The future of finance after SEPA |
Pubbl/distr/stampa | [Place of publication not identified], : John Wiley & Sons, 2008 |
Disciplina | 332.094 |
Collana | Wiley finance series The future of finance after SEPA |
Soggetto topico |
Finance - European Union countries
Payment - European Union countries Eurozone Financial Management & Planning Finance Business & Economics |
ISBN | 1-119-94263-2 |
Formato | Materiale a stampa |
Livello bibliografico | Monografia |
Lingua di pubblicazione | eng |
Record Nr. | UNINA-9910131532903321 |
[Place of publication not identified], : John Wiley & Sons, 2008 | ||
Materiale a stampa | ||
Lo trovi qui: Univ. Federico II | ||
|
The future of finance after SEPA |
Pubbl/distr/stampa | [Place of publication not identified], : John Wiley & Sons, 2008 |
Disciplina | 332.094 |
Collana | Wiley finance series The future of finance after SEPA |
Soggetto topico |
Finance - European Union countries
Payment - European Union countries Eurozone Financial Management & Planning Finance Business & Economics |
ISBN | 1-119-94263-2 |
Formato | Materiale a stampa |
Livello bibliografico | Monografia |
Lingua di pubblicazione | eng |
Record Nr. | UNINA-9910830232803321 |
[Place of publication not identified], : John Wiley & Sons, 2008 | ||
Materiale a stampa | ||
Lo trovi qui: Univ. Federico II | ||
|
The future of finance after SEPA |
Pubbl/distr/stampa | [Place of publication not identified], : John Wiley & Sons, 2008 |
Disciplina | 332.094 |
Collana | Wiley finance series The future of finance after SEPA |
Soggetto topico |
Finance - European Union countries
Payment - European Union countries Eurozone Financial Management & Planning Finance Business & Economics |
ISBN | 1-119-94263-2 |
Formato | Materiale a stampa |
Livello bibliografico | Monografia |
Lingua di pubblicazione | eng |
Record Nr. | UNINA-9910876811303321 |
[Place of publication not identified], : John Wiley & Sons, 2008 | ||
Materiale a stampa | ||
Lo trovi qui: Univ. Federico II | ||
|
The future of investing [[electronic resource] ] : in Europe's markets after MiFID / / edited by Chris Skinner |
Pubbl/distr/stampa | Chichester, England ; ; Hoboken, NJ, : John Wiley, c2007 |
Descrizione fisica | 1 online resource (293 p.) |
Disciplina |
332.6
346.24/092 |
Altri autori (Persone) | SkinnerChris |
Collana | Wiley finance |
Soggetto topico |
Securities - European Union countries
Investments - Law and legislation - European Union countries Banks and banking - Securities processing - European Union countries |
Soggetto genere / forma | Electronic books. |
ISBN |
1-119-20846-7
1-280-94132-4 9786610941322 0-470-51711-5 |
Formato | Materiale a stampa |
Livello bibliografico | Monografia |
Lingua di pubblicazione | eng |
Nota di contenuto |
The Future of Investing; Contents; About Chris Skinner; About the Contributors; Acknowledgements; Introduction; Part 1 MiFID's Vision, Rules and Requirements: the Principles; 1 The Benefits, Opportunities and Challenges of MiFID; 1.1 Anticipated benefits of MiFID; 1.1.1 Increased competition; 1.1.2 Enhanced investor protection; 1.1.3 Increased transparency; 1.1.4 More effective regulatory co-operation; 1.1.5 Deregulation and the principles-based approach; 1.2 Opportunities and challenges; 1.3 Conclusion; 2 An Overview of MiFID; 2.1 The Lamfalussy process
2.2 Lamfalussy Level 1, legislation and directives2.3 Lamfalussy Level 2, technical implementation and advice; 2.4 Instruments affected by Level 2 measures; 2.5 Lamfalussy Level 3, local conduct of business rules; 2.6 Lamfalussy Level 4, enforcement of rules; 2.7 MiFID's detailed provisions; 2.8 Organisational requirements; 2.9 Conduct of business requirements; 2.9.1 Client classification; 2.9.2 Marketing; 2.9.3 Information about the firm and its services; 2.9.4 Client agreements; 2.9.5 Suitability and know your customer; 2.9.6 Appropriateness and execution-only services 2.9.7 'Best Execution'2.9.8 Client order handling; 2.9.9 Reporting information to clients; 2.10 Markets and transparency; 2.10.1 Pre- and post-trade transparency; 2.10.2 Pre-trade transparency; 2.10.3 Post-trade transparency; 2.10.4 Transaction reporting; 2.10.5 Cross-border business, branching, passporting; 2.10.6 Use of tied agents; 2.11 Conclusions; 3 'Best Execution'; 3.1 The Investment Services Directive (ISD); 3.2 'Best Execution' and asset managers; 3.3 'Best Execution' - processes, policies and practices; 3.4 The trading venue; 3.5 The solution for 'Best Execution' compliance? 3.6 'Best Execution' and client classification3.7 The MiFID Joint Working Group (JWG), 'Best Execution' Subject Group; 3.8 Approaches to 'Best Execution' No. 1: benchmarking; 3.9 Approaches to 'Best Execution' No. 2: proactive process management; 3.10 Approaches to 'Best Execution' No. 3: 'laissez-faire'; 3.11 Summary of approaches to 'Best Execution'; 3.12 Conclusions; 4 Client Classification; 4.1 Why the detailed focus on client classification?; 4.2 Client classification drives client protection requirements; 4.3 Flexible regime; 4.4 Implications for firms 4.4.1 MiFID drives firms to truly know their clients4.4.2 Firms need to pay close attention to client-facing staff training; 4.4.3 Data storage requirements are significant; 4.5 Conclusion; 5 Passporting; 5.1 Not quite so simple; 5.2 What should an approved firm do?; 5.3 What's next for investment firms?; 5.4 How about suitability and appropriateness?; 5.5 The least cost option - reception and transmission of orders; 5.6 So what exactly is involved in providing 'Best Execution'?; 5.7 Is that all?; 5.8 Will MiFID really make a difference?; 5.9 I don't believe it Part 2 MiFID's Regulatory Regime: Will it Work? |
Record Nr. | UNINA-9910143738303321 |
Chichester, England ; ; Hoboken, NJ, : John Wiley, c2007 | ||
Materiale a stampa | ||
Lo trovi qui: Univ. Federico II | ||
|
The future of investing [[electronic resource] ] : in Europe's markets after MiFID / / edited by Chris Skinner |
Pubbl/distr/stampa | Chichester, England ; ; Hoboken, NJ, : John Wiley, c2007 |
Descrizione fisica | 1 online resource (293 p.) |
Disciplina |
332.6
346.24/092 |
Altri autori (Persone) | SkinnerChris |
Collana | Wiley finance |
Soggetto topico |
Securities - European Union countries
Investments - Law and legislation - European Union countries Banks and banking - Securities processing - European Union countries |
ISBN |
1-119-20846-7
1-280-94132-4 9786610941322 0-470-51711-5 |
Formato | Materiale a stampa |
Livello bibliografico | Monografia |
Lingua di pubblicazione | eng |
Nota di contenuto |
The Future of Investing; Contents; About Chris Skinner; About the Contributors; Acknowledgements; Introduction; Part 1 MiFID's Vision, Rules and Requirements: the Principles; 1 The Benefits, Opportunities and Challenges of MiFID; 1.1 Anticipated benefits of MiFID; 1.1.1 Increased competition; 1.1.2 Enhanced investor protection; 1.1.3 Increased transparency; 1.1.4 More effective regulatory co-operation; 1.1.5 Deregulation and the principles-based approach; 1.2 Opportunities and challenges; 1.3 Conclusion; 2 An Overview of MiFID; 2.1 The Lamfalussy process
2.2 Lamfalussy Level 1, legislation and directives2.3 Lamfalussy Level 2, technical implementation and advice; 2.4 Instruments affected by Level 2 measures; 2.5 Lamfalussy Level 3, local conduct of business rules; 2.6 Lamfalussy Level 4, enforcement of rules; 2.7 MiFID's detailed provisions; 2.8 Organisational requirements; 2.9 Conduct of business requirements; 2.9.1 Client classification; 2.9.2 Marketing; 2.9.3 Information about the firm and its services; 2.9.4 Client agreements; 2.9.5 Suitability and know your customer; 2.9.6 Appropriateness and execution-only services 2.9.7 'Best Execution'2.9.8 Client order handling; 2.9.9 Reporting information to clients; 2.10 Markets and transparency; 2.10.1 Pre- and post-trade transparency; 2.10.2 Pre-trade transparency; 2.10.3 Post-trade transparency; 2.10.4 Transaction reporting; 2.10.5 Cross-border business, branching, passporting; 2.10.6 Use of tied agents; 2.11 Conclusions; 3 'Best Execution'; 3.1 The Investment Services Directive (ISD); 3.2 'Best Execution' and asset managers; 3.3 'Best Execution' - processes, policies and practices; 3.4 The trading venue; 3.5 The solution for 'Best Execution' compliance? 3.6 'Best Execution' and client classification3.7 The MiFID Joint Working Group (JWG), 'Best Execution' Subject Group; 3.8 Approaches to 'Best Execution' No. 1: benchmarking; 3.9 Approaches to 'Best Execution' No. 2: proactive process management; 3.10 Approaches to 'Best Execution' No. 3: 'laissez-faire'; 3.11 Summary of approaches to 'Best Execution'; 3.12 Conclusions; 4 Client Classification; 4.1 Why the detailed focus on client classification?; 4.2 Client classification drives client protection requirements; 4.3 Flexible regime; 4.4 Implications for firms 4.4.1 MiFID drives firms to truly know their clients4.4.2 Firms need to pay close attention to client-facing staff training; 4.4.3 Data storage requirements are significant; 4.5 Conclusion; 5 Passporting; 5.1 Not quite so simple; 5.2 What should an approved firm do?; 5.3 What's next for investment firms?; 5.4 How about suitability and appropriateness?; 5.5 The least cost option - reception and transmission of orders; 5.6 So what exactly is involved in providing 'Best Execution'?; 5.7 Is that all?; 5.8 Will MiFID really make a difference?; 5.9 I don't believe it Part 2 MiFID's Regulatory Regime: Will it Work? |
Record Nr. | UNINA-9910830184803321 |
Chichester, England ; ; Hoboken, NJ, : John Wiley, c2007 | ||
Materiale a stampa | ||
Lo trovi qui: Univ. Federico II | ||
|
The future of investing : in Europe's markets after MiFID / / edited by Chris Skinner |
Pubbl/distr/stampa | Chichester, England ; ; Hoboken, NJ, : John Wiley, c2007 |
Descrizione fisica | 1 online resource (293 p.) |
Disciplina | 346.24/092 |
Altri autori (Persone) | SkinnerChris |
Collana | Wiley finance |
Soggetto topico |
Securities - European Union countries
Investments - Law and legislation - European Union countries Banks and banking - Securities processing - European Union countries |
ISBN |
1-119-20846-7
1-280-94132-4 9786610941322 0-470-51711-5 |
Formato | Materiale a stampa |
Livello bibliografico | Monografia |
Lingua di pubblicazione | eng |
Nota di contenuto |
The Future of Investing; Contents; About Chris Skinner; About the Contributors; Acknowledgements; Introduction; Part 1 MiFID's Vision, Rules and Requirements: the Principles; 1 The Benefits, Opportunities and Challenges of MiFID; 1.1 Anticipated benefits of MiFID; 1.1.1 Increased competition; 1.1.2 Enhanced investor protection; 1.1.3 Increased transparency; 1.1.4 More effective regulatory co-operation; 1.1.5 Deregulation and the principles-based approach; 1.2 Opportunities and challenges; 1.3 Conclusion; 2 An Overview of MiFID; 2.1 The Lamfalussy process
2.2 Lamfalussy Level 1, legislation and directives2.3 Lamfalussy Level 2, technical implementation and advice; 2.4 Instruments affected by Level 2 measures; 2.5 Lamfalussy Level 3, local conduct of business rules; 2.6 Lamfalussy Level 4, enforcement of rules; 2.7 MiFID's detailed provisions; 2.8 Organisational requirements; 2.9 Conduct of business requirements; 2.9.1 Client classification; 2.9.2 Marketing; 2.9.3 Information about the firm and its services; 2.9.4 Client agreements; 2.9.5 Suitability and know your customer; 2.9.6 Appropriateness and execution-only services 2.9.7 'Best Execution'2.9.8 Client order handling; 2.9.9 Reporting information to clients; 2.10 Markets and transparency; 2.10.1 Pre- and post-trade transparency; 2.10.2 Pre-trade transparency; 2.10.3 Post-trade transparency; 2.10.4 Transaction reporting; 2.10.5 Cross-border business, branching, passporting; 2.10.6 Use of tied agents; 2.11 Conclusions; 3 'Best Execution'; 3.1 The Investment Services Directive (ISD); 3.2 'Best Execution' and asset managers; 3.3 'Best Execution' - processes, policies and practices; 3.4 The trading venue; 3.5 The solution for 'Best Execution' compliance? 3.6 'Best Execution' and client classification3.7 The MiFID Joint Working Group (JWG), 'Best Execution' Subject Group; 3.8 Approaches to 'Best Execution' No. 1: benchmarking; 3.9 Approaches to 'Best Execution' No. 2: proactive process management; 3.10 Approaches to 'Best Execution' No. 3: 'laissez-faire'; 3.11 Summary of approaches to 'Best Execution'; 3.12 Conclusions; 4 Client Classification; 4.1 Why the detailed focus on client classification?; 4.2 Client classification drives client protection requirements; 4.3 Flexible regime; 4.4 Implications for firms 4.4.1 MiFID drives firms to truly know their clients4.4.2 Firms need to pay close attention to client-facing staff training; 4.4.3 Data storage requirements are significant; 4.5 Conclusion; 5 Passporting; 5.1 Not quite so simple; 5.2 What should an approved firm do?; 5.3 What's next for investment firms?; 5.4 How about suitability and appropriateness?; 5.5 The least cost option - reception and transmission of orders; 5.6 So what exactly is involved in providing 'Best Execution'?; 5.7 Is that all?; 5.8 Will MiFID really make a difference?; 5.9 I don't believe it Part 2 MiFID's Regulatory Regime: Will it Work? |
Record Nr. | UNINA-9910876874003321 |
Chichester, England ; ; Hoboken, NJ, : John Wiley, c2007 | ||
Materiale a stampa | ||
Lo trovi qui: Univ. Federico II | ||
|