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Handbook of investment administration [[electronic resource] /] / Kevin Rothwell
| Handbook of investment administration [[electronic resource] /] / Kevin Rothwell |
| Autore | Rothwell Kevin |
| Edizione | [1st edition] |
| Pubbl/distr/stampa | Chichester, England ; ; Hoboken, NJ, : John Wiley & Sons, c2007 |
| Descrizione fisica | 1 online resource (521 p.) |
| Disciplina |
658.15/2
658.152 |
| Collana | Securities Institute |
| Soggetto topico |
Portfolio management
Investment advisors Financial planners Saving and investment |
| Soggetto genere / forma | Electronic books. |
| ISBN |
1-119-20179-9
1-282-34288-6 9786612342882 0-470-72412-9 |
| Formato | Materiale a stampa  |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
Handbook of Investment Administration; Contents; About the Author; Introduction; Part I: Introductory Elements; 1 Wealth Management; 1.1 Introduction; 1.2 Wealth Management Market; 1.3 Types of Business; 1.4 Investment Services and Products; 1.5 Investment Firms; 1.6 Investment Administration; Part II: Investment Administration; 2 New and Closing Business; 2.1 Introduction; 2.2 New Business; 2.3 Client Types; 2.4 Know your Customer; 2.5 Agreements; 2.6 Account Opening; 2.7 Money Laundering; 2.8 Validating the Assets; 2.9 Transferring Assets; 2.10 Raising Assets
2.11 Closing Business and Transfers2.12 Death of a Client; 3 Trading; 3.1 Introduction; 3.2 Stock Market Developments; 3.3 Equity Trading; 3.4 Bond Trading; 3.5 Regulation; 4 Settlement; 4.1 Introduction; 4.2 Fundamentals of Settlement; 4.3 Settlement Process; 4.4 UK Settlement; 4.5 International Settlement; 5 Corporate Actions; 5.1 Introduction; 5.2 Corporate Actions Industry; 5.3 Types of Event; 5.4 Private Client Corporate Action Processing; 5.5 Corporate Events; 5.6 Income Events; Part III: Other Considerations; 6 Custody; 6.1 Introduction; 6.2 Protection of Client Assets 6.3 Segregation of Safe Custody Assets6.4 Use of a Custodian; 6.5 Nominee Companies; 6.6 Global Custodians; 6.7 Selecting a Custodian; 6.8 Custody Agreements and SLAs; 6.9 Reviewing the Suitability of Custodians; 7 Tax; 7.1 Introduction; 7.2 Income Tax; 7.3 Tax Treatment of Dividends; 7.4 Capital Gains Tax; 7.5 Residence and Domicile; 7.6 Withholding Tax; 7.7 EU Savings Directive; 8 Powers of Attorney; 8.1 Introduction; 8.2 Background; 8.3 Parties and Terminology; 8.4 Enduring Power of Attorney; 8.5 Receiverships; 8.6 Mental Capacity Act 2005; 8.7 Administration; 9 Outsourcing 9.1 Introduction9.2 Development of Outsourcing; 9.3 Risks Associated with Outsourcing; 9.4 Regulatory Principles; Part IV:Investment Accounts and Products; 10 Individual Savings Accounts (ISAs); 10.1 Introduction; 10.2 Development of ISAs and PEPs; 10.3 Organisation and Regulation; 10.4 Individual Savings Accounts; 10.5 Allowable Investments; 10.6 New and Closing Business; 10.7 Voids and Repairs; 10.8 Residence; 10.9 Investor Reporting; 10.10 Reform of the ISA Regime; 11 Collective Investment Schemes; 11.1 Introduction; 11.2 Regulation of UK Funds; 11.3 Types of UK Funds 11.4 Fund Administration11.5 Pricing; 11.6 Dealing and Settlement; 11.7 Share Register; 11.8 Dividend and Interest Distributions; 11.9 Investor Reporting; 12 Trusts; 12.1 Introduction; 12.2 Development of Trusts; 12.3 Fundamentals of Trusts; 12.4 Investment Administration; 13 Charities; 13.1 Introduction; 13.2 What is a Charity?; 13.3 Legal Background to Investment by Charities; 13.4 Trustee Investment Powers and Duties; 13.5 Investment Policy; 13.6 Appointing an Investment Manager; 13.7 Common Investment Funds; 13.8 Use of Nominees and Custodians; 14 Self-Invested Personal Pensions 14.1 Introduction |
| Record Nr. | UNINA-9910146099103321 |
Rothwell Kevin
|
||
| Chichester, England ; ; Hoboken, NJ, : John Wiley & Sons, c2007 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Handbook of investment administration [[electronic resource] /] / Kevin Rothwell
| Handbook of investment administration [[electronic resource] /] / Kevin Rothwell |
| Autore | Rothwell Kevin |
| Edizione | [1st edition] |
| Pubbl/distr/stampa | Chichester, England ; ; Hoboken, NJ, : John Wiley & Sons, c2007 |
| Descrizione fisica | 1 online resource (521 p.) |
| Disciplina |
658.15/2
658.152 |
| Collana | Securities Institute |
| Soggetto topico |
Portfolio management
Investment advisors Financial planners Saving and investment |
| ISBN |
1-119-20179-9
1-282-34288-6 9786612342882 0-470-72412-9 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
Handbook of Investment Administration; Contents; About the Author; Introduction; Part I: Introductory Elements; 1 Wealth Management; 1.1 Introduction; 1.2 Wealth Management Market; 1.3 Types of Business; 1.4 Investment Services and Products; 1.5 Investment Firms; 1.6 Investment Administration; Part II: Investment Administration; 2 New and Closing Business; 2.1 Introduction; 2.2 New Business; 2.3 Client Types; 2.4 Know your Customer; 2.5 Agreements; 2.6 Account Opening; 2.7 Money Laundering; 2.8 Validating the Assets; 2.9 Transferring Assets; 2.10 Raising Assets
2.11 Closing Business and Transfers2.12 Death of a Client; 3 Trading; 3.1 Introduction; 3.2 Stock Market Developments; 3.3 Equity Trading; 3.4 Bond Trading; 3.5 Regulation; 4 Settlement; 4.1 Introduction; 4.2 Fundamentals of Settlement; 4.3 Settlement Process; 4.4 UK Settlement; 4.5 International Settlement; 5 Corporate Actions; 5.1 Introduction; 5.2 Corporate Actions Industry; 5.3 Types of Event; 5.4 Private Client Corporate Action Processing; 5.5 Corporate Events; 5.6 Income Events; Part III: Other Considerations; 6 Custody; 6.1 Introduction; 6.2 Protection of Client Assets 6.3 Segregation of Safe Custody Assets6.4 Use of a Custodian; 6.5 Nominee Companies; 6.6 Global Custodians; 6.7 Selecting a Custodian; 6.8 Custody Agreements and SLAs; 6.9 Reviewing the Suitability of Custodians; 7 Tax; 7.1 Introduction; 7.2 Income Tax; 7.3 Tax Treatment of Dividends; 7.4 Capital Gains Tax; 7.5 Residence and Domicile; 7.6 Withholding Tax; 7.7 EU Savings Directive; 8 Powers of Attorney; 8.1 Introduction; 8.2 Background; 8.3 Parties and Terminology; 8.4 Enduring Power of Attorney; 8.5 Receiverships; 8.6 Mental Capacity Act 2005; 8.7 Administration; 9 Outsourcing 9.1 Introduction9.2 Development of Outsourcing; 9.3 Risks Associated with Outsourcing; 9.4 Regulatory Principles; Part IV:Investment Accounts and Products; 10 Individual Savings Accounts (ISAs); 10.1 Introduction; 10.2 Development of ISAs and PEPs; 10.3 Organisation and Regulation; 10.4 Individual Savings Accounts; 10.5 Allowable Investments; 10.6 New and Closing Business; 10.7 Voids and Repairs; 10.8 Residence; 10.9 Investor Reporting; 10.10 Reform of the ISA Regime; 11 Collective Investment Schemes; 11.1 Introduction; 11.2 Regulation of UK Funds; 11.3 Types of UK Funds 11.4 Fund Administration11.5 Pricing; 11.6 Dealing and Settlement; 11.7 Share Register; 11.8 Dividend and Interest Distributions; 11.9 Investor Reporting; 12 Trusts; 12.1 Introduction; 12.2 Development of Trusts; 12.3 Fundamentals of Trusts; 12.4 Investment Administration; 13 Charities; 13.1 Introduction; 13.2 What is a Charity?; 13.3 Legal Background to Investment by Charities; 13.4 Trustee Investment Powers and Duties; 13.5 Investment Policy; 13.6 Appointing an Investment Manager; 13.7 Common Investment Funds; 13.8 Use of Nominees and Custodians; 14 Self-Invested Personal Pensions 14.1 Introduction |
| Record Nr. | UNINA-9910830253403321 |
|
Rothwell Kevin
|
||
| Chichester, England ; ; Hoboken, NJ, : John Wiley & Sons, c2007 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Handbook of investment administration / / Kevin Rothwell
| Handbook of investment administration / / Kevin Rothwell |
| Autore | Rothwell Kevin |
| Edizione | [1st edition] |
| Pubbl/distr/stampa | Chichester, England ; ; Hoboken, NJ, : John Wiley & Sons, c2007 |
| Descrizione fisica | 1 online resource (521 p.) |
| Disciplina | 658.15/2 |
| Collana | Securities Institute |
| Soggetto topico |
Portfolio management
Investment advisors Financial planners Saving and investment |
| ISBN |
9786612342882
9781119201793 1119201799 9781282342880 1282342886 9780470724125 0470724129 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
Handbook of Investment Administration; Contents; About the Author; Introduction; Part I: Introductory Elements; 1 Wealth Management; 1.1 Introduction; 1.2 Wealth Management Market; 1.3 Types of Business; 1.4 Investment Services and Products; 1.5 Investment Firms; 1.6 Investment Administration; Part II: Investment Administration; 2 New and Closing Business; 2.1 Introduction; 2.2 New Business; 2.3 Client Types; 2.4 Know your Customer; 2.5 Agreements; 2.6 Account Opening; 2.7 Money Laundering; 2.8 Validating the Assets; 2.9 Transferring Assets; 2.10 Raising Assets
2.11 Closing Business and Transfers2.12 Death of a Client; 3 Trading; 3.1 Introduction; 3.2 Stock Market Developments; 3.3 Equity Trading; 3.4 Bond Trading; 3.5 Regulation; 4 Settlement; 4.1 Introduction; 4.2 Fundamentals of Settlement; 4.3 Settlement Process; 4.4 UK Settlement; 4.5 International Settlement; 5 Corporate Actions; 5.1 Introduction; 5.2 Corporate Actions Industry; 5.3 Types of Event; 5.4 Private Client Corporate Action Processing; 5.5 Corporate Events; 5.6 Income Events; Part III: Other Considerations; 6 Custody; 6.1 Introduction; 6.2 Protection of Client Assets 6.3 Segregation of Safe Custody Assets6.4 Use of a Custodian; 6.5 Nominee Companies; 6.6 Global Custodians; 6.7 Selecting a Custodian; 6.8 Custody Agreements and SLAs; 6.9 Reviewing the Suitability of Custodians; 7 Tax; 7.1 Introduction; 7.2 Income Tax; 7.3 Tax Treatment of Dividends; 7.4 Capital Gains Tax; 7.5 Residence and Domicile; 7.6 Withholding Tax; 7.7 EU Savings Directive; 8 Powers of Attorney; 8.1 Introduction; 8.2 Background; 8.3 Parties and Terminology; 8.4 Enduring Power of Attorney; 8.5 Receiverships; 8.6 Mental Capacity Act 2005; 8.7 Administration; 9 Outsourcing 9.1 Introduction9.2 Development of Outsourcing; 9.3 Risks Associated with Outsourcing; 9.4 Regulatory Principles; Part IV:Investment Accounts and Products; 10 Individual Savings Accounts (ISAs); 10.1 Introduction; 10.2 Development of ISAs and PEPs; 10.3 Organisation and Regulation; 10.4 Individual Savings Accounts; 10.5 Allowable Investments; 10.6 New and Closing Business; 10.7 Voids and Repairs; 10.8 Residence; 10.9 Investor Reporting; 10.10 Reform of the ISA Regime; 11 Collective Investment Schemes; 11.1 Introduction; 11.2 Regulation of UK Funds; 11.3 Types of UK Funds 11.4 Fund Administration11.5 Pricing; 11.6 Dealing and Settlement; 11.7 Share Register; 11.8 Dividend and Interest Distributions; 11.9 Investor Reporting; 12 Trusts; 12.1 Introduction; 12.2 Development of Trusts; 12.3 Fundamentals of Trusts; 12.4 Investment Administration; 13 Charities; 13.1 Introduction; 13.2 What is a Charity?; 13.3 Legal Background to Investment by Charities; 13.4 Trustee Investment Powers and Duties; 13.5 Investment Policy; 13.6 Appointing an Investment Manager; 13.7 Common Investment Funds; 13.8 Use of Nominees and Custodians; 14 Self-Invested Personal Pensions 14.1 Introduction |
| Altri titoli varianti | Investment administration |
| Record Nr. | UNINA-9911019363603321 |
|
Rothwell Kevin
|
||
| Chichester, England ; ; Hoboken, NJ, : John Wiley & Sons, c2007 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||