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Governance Practices At Financial Regulatory and Supervisory Agencies / / Alicia Novoa, Steven Seelig
| Governance Practices At Financial Regulatory and Supervisory Agencies / / Alicia Novoa, Steven Seelig |
| Autore | Novoa Alicia |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2009 |
| Descrizione fisica | 1 online resource (32 p.) |
| Altri autori (Persone) | SeeligSteven |
| Collana | IMF Working Papers |
| Soggetto topico |
Financial institutions, International - Management
Corporate governance Banks and Banking Insurance Investments: General Industries: Financial Services Business and Financial General Financial Markets: Government Policy and Regulation Financial Institutions and Services: General Banks Depository Institutions Micro Finance Institutions Mortgages General Financial Markets: General (includes Measurement and Data) Insurance Companies Actuarial Studies Financial services law & regulation Banking Investment & securities Insurance & actuarial studies Financial sector Financial regulation and supervision Securities Financial services industry Law and legislation Banks and banking Financial instruments |
| ISBN |
1-4623-5778-4
1-4527-3291-4 1-4518-7282-8 9786612843495 1-282-84349-4 |
| Formato | Materiale a stampa  |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
Contents; I. Introduction; Boxes; 1. The Survey in Numbers; II. Key Findings; III. The Responding Agencies; A. Demographics within the Government; Figures; 1. Location of Supervisors; B. Independence; 2. Location of Agencies by Type; IV. Agency Mandates; A. Mandates; 3. All Agencies-Number of Supervised Entities; B. Avoiding Overlap and Conflict Resolution; V. How are Financial Sector Supervisors Governed?; A. Structure of the Governing Body; B. Appointment of Members to Governing Bodies; C. Legal Protection for Supervisors; D. Termination of Governing Body Members
VI. Resources and Agency Management A. Funding; 4. Legal Protection by Type of Institution; B. Budget Authority and Compensation; C. Code of Conduct; VII. Accountability and Transparency to Stakeholders; A. Accountability; Table; 1. Ability to Set Salary Level and Structure; B. Financial Statements; C. Rule making and Appeals of Agency Decisions; D. Independent Review; 5. Supervisors' Ability to Take Actions Pending Appeal; VIII. Agency Communication with the Public; A. Communications with the Public; 6. Periodic Internal Bench marking-Per Type of Institution 7. Periodic External Bench marking-Per Type of Institution B. Regulatory Impact Analysis; C. Supervisory Sanctions; 8. Preparation of Regulatory Impact Assessments-Per Type of Institution; D. Confidentiality of Information; IX. Are There Differences Between Bank Supervisors that are in the Central Bank and those Outside?; Figure 9. Release of Sanction Decisions; X. Concluding Comments; Appendix; Participating Surveyed Regulatory and Supervisory Agencies |
| Record Nr. | UNINA-9910788332403321 |
Novoa Alicia
|
||
| Washington, D.C. : , : International Monetary Fund, , 2009 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Governance Practices At Financial Regulatory and Supervisory Agencies / / Alicia Novoa, Steven Seelig
| Governance Practices At Financial Regulatory and Supervisory Agencies / / Alicia Novoa, Steven Seelig |
| Autore | Novoa Alicia |
| Edizione | [1st ed.] |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2009 |
| Descrizione fisica | 1 online resource (32 p.) |
| Disciplina | 332.1;332.152 |
| Altri autori (Persone) | SeeligSteven |
| Collana | IMF Working Papers |
| Soggetto topico |
Financial institutions, International - Management
Corporate governance Banks and Banking Insurance Investments: General Industries: Financial Services Business and Financial General Financial Markets: Government Policy and Regulation Financial Institutions and Services: General Banks Depository Institutions Micro Finance Institutions Mortgages General Financial Markets: General (includes Measurement and Data) Insurance Companies Actuarial Studies Financial services law & regulation Banking Investment & securities Insurance & actuarial studies Financial sector Financial regulation and supervision Securities Financial services industry Law and legislation Banks and banking Financial instruments |
| ISBN |
1-4623-5778-4
1-4527-3291-4 1-4518-7282-8 9786612843495 1-282-84349-4 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
Contents; I. Introduction; Boxes; 1. The Survey in Numbers; II. Key Findings; III. The Responding Agencies; A. Demographics within the Government; Figures; 1. Location of Supervisors; B. Independence; 2. Location of Agencies by Type; IV. Agency Mandates; A. Mandates; 3. All Agencies-Number of Supervised Entities; B. Avoiding Overlap and Conflict Resolution; V. How are Financial Sector Supervisors Governed?; A. Structure of the Governing Body; B. Appointment of Members to Governing Bodies; C. Legal Protection for Supervisors; D. Termination of Governing Body Members
VI. Resources and Agency Management A. Funding; 4. Legal Protection by Type of Institution; B. Budget Authority and Compensation; C. Code of Conduct; VII. Accountability and Transparency to Stakeholders; A. Accountability; Table; 1. Ability to Set Salary Level and Structure; B. Financial Statements; C. Rule making and Appeals of Agency Decisions; D. Independent Review; 5. Supervisors' Ability to Take Actions Pending Appeal; VIII. Agency Communication with the Public; A. Communications with the Public; 6. Periodic Internal Bench marking-Per Type of Institution 7. Periodic External Bench marking-Per Type of Institution B. Regulatory Impact Analysis; C. Supervisory Sanctions; 8. Preparation of Regulatory Impact Assessments-Per Type of Institution; D. Confidentiality of Information; IX. Are There Differences Between Bank Supervisors that are in the Central Bank and those Outside?; Figure 9. Release of Sanction Decisions; X. Concluding Comments; Appendix; Participating Surveyed Regulatory and Supervisory Agencies |
| Record Nr. | UNINA-9910812020003321 |
|
Novoa Alicia
|
||
| Washington, D.C. : , : International Monetary Fund, , 2009 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||