Financial regulation and compliance : how to manage competing and overlapping regulatory oversight / / H. David Kotz
| Financial regulation and compliance : how to manage competing and overlapping regulatory oversight / / H. David Kotz |
| Autore | Kotz H. David |
| Edizione | [1st edition] |
| Pubbl/distr/stampa | Hoboken, New Jersey : , : Wiley, , 2015 |
| Descrizione fisica | 1 online resource (251 p.) |
| Disciplina | 346.73/08 |
| Collana | Wiley Finance Series |
| Soggetto topico | Financial institutions - Law and legislation - United States |
| ISBN |
1-118-97222-8
1-118-97224-4 1-118-97223-6 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Jurisdiction of regulators : who regulates whom and what -- How to strengthen governance and compliance in light of new regulations -- How to manage whistleblowers : complaints -- How to defend SEC examinations. |
| Record Nr. | UNINA-9910131512203321 |
Kotz H. David
|
||
| Hoboken, New Jersey : , : Wiley, , 2015 | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Financial regulation and compliance : how to manage competing and overlapping regulatory oversight / / H. David Kotz
| Financial regulation and compliance : how to manage competing and overlapping regulatory oversight / / H. David Kotz |
| Autore | Kotz H. David |
| Edizione | [1st edition] |
| Pubbl/distr/stampa | Hoboken, New Jersey : , : Wiley, , 2015 |
| Descrizione fisica | 1 online resource (251 p.) |
| Disciplina | 346.73/08 |
| Collana | Wiley Finance Series |
| Soggetto topico | Financial institutions - Law and legislation - United States |
| ISBN |
1-118-97222-8
1-118-97224-4 1-118-97223-6 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Jurisdiction of regulators : who regulates whom and what -- How to strengthen governance and compliance in light of new regulations -- How to manage whistleblowers : complaints -- How to defend SEC examinations. |
| Record Nr. | UNINA-9910817457203321 |
Kotz H. David
|
||
| Hoboken, New Jersey : , : Wiley, , 2015 | ||
| Lo trovi qui: Univ. Federico II | ||
| ||