The Challenge of Enforcement in Securities Markets : : Mission Impossible? / / Ana Carvajal, Jennifer Elliott |
Autore | Carvajal Ana |
Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2009 |
Descrizione fisica | 1 online resource (39 p.) |
Altri autori (Persone) | ElliottJennifer |
Collana | IMF Working Papers |
Soggetto topico |
Securities industry
Securities fraud Investments: General Public Finance Industries: Financial Services Business and Financial Corporation and Securities Law Taxation, Subsidies, and Revenue: General General Financial Markets: General (includes Measurement and Data) General Financial Markets: Government Policy and Regulation Financial Institutions and Services: Government Policy and Regulation Financial services law & regulation Public finance & taxation Investment & securities Finance Securities regulation Legal support in revenue administration Securities Financial regulation and supervision Financial services Nonbank financial institutions Law and legislation Revenue Financial instruments Financial services industry |
ISBN |
1-4623-5375-4
1-4527-2786-4 1-4518-7315-8 9786612843815 1-282-84381-8 |
Formato | Materiale a stampa |
Livello bibliografico | Monografia |
Lingua di pubblicazione | eng |
Nota di contenuto | Contents; I. Introduction; II. What is Enforcement?; III. The Importance of Enforcement; IV. Framework for Enforcement; 1. Clear mandate; 2. Broad authority to investigate and obtain evidence; 3. Ability to act immediately; 4. Authority to bring charges and impose a wide range of sanctions; 5. Active criminal enforcement; 6. Ability to provide cooperation to foreign regulators; V. Enforcement Capacity; 1. Independence and political will; 2. Staffing and resources; 3. Adequate organizational structure; 4. Effective court system; VI. Measuring the Effectiveness of Enforcement; VII. Conclusion |
Record Nr. | UNINA-9910788230303321 |
Carvajal Ana | ||
Washington, D.C. : , : International Monetary Fund, , 2009 | ||
Materiale a stampa | ||
Lo trovi qui: Univ. Federico II | ||
|
The Challenge of Enforcement in Securities Markets : : Mission Impossible? / / Ana Carvajal, Jennifer Elliott |
Autore | Carvajal Ana |
Edizione | [1st ed.] |
Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2009 |
Descrizione fisica | 1 online resource (39 p.) |
Disciplina | 364.163 |
Altri autori (Persone) | ElliottJennifer |
Collana | IMF Working Papers |
Soggetto topico |
Securities industry
Securities fraud Business and Financial Corporation and Securities Law Finance Financial Institutions and Services: Government Policy and Regulation Financial instruments Financial regulation and supervision Financial services industry Financial services law & regulation Financial services General Financial Markets: General (includes Measurement and Data) General Financial Markets: Government Policy and Regulation Industries: Financial Services Investment & securities Investments: General Law and legislation Legal support in revenue administration Nonbank financial institutions Public finance & taxation Public Finance Revenue Securities regulation Securities Taxation, Subsidies, and Revenue: General |
ISBN |
1-4623-5375-4
1-4527-2786-4 1-4518-7315-8 9786612843815 1-282-84381-8 |
Formato | Materiale a stampa |
Livello bibliografico | Monografia |
Lingua di pubblicazione | eng |
Nota di contenuto | Contents; I. Introduction; II. What is Enforcement?; III. The Importance of Enforcement; IV. Framework for Enforcement; 1. Clear mandate; 2. Broad authority to investigate and obtain evidence; 3. Ability to act immediately; 4. Authority to bring charges and impose a wide range of sanctions; 5. Active criminal enforcement; 6. Ability to provide cooperation to foreign regulators; V. Enforcement Capacity; 1. Independence and political will; 2. Staffing and resources; 3. Adequate organizational structure; 4. Effective court system; VI. Measuring the Effectiveness of Enforcement; VII. Conclusion |
Record Nr. | UNINA-9910828972203321 |
Carvajal Ana | ||
Washington, D.C. : , : International Monetary Fund, , 2009 | ||
Materiale a stampa | ||
Lo trovi qui: Univ. Federico II | ||
|