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The Challenge of Enforcement in Securities Markets : : Mission Impossible? / / Ana Carvajal, Jennifer Elliott
| The Challenge of Enforcement in Securities Markets : : Mission Impossible? / / Ana Carvajal, Jennifer Elliott |
| Autore | Carvajal Ana |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2009 |
| Descrizione fisica | 1 online resource (39 p.) |
| Altri autori (Persone) | ElliottJennifer |
| Collana | IMF Working Papers |
| Soggetto topico |
Securities industry
Securities fraud Investments: General Public Finance Industries: Financial Services Business and Financial Corporation and Securities Law Taxation, Subsidies, and Revenue: General General Financial Markets: General (includes Measurement and Data) General Financial Markets: Government Policy and Regulation Financial Institutions and Services: Government Policy and Regulation Financial services law & regulation Public finance & taxation Investment & securities Finance Securities regulation Legal support in revenue administration Securities Financial regulation and supervision Financial services Nonbank financial institutions Law and legislation Revenue Financial instruments Financial services industry |
| ISBN |
1-4623-5375-4
1-4527-2786-4 1-4518-7315-8 9786612843815 1-282-84381-8 |
| Formato | Materiale a stampa  |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Contents; I. Introduction; II. What is Enforcement?; III. The Importance of Enforcement; IV. Framework for Enforcement; 1. Clear mandate; 2. Broad authority to investigate and obtain evidence; 3. Ability to act immediately; 4. Authority to bring charges and impose a wide range of sanctions; 5. Active criminal enforcement; 6. Ability to provide cooperation to foreign regulators; V. Enforcement Capacity; 1. Independence and political will; 2. Staffing and resources; 3. Adequate organizational structure; 4. Effective court system; VI. Measuring the Effectiveness of Enforcement; VII. Conclusion |
| Record Nr. | UNINA-9910788230303321 |
Carvajal Ana
|
||
| Washington, D.C. : , : International Monetary Fund, , 2009 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
The Challenge of Enforcement in Securities Markets : : Mission Impossible? / / Ana Carvajal, Jennifer Elliott
| The Challenge of Enforcement in Securities Markets : : Mission Impossible? / / Ana Carvajal, Jennifer Elliott |
| Autore | Carvajal Ana |
| Edizione | [1st ed.] |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2009 |
| Descrizione fisica | 1 online resource (39 p.) |
| Disciplina | 364.163 |
| Altri autori (Persone) | ElliottJennifer |
| Collana | IMF Working Papers |
| Soggetto topico |
Securities industry
Securities fraud Business and Financial Corporation and Securities Law Finance Financial Institutions and Services: Government Policy and Regulation Financial instruments Financial regulation and supervision Financial services industry Financial services law & regulation Financial services General Financial Markets: General (includes Measurement and Data) General Financial Markets: Government Policy and Regulation Industries: Financial Services Investment & securities Investments: General Law and legislation Legal support in revenue administration Nonbank financial institutions Public finance & taxation Public Finance Revenue Securities regulation Securities Taxation, Subsidies, and Revenue: General |
| ISBN |
1-4623-5375-4
1-4527-2786-4 1-4518-7315-8 9786612843815 1-282-84381-8 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Contents; I. Introduction; II. What is Enforcement?; III. The Importance of Enforcement; IV. Framework for Enforcement; 1. Clear mandate; 2. Broad authority to investigate and obtain evidence; 3. Ability to act immediately; 4. Authority to bring charges and impose a wide range of sanctions; 5. Active criminal enforcement; 6. Ability to provide cooperation to foreign regulators; V. Enforcement Capacity; 1. Independence and political will; 2. Staffing and resources; 3. Adequate organizational structure; 4. Effective court system; VI. Measuring the Effectiveness of Enforcement; VII. Conclusion |
| Record Nr. | UNINA-9910828972203321 |
|
Carvajal Ana
|
||
| Washington, D.C. : , : International Monetary Fund, , 2009 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
The challenge of enforcement in the securities markets [[electronic resource] ] : mission impossible? / / prepared by Ana Carvajal and Jennifer Elliott
| The challenge of enforcement in the securities markets [[electronic resource] ] : mission impossible? / / prepared by Ana Carvajal and Jennifer Elliott |
| Autore | Carvajal Ana |
| Pubbl/distr/stampa | [Washington, DC], : International Monetary Fund, MCM, 2009 |
| Descrizione fisica | 1 online resource (39 p.) |
| Altri autori (Persone) | ElliottJennifer A. <1962-> |
| Collana | IMF working paper |
| Soggetto topico |
Securities industry
Securities fraud |
| Soggetto genere / forma | Electronic books. |
| ISBN |
1-4623-5375-4
1-4527-2786-4 1-4518-7315-8 9786612843815 1-282-84381-8 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Contents; I. Introduction; II. What is Enforcement?; III. The Importance of Enforcement; IV. Framework for Enforcement; 1. Clear mandate; 2. Broad authority to investigate and obtain evidence; 3. Ability to act immediately; 4. Authority to bring charges and impose a wide range of sanctions; 5. Active criminal enforcement; 6. Ability to provide cooperation to foreign regulators; V. Enforcement Capacity; 1. Independence and political will; 2. Staffing and resources; 3. Adequate organizational structure; 4. Effective court system; VI. Measuring the Effectiveness of Enforcement; VII. Conclusion |
| Record Nr. | UNINA-9910464002703321 |
|
Carvajal Ana
|
||
| [Washington, DC], : International Monetary Fund, MCM, 2009 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Ponzi schemes in the Caribbean [[electronic resource] /] / prepared by Ana Carvajal ...[et. al.]
| Ponzi schemes in the Caribbean [[electronic resource] /] / prepared by Ana Carvajal ...[et. al.] |
| Autore | Carvajal Ana |
| Pubbl/distr/stampa | [Washington D.C.], : International Monetary Fund, 2009 |
| Descrizione fisica | 1 online resource (46 p.) |
| Disciplina | 332.45 |
| Collana | IMF working paper |
| Soggetto topico |
Securities fraud - Caribbean Area
Commercial crimes - Caribbean Area |
| Soggetto genere / forma | Electronic books. |
| ISBN |
1-4623-7292-9
1-4527-7025-5 1-282-84315-X 1-4518-7242-9 9786612843150 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Contents; I. Introduction; II. Background; III. Unregulated Investment Schemes in the Caribbean; A. Jamaica; B. Eastern Caribbean Currency Union and the Turks and Caicos Islands; IV. Addressing Unregulated Investment Schemes: Key Policy Lessons; A. Preconditions; B. Key Regulatory Actions; V. Conclusion; Annex I. Other Recent Investment Schemes; A. United States; B. Colombia; C. Lesotho; D. Albania; References |
| Record Nr. | UNINA-9910464075503321 |
|
Carvajal Ana
|
||
| [Washington D.C.], : International Monetary Fund, 2009 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Ponzi Schemes in the Caribbean / / Ana Carvajal, Hunter Monroe, Catherine Pattillo, Brian Wynter
| Ponzi Schemes in the Caribbean / / Ana Carvajal, Hunter Monroe, Catherine Pattillo, Brian Wynter |
| Autore | Carvajal Ana |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2009 |
| Descrizione fisica | 1 online resource (46 p.) |
| Disciplina | 332.45 |
| Altri autori (Persone) |
MonroeHunter
PattilloCatherine WynterBrian |
| Collana | IMF Working Papers |
| Soggetto topico |
Securities fraud - Caribbean Area
Commercial crimes - Caribbean Area Banks and Banking Investments: General Money and Monetary Policy Public Finance Business and Financial Foreign Exchange General Financial Markets: Government Policy and Regulation Monetary Systems Standards Regimes Government and the Monetary System Payment Systems Banks Depository Institutions Micro Finance Institutions Mortgages General Financial Markets: General (includes Measurement and Data) Taxation, Subsidies, and Revenue: General Financial services law & regulation Monetary economics Banking Investment & securities Public finance & taxation Currency Foreign exchange Financial regulation and supervision Currencies Securities Legal support in revenue administration Money Financial institutions Revenue administration Financial services industry Law and legislation Banks and banking Financial instruments Revenue |
| ISBN |
1-4623-7292-9
1-4527-7025-5 1-282-84315-X 1-4518-7242-9 9786612843150 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Contents; I. Introduction; II. Background; III. Unregulated Investment Schemes in the Caribbean; A. Jamaica; B. Eastern Caribbean Currency Union and the Turks and Caicos Islands; IV. Addressing Unregulated Investment Schemes: Key Policy Lessons; A. Preconditions; B. Key Regulatory Actions; V. Conclusion; Annex I. Other Recent Investment Schemes; A. United States; B. Colombia; C. Lesotho; D. Albania; References |
| Record Nr. | UNINA-9910788336603321 |
|
Carvajal Ana
|
||
| Washington, D.C. : , : International Monetary Fund, , 2009 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Ponzi Schemes in the Caribbean / / Ana Carvajal, Hunter Monroe, Catherine Pattillo, Brian Wynter
| Ponzi Schemes in the Caribbean / / Ana Carvajal, Hunter Monroe, Catherine Pattillo, Brian Wynter |
| Autore | Carvajal Ana |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2009 |
| Descrizione fisica | 1 online resource (46 p.) |
| Disciplina | 332.45 |
| Altri autori (Persone) |
MonroeHunter
PattilloCatherine WynterBrian |
| Collana | IMF Working Papers |
| Soggetto topico |
Securities fraud - Caribbean Area
Commercial crimes - Caribbean Area Banks and Banking Investments: General Money and Monetary Policy Public Finance Business and Financial Foreign Exchange General Financial Markets: Government Policy and Regulation Monetary Systems Standards Regimes Government and the Monetary System Payment Systems Banks Depository Institutions Micro Finance Institutions Mortgages General Financial Markets: General (includes Measurement and Data) Taxation, Subsidies, and Revenue: General Financial services law & regulation Monetary economics Banking Investment & securities Public finance & taxation Currency Foreign exchange Financial regulation and supervision Currencies Securities Legal support in revenue administration Money Financial institutions Revenue administration Financial services industry Law and legislation Banks and banking Financial instruments Revenue |
| ISBN |
1-4623-7292-9
1-4527-7025-5 1-282-84315-X 1-4518-7242-9 9786612843150 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Contents; I. Introduction; II. Background; III. Unregulated Investment Schemes in the Caribbean; A. Jamaica; B. Eastern Caribbean Currency Union and the Turks and Caicos Islands; IV. Addressing Unregulated Investment Schemes: Key Policy Lessons; A. Preconditions; B. Key Regulatory Actions; V. Conclusion; Annex I. Other Recent Investment Schemes; A. United States; B. Colombia; C. Lesotho; D. Albania; References |
| Record Nr. | UNINA-9910828975103321 |
|
Carvajal Ana
|
||
| Washington, D.C. : , : International Monetary Fund, , 2009 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Regulatory lessons from the crisis of Costa Rica's mutual fund industry [[electronic resource] /] / Ana Carvajal
| Regulatory lessons from the crisis of Costa Rica's mutual fund industry [[electronic resource] /] / Ana Carvajal |
| Autore | Carvajal Ana |
| Pubbl/distr/stampa | Washington, D.C., : International Monetary Fund, c2006 |
| Descrizione fisica | 1 online resource (28 p.) |
| Collana | IMF working paper |
| Soggetto topico |
Economic forecasting - Costa Rica
Mutual funds - Costa Rica |
| Soggetto genere / forma | Electronic books. |
| ISBN |
1-4623-4575-1
1-4527-5215-X 1-283-51802-3 1-4519-1001-0 9786613830470 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | ""Contents""; ""I. INTRODUCTION""; ""II. THE MUTUAL FUND INDUSTRY""; ""III. THE CRISIS""; ""IV. LESSONS FROM A REGULATORY PERSPECTIVE""; ""APPENDIX I. THE STRUCTURE OF FINANCIAL REGULATION IN COSTA RICA""; ""APPENDIX II THE PRICING VECTOR DEVELOPED BY THE BOLSA NACIONAL DE VALORES"" |
| Record Nr. | UNINA-9910463962103321 |
|
Carvajal Ana
|
||
| Washington, D.C., : International Monetary Fund, c2006 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Regulatory Lessons from the Crisis of Costa Rica’s Mutual Fund Industry / / Ana Carvajal
| Regulatory Lessons from the Crisis of Costa Rica’s Mutual Fund Industry / / Ana Carvajal |
| Autore | Carvajal Ana |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2006 |
| Descrizione fisica | 1 online resource (28 p.) |
| Collana | IMF Working Papers |
| Soggetto topico |
Economic forecasting - Costa Rica
Mutual funds - Costa Rica Banks and Banking Finance: General Industries: Financial Services Pension Funds Non-bank Financial Institutions Financial Instruments Institutional Investors General Financial Markets: General (includes Measurement and Data) Banks Depository Institutions Micro Finance Institutions Mortgages Finance Banking Mutual funds Securities markets Nonbank financial institutions Money markets Capital market Financial services industry Money market Banks and banking |
| ISBN |
1-4623-4575-1
1-4527-5215-X 1-283-51802-3 1-4519-1001-0 9786613830470 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | ""Contents""; ""I. INTRODUCTION""; ""II. THE MUTUAL FUND INDUSTRY""; ""III. THE CRISIS""; ""IV. LESSONS FROM A REGULATORY PERSPECTIVE""; ""APPENDIX I. THE STRUCTURE OF FINANCIAL REGULATION IN COSTA RICA""; ""APPENDIX II THE PRICING VECTOR DEVELOPED BY THE BOLSA NACIONAL DE VALORES"" |
| Record Nr. | UNINA-9910788694303321 |
|
Carvajal Ana
|
||
| Washington, D.C. : , : International Monetary Fund, , 2006 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Regulatory Lessons from the Crisis of Costa Rica’s Mutual Fund Industry / / Ana Carvajal
| Regulatory Lessons from the Crisis of Costa Rica’s Mutual Fund Industry / / Ana Carvajal |
| Autore | Carvajal Ana |
| Edizione | [1st ed.] |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2006 |
| Descrizione fisica | 1 online resource (28 p.) |
| Collana | IMF Working Papers |
| Soggetto topico |
Economic forecasting - Costa Rica
Mutual funds - Costa Rica Banking Banks and Banking Banks and banking Banks Capital market Depository Institutions Finance Finance: General Financial Instruments Financial services industry General Financial Markets: General (includes Measurement and Data) Industries: Financial Services Institutional Investors Micro Finance Institutions Money market Money markets Mortgages Mutual funds Non-bank Financial Institutions Nonbank financial institutions Pension Funds Securities markets |
| ISBN |
1-4623-4575-1
1-4527-5215-X 1-283-51802-3 1-4519-1001-0 9786613830470 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | ""Contents""; ""I. INTRODUCTION""; ""II. THE MUTUAL FUND INDUSTRY""; ""III. THE CRISIS""; ""IV. LESSONS FROM A REGULATORY PERSPECTIVE""; ""APPENDIX I. THE STRUCTURE OF FINANCIAL REGULATION IN COSTA RICA""; ""APPENDIX II THE PRICING VECTOR DEVELOPED BY THE BOLSA NACIONAL DE VALORES"" |
| Record Nr. | UNINA-9910822179303321 |
|
Carvajal Ana
|
||
| Washington, D.C. : , : International Monetary Fund, , 2006 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||