Financial regulation and compliance : how to manage competing and overlapping regulatory oversight / / H. David Kotz |
Autore | Kotz H. David |
Edizione | [1st edition] |
Pubbl/distr/stampa | Hoboken, New Jersey : , : Wiley, , 2015 |
Descrizione fisica | 1 online resource (251 p.) |
Disciplina | 346.73/08 |
Collana | Wiley Finance Series |
Soggetto topico | Financial institutions - Law and legislation - United States |
ISBN |
1-118-97222-8
1-118-97224-4 1-118-97223-6 |
Formato | Materiale a stampa |
Livello bibliografico | Monografia |
Lingua di pubblicazione | eng |
Nota di contenuto | Jurisdiction of regulators : who regulates whom and what -- How to strengthen governance and compliance in light of new regulations -- How to manage whistleblowers : complaints -- How to defend SEC examinations. |
Record Nr. | UNINA-9910131512203321 |
Kotz H. David | ||
Hoboken, New Jersey : , : Wiley, , 2015 | ||
Materiale a stampa | ||
Lo trovi qui: Univ. Federico II | ||
|
Financial regulation and compliance : how to manage competing and overlapping regulatory oversight / / H. David Kotz |
Autore | Kotz H. David |
Edizione | [1st edition] |
Pubbl/distr/stampa | Hoboken, New Jersey : , : Wiley, , 2015 |
Descrizione fisica | 1 online resource (251 p.) |
Disciplina | 346.73/08 |
Collana | Wiley Finance Series |
Soggetto topico | Financial institutions - Law and legislation - United States |
ISBN |
1-118-97222-8
1-118-97224-4 1-118-97223-6 |
Formato | Materiale a stampa |
Livello bibliografico | Monografia |
Lingua di pubblicazione | eng |
Nota di contenuto | Jurisdiction of regulators : who regulates whom and what -- How to strengthen governance and compliance in light of new regulations -- How to manage whistleblowers : complaints -- How to defend SEC examinations. |
Record Nr. | UNINA-9910817457203321 |
Kotz H. David | ||
Hoboken, New Jersey : , : Wiley, , 2015 | ||
Materiale a stampa | ||
Lo trovi qui: Univ. Federico II | ||
|