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Financial regulation and compliance : how to manage competing and overlapping regulatory oversight / / H. David Kotz
| Financial regulation and compliance : how to manage competing and overlapping regulatory oversight / / H. David Kotz |
| Autore | Kotz H. David |
| Edizione | [1st edition] |
| Pubbl/distr/stampa | Hoboken, New Jersey : , : Wiley, , 2015 |
| Descrizione fisica | 1 online resource (251 p.) |
| Disciplina | 346.73/08 |
| Collana | Wiley Finance Series |
| Soggetto topico | Financial institutions - Law and legislation - United States |
| ISBN |
1-118-97222-8
1-118-97224-4 1-118-97223-6 |
| Formato | Materiale a stampa  |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Jurisdiction of regulators : who regulates whom and what -- How to strengthen governance and compliance in light of new regulations -- How to manage whistleblowers : complaints -- How to defend SEC examinations. |
| Record Nr. | UNINA-9910131512203321 |
Kotz H. David
|
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| Hoboken, New Jersey : , : Wiley, , 2015 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Financial regulation and compliance : how to manage competing and overlapping regulatory oversight / / H. David Kotz
| Financial regulation and compliance : how to manage competing and overlapping regulatory oversight / / H. David Kotz |
| Autore | Kotz H. David |
| Edizione | [1st edition] |
| Pubbl/distr/stampa | Hoboken, New Jersey : , : Wiley, , 2015 |
| Descrizione fisica | 1 online resource (251 p.) |
| Disciplina | 346.73/08 |
| Collana | Wiley Finance Series |
| Soggetto topico | Financial institutions - Law and legislation - United States |
| ISBN |
1-118-97222-8
1-118-97224-4 1-118-97223-6 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Jurisdiction of regulators : who regulates whom and what -- How to strengthen governance and compliance in light of new regulations -- How to manage whistleblowers : complaints -- How to defend SEC examinations. |
| Record Nr. | UNINA-9910817457203321 |
|
Kotz H. David
|
||
| Hoboken, New Jersey : , : Wiley, , 2015 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Modernizing financial regulation [[electronic resource] /] / Lawrence P. Cowell, editor
| Modernizing financial regulation [[electronic resource] /] / Lawrence P. Cowell, editor |
| Pubbl/distr/stampa | New York, : Nova Science Publishers, Inc., c2010 |
| Descrizione fisica | 1 online resource (195 p.) |
| Disciplina | 346.73/08 |
| Altri autori (Persone) | CowellLawrence P |
| Collana | Financial institutions and services |
| Soggetto topico |
Financial services industry - United States
Financial institutions - Law and legislation - United States Banking law |
| Soggetto genere / forma | Electronic books. |
| ISBN | 1-61728-071-2 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Record Nr. | UNINA-9910461750403321 |
| New York, : Nova Science Publishers, Inc., c2010 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Modernizing financial regulation [[electronic resource] /] / Lawrence P. Cowell, editor
| Modernizing financial regulation [[electronic resource] /] / Lawrence P. Cowell, editor |
| Pubbl/distr/stampa | New York, : Nova Science Publishers, Inc., c2010 |
| Descrizione fisica | 1 online resource (195 p.) |
| Disciplina | 346.73/08 |
| Altri autori (Persone) | CowellLawrence P |
| Collana | Financial institutions and services |
| Soggetto topico |
Financial services industry - United States
Financial institutions - Law and legislation - United States Banking law |
| ISBN | 1-61728-071-2 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Record Nr. | UNINA-9910790457803321 |
| New York, : Nova Science Publishers, Inc., c2010 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
The new financial deal [[electronic resource] ] : understanding the Dodd-Frank Act and its (unintended) consequences / / David Skeel
| The new financial deal [[electronic resource] ] : understanding the Dodd-Frank Act and its (unintended) consequences / / David Skeel |
| Autore | Skeel David A. <1961-> |
| Pubbl/distr/stampa | Hoboken, N.J., : Wiley, c2011 |
| Descrizione fisica | 1 online resource (242 p.) |
| Disciplina | 346.73/08 |
| Soggetto topico |
Financial services industry - Law and legislation - United States
Financial institutions - Law and legislation - United States |
| Soggetto genere / forma | Electronic books. |
| ISBN |
1-118-01492-8
1-282-94419-3 9786612944192 1-118-01490-1 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | The corporatist turn in American regulation -- The Lehman myth -- Geithner, Dodd, Frank, and the legislative grinder -- Derivatives reform : clearinghouses and the plain-vanilla derivative -- Banking reform : breaking up was too hard to do -- Unsafe at any rate -- Banking on the FDIC (resolution authority I) -- Bailouts, bankruptcy, or better? (resolution authority II) -- Essential fixes and the new financial order -- An international solution?. |
| Record Nr. | UNINA-9910459093003321 |
|
Skeel David A. <1961->
|
||
| Hoboken, N.J., : Wiley, c2011 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
The new financial deal [[electronic resource] ] : understanding the Dodd-Frank Act and its (unintended) consequences / / David Skeel
| The new financial deal [[electronic resource] ] : understanding the Dodd-Frank Act and its (unintended) consequences / / David Skeel |
| Autore | Skeel David A. <1961-> |
| Pubbl/distr/stampa | Hoboken, N.J., : Wiley, c2011 |
| Descrizione fisica | 1 online resource (242 p.) |
| Disciplina | 346.73/08 |
| Soggetto topico |
Financial services industry - Law and legislation - United States
Financial institutions - Law and legislation - United States |
| ISBN |
1-118-01492-8
1-282-94419-3 9786612944192 1-118-01490-1 |
| Classificazione | BUS000000 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | The corporatist turn in American regulation -- The Lehman myth -- Geithner, Dodd, Frank, and the legislative grinder -- Derivatives reform : clearinghouses and the plain-vanilla derivative -- Banking reform : breaking up was too hard to do -- Unsafe at any rate -- Banking on the FDIC (resolution authority I) -- Bailouts, bankruptcy, or better? (resolution authority II) -- Essential fixes and the new financial order -- An international solution?. |
| Record Nr. | UNINA-9910785456403321 |
|
Skeel David A. <1961->
|
||
| Hoboken, N.J., : Wiley, c2011 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||