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Securities regulation [[electronic resource] ] : opportunities exist to improve SEC's oversight of the Financial Industry Regulatory Authority : report to congressional committees
| Securities regulation [[electronic resource] ] : opportunities exist to improve SEC's oversight of the Financial Industry Regulatory Authority : report to congressional committees |
| Pubbl/distr/stampa | [Washington, D.C.] : , : U.S. Govt. Accountability Office, , [2012] |
| Descrizione fisica | 1 online resource (ii, 34 pages) : illustrations |
| Soggetto topico | Securities industry - United States - Regulation |
| Formato | Materiale a stampa  |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Securities regulation |
| Record Nr. | UNINA-9910702086603321 |
| [Washington, D.C.] : , : U.S. Govt. Accountability Office, , [2012] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Securities regulation [[electronic resource] ] : factors that may affect trends in Regulation A offerings : report to congressional committees
| Securities regulation [[electronic resource] ] : factors that may affect trends in Regulation A offerings : report to congressional committees |
| Pubbl/distr/stampa | [Washington, D.C.] : , : U.S. Govt. Accountability Office, , [2012] |
| Descrizione fisica | 1 online resource (ii, 25 pages) : color illustrations |
| Soggetto topico |
Securities - United States
Securities industry - United States |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Securities regulation |
| Record Nr. | UNINA-9910702103003321 |
| [Washington, D.C.] : , : U.S. Govt. Accountability Office, , [2012] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Securities regulation : oversight of SRO's listing procedures could be improved : report to the ranking minority member, Committee on Commerce, House of Representatives
| Securities regulation : oversight of SRO's listing procedures could be improved : report to the ranking minority member, Committee on Commerce, House of Representatives |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Securities regulation |
| Record Nr. | UNINA-9910690475803321 |
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
|
Securities regulation: SEC inspections of financial industry regulatory authority's governance were consistent with internal guidance : report to congressional committees
| Securities regulation: SEC inspections of financial industry regulatory authority's governance were consistent with internal guidance : report to congressional committees |
| Pubbl/distr/stampa | [Washington, D.C.] : , : United States Government Accountability Office, , 2018 |
| Descrizione fisica | 1 online resource (ii, 19 pages) : color illustrations |
| Soggetto topico |
Securities industry - Law and legislation - United States
Securities industry - Self-regulation - United States |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Securities regulation |
| Record Nr. | UNINA-9910717276003321 |
| [Washington, D.C.] : , : United States Government Accountability Office, , 2018 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||