wealth, and Their Distributions Financial services law & regulation Finance Banking Financial Sector Assessment Program Basel Core Principles Securities regulation Personal income Financial services industry Banks and banking State supervision Nonbank financial institutions Law and legislation Income |
| ISBN |
1-4623-2047-3
1-4527-0670-0 1-4518-7048-5 9786612841415 1-282-84141-6 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
Contents; I. Introduction; II. Data and Methodology; III. An Introductory Analysis of the Quality of Supervision; A. Overall Findings; Figures; 1. Overall Compliance with Standards and Codes; B. Differences by Income Level and Geographic Region; 2. Overall Compliance by Income Level; 3. Overall Compliance by Geographic Region; C. Main Strengths and Areas for Improvement; IV. Regression Analysis; V. Analysis of Other FSAP Recommendations; Box; 1. Cross-Border Issues in FSAPs for EU Countries: A Survey; VI. Conclusions; 4. Coverage of BCP, IAIS, and IOSCO Assessments, as of December 31, 2007
Tables1. Banking Supervision 'Dictionary'; 2. Insurance Supervision 'Dictionary'; 3. Securities Regulation 'Dictionary'; 4. Financial Sector Standards and Their Four Main Components; 5. Compliance in Detail: Basel Core Principles; 6. Compliance in Detail: IAIS Principles; 7. Compliance in Detail: IOSCO's Objectives and Principles; 8. Regressions of Compliance on Income Per Capita; 5. Supervisory Quality by Level of Development; 6. Supervisory Quality by Geographic Region; 7. Correlation of Standards and Codes Assessments with the BCL Database 8. Correlation of Standards and Codes Assessments with KKM 2002 Database9. Correlation of Standards and Codes Assessments with KKM 2006 Database; 10. Regressions of Standards and Codes on KKM 2002 Variables and GDP Per Capita; 11. Regressions of Standards and Codes on KKM 2006 Variables and GDP Per Capita; 12. Regressions of Standards and Codes on BCL Variables and GDP Per Capita; Appendix; Main Areas for Improvements in Banking, Insurance, and Securities; References |
| Record Nr. | UNINA-9910788233503321 |
|
Cihak Martin
|
||
| Washington, D.C. : , : International Monetary Fund, , 2008 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Quality of Financial Sector Regulation and Supervision Around the World / / Martin Cihak, Alexander Tieman
| Quality of Financial Sector Regulation and Supervision Around the World / / Martin Cihak, Alexander Tieman |
| Autore | Cihak Martin |
| Edizione | [1st ed.] |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2008 |
| Descrizione fisica | 1 online resource (47 p.) |
| Disciplina | 332.1 |
| Altri autori (Persone) | TiemanAlexander |
| Collana |
IMF Working Papers
IMF working paper |
| Soggetto topico |
Banks and banking - State supervision
Financial institutions - State supervision Banks and Banking Finance: General Macroeconomics Business and Financial General Financial Markets: Government Policy and Regulation Banks Depository Institutions Micro Finance Institutions Mortgages Corporation and Securities Law Personal Income, Wealth, and Their Distributions Financial services law & regulation Finance Banking Financial Sector Assessment Program Basel Core Principles Securities regulation Personal income Financial services industry Banks and banking State supervision Nonbank financial institutions Law and legislation Income |
| ISBN |
1-4623-2047-3
1-4527-0670-0 1-4518-7048-5 9786612841415 1-282-84141-6 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
Contents; I. Introduction; II. Data and Methodology; III. An Introductory Analysis of the Quality of Supervision; A. Overall Findings; Figures; 1. Overall Compliance with Standards and Codes; B. Differences by Income Level and Geographic Region; 2. Overall Compliance by Income Level; 3. Overall Compliance by Geographic Region; C. Main Strengths and Areas for Improvement; IV. Regression Analysis; V. Analysis of Other FSAP Recommendations; Box; 1. Cross-Border Issues in FSAPs for EU Countries: A Survey; VI. Conclusions; 4. Coverage of BCP, IAIS, and IOSCO Assessments, as of December 31, 2007
Tables1. Banking Supervision 'Dictionary'; 2. Insurance Supervision 'Dictionary'; 3. Securities Regulation 'Dictionary'; 4. Financial Sector Standards and Their Four Main Components; 5. Compliance in Detail: Basel Core Principles; 6. Compliance in Detail: IAIS Principles; 7. Compliance in Detail: IOSCO's Objectives and Principles; 8. Regressions of Compliance on Income Per Capita; 5. Supervisory Quality by Level of Development; 6. Supervisory Quality by Geographic Region; 7. Correlation of Standards and Codes Assessments with the BCL Database 8. Correlation of Standards and Codes Assessments with KKM 2002 Database9. Correlation of Standards and Codes Assessments with KKM 2006 Database; 10. Regressions of Standards and Codes on KKM 2002 Variables and GDP Per Capita; 11. Regressions of Standards and Codes on KKM 2006 Variables and GDP Per Capita; 12. Regressions of Standards and Codes on BCL Variables and GDP Per Capita; Appendix; Main Areas for Improvements in Banking, Insurance, and Securities; References |
| Record Nr. | UNINA-9910807164403321 |
|
Cihak Martin
|
||
| Washington, D.C. : , : International Monetary Fund, , 2008 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Resolving China’s Corporate Debt Problem / / Wojciech Maliszewski, Serkan Arslanalp, John Caparusso, Jose Garrido, Si Guo, Joong Kang, Waikei Lam, Daniel Law, Wei Liao, Nadia Rendak, Philippe Wingender, Jiangyan Yu, Longmei Zhang
| Resolving China’s Corporate Debt Problem / / Wojciech Maliszewski, Serkan Arslanalp, John Caparusso, Jose Garrido, Si Guo, Joong Kang, Waikei Lam, Daniel Law, Wei Liao, Nadia Rendak, Philippe Wingender, Jiangyan Yu, Longmei Zhang |
| Autore | Maliszewski Wojciech |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2016 |
| Descrizione fisica | 1 online resource (44 pages) : illustrations, tables, graphs |
| Disciplina | 658.1526 |
| Altri autori (Persone) |
ArslanalpSerkan
CaparussoJohn GarridoJose GuoSi KangJoong LamWaikei |
| Collana | IMF Working Papers |
| Soggetto topico |
Corporate debt - China
Credit - China Financial risk management - China Banks and Banking Finance: General Money and Monetary Policy Industries: Financial Services Budgeting Investment Capital Intangible Capital Capacity Industrial Organization and Macroeconomics: Industrial Structure and Structural Change Industrial Price Indices Corporation and Securities Law Monetary Policy, Central Banking, and the Supply of Money and Credit: General Banks Depository Institutions Micro Finance Institutions Mortgages Bankruptcy Liquidation Debt Debt Management Sovereign Debt Monetary economics Finance Banking Budgeting & financial management Credit Loans Solvency Credit booms Money Financial institutions Financial sector policy and analysis Government liabilities Public financial management (PFM) Banks and banking Budget |
| ISBN |
1-4755-4529-0
1-4755-4538-X |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Record Nr. | UNINA-9910154898903321 |
|
Maliszewski Wojciech
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| Washington, D.C. : , : International Monetary Fund, , 2016 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
United States : : Financial Sector Assessment Program-Detailed Assessment of Implementation on the IOSCO Objectives and Principles of Securities Regulation
| United States : : Financial Sector Assessment Program-Detailed Assessment of Implementation on the IOSCO Objectives and Principles of Securities Regulation |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2015 |
| Descrizione fisica | 1 online resource (249 p.) |
| Disciplina | 332.152 |
| Collana | IMF Staff Country Reports |
| Soggetto topico |
Securities - United States
Capital market - United States Financial institutions - State supervision - United States Financial institutions - United States - Accounting Financial institutions - United States - Auditing Investments: General Investments: Stocks Money and Monetary Policy Public Finance Business and Financial General Financial Markets: General (includes Measurement and Data) Monetary Policy, Central Banking, and the Supply of Money and Credit: General Auditing Pension Funds Non-bank Financial Institutions Financial Instruments Institutional Investors Corporation and Securities Law Investment & securities Monetary economics Management accounting & bookkeeping Financial services law & regulation Securities Credit ratings Stocks Securities regulation Financial institutions Money Public financial management (PFM) Financial regulation and supervision Financial instruments Nonbank financial institutions Law and legislation |
| ISBN |
1-4755-5800-7
1-4755-5746-9 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
Cover; CONTENTS; GLOSSARY; EXECUTIVE SUMMARY; INTRODUCTION; INFORMATION AND METHODOLOGY USED FOR ASSESSMENT; INSTITUTIONAL AND MARKET STRUCTURE-OVERVIEW; A. Regulatory Structure; B. Market Structure; TABLES; 1. Key Equity Market Information; 2. Investment Company Total Net Assets by Type; 3. Institutional and Retail Ownership of Mutual Funds; 4. Number of Commodity Pool Operators and their AUM; 5. Registered Broker-Dealers; 6. SEC Registered Investment Advisers; PRECONDITIONS FOR EFFECTIVE SECURITIES REGULATION
7. Derivatives Market Intermediaries Registered with the CFTC MAIN FINDINGS; SUMMARY IMPLEMENTATION OF THE IOSCO PRINCIPLES; 8. Summary Implementation of the IOSCO Principles-Detailed Assessments; RECOMMENDED ACTION PLAN AND AUTHORITIES' RESPONSE; 9. Recommended Action Plan to Improve Implementation of the IOSCO Principles; C. Authorities' Response to the Assessment; DETAILED ASSESSMENT; 10. Detailed Assessment of Implementation of the IOSCO Principles |
| Record Nr. | UNINA-9910788286603321 |
| Washington, D.C. : , : International Monetary Fund, , 2015 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
