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Writing securities research [[electronic resource] ] : a best practice guide / / Jeremy Bolland
| Writing securities research [[electronic resource] ] : a best practice guide / / Jeremy Bolland |
| Autore | Bolland Jeremy F |
| Edizione | [2nd ed.] |
| Pubbl/distr/stampa | Singapore ; ; Hoboken, N.J., : Wiley, c2010 |
| Descrizione fisica | 1 online resource (350 p.) |
| Disciplina | 332.632 |
| Soggetto topico |
Securities - Research
Investment analysis Report writing Conflict of interests |
| Soggetto genere / forma | Electronic books. |
| ISBN |
0-470-82696-7
1-119-19945-X 0-470-82695-9 |
| Formato | Materiale a stampa  |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
WRITING SECURITIES RESEARCH; Contents; Foreword; Preface; Summary points and recommendations; Background; Background to the second edition; Background to the first edition; The changing regulatory environment; Introduction; More education rather than more regulation; The need to identify investment risk; Target readership; Commercial benefits to compliance; Local differences and specific circumstances; Summary; Case studies and examples; Themes; Research coverage; Sourcing information; Reasonable basis for recommendations and risk assessment; Conflicts of interest; Writing in general
AcknowledgmentsAbbreviations Used in This Book; Chapter 1: Principles of Research; Key points; Definition and supervision of research; Supervision and control of research; Marketing research to the U.S. by foreign broker-dealers; Stock-picking tips; Continuing education; Cheating in tests; The realm of research; Ambit of securities regulations (bonds); Ambit of securities research regulations (equity and credit research analysts); Ambit of securities regulations (swaps and other derivatives); Ambit of securities research regulations (marketers of research, including hedge fund research) Ambit of securities research regulations (analysts as experts on sales desks)Ambit of securities research regulations (stock-tipping bloggers); Ambit of securities research regulations (media commentators); Minimizing approval and publishing risks; Honesty and fair treatment of clients; Honesty and fair treatment of clients; Common securities-related violations cited by the SEC and FINRA of the U.S.; Regulations tightening up around the world (Hong Kong); Regulations tightening up around the world (China); Regulations tightening up around the world (Japan) Front-running and selective distribution of researchFront-running and selective distribution of research (huddles); Front-running of research; Selective distribution of research; Selective distribution of research (fact-checking); Selective distribution of research (greater conviction of view); Insider dealing and selective disclosure; Use/dissemination of price-sensitive information (general); Use/dissemination of price-sensitive information (U.S.); Use/dissemination of price-sensitive information (U.K.); Use/dissemination of price-sensitive information (Hong Kong) Use/dissemination of price-sensitive information (serial insider trading)Use/dissemination of price-sensitive information (pillow talk); Use/dissemination of price-sensitive information (economists); Specific requests and proprietary information; Definition of publishing; Unfair portrayal of past recommendations; Performance of past recommendations; Conflicts of interest and disclosure of interests; Catering to investors with specific investment criteria; Shari'ah law implications for securities research analysts (stocks); Shari'ah law implications for securities research analysts (bonds) The virtues of a vice portfolio |
| Record Nr. | UNINA-9910141041503321 |
Bolland Jeremy F
|
||
| Singapore ; ; Hoboken, N.J., : Wiley, c2010 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Writing securities research [[electronic resource] ] : a best practice guide / / Jeremy Bolland
| Writing securities research [[electronic resource] ] : a best practice guide / / Jeremy Bolland |
| Autore | Bolland Jeremy F |
| Edizione | [2nd ed.] |
| Pubbl/distr/stampa | Singapore ; ; Hoboken, N.J., : Wiley, c2010 |
| Descrizione fisica | 1 online resource (350 p.) |
| Disciplina | 332.632 |
| Soggetto topico |
Securities - Research
Investment analysis Report writing Conflict of interests |
| ISBN |
0-470-82696-7
1-119-19945-X 0-470-82695-9 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
WRITING SECURITIES RESEARCH; Contents; Foreword; Preface; Summary points and recommendations; Background; Background to the second edition; Background to the first edition; The changing regulatory environment; Introduction; More education rather than more regulation; The need to identify investment risk; Target readership; Commercial benefits to compliance; Local differences and specific circumstances; Summary; Case studies and examples; Themes; Research coverage; Sourcing information; Reasonable basis for recommendations and risk assessment; Conflicts of interest; Writing in general
AcknowledgmentsAbbreviations Used in This Book; Chapter 1: Principles of Research; Key points; Definition and supervision of research; Supervision and control of research; Marketing research to the U.S. by foreign broker-dealers; Stock-picking tips; Continuing education; Cheating in tests; The realm of research; Ambit of securities regulations (bonds); Ambit of securities research regulations (equity and credit research analysts); Ambit of securities regulations (swaps and other derivatives); Ambit of securities research regulations (marketers of research, including hedge fund research) Ambit of securities research regulations (analysts as experts on sales desks)Ambit of securities research regulations (stock-tipping bloggers); Ambit of securities research regulations (media commentators); Minimizing approval and publishing risks; Honesty and fair treatment of clients; Honesty and fair treatment of clients; Common securities-related violations cited by the SEC and FINRA of the U.S.; Regulations tightening up around the world (Hong Kong); Regulations tightening up around the world (China); Regulations tightening up around the world (Japan) Front-running and selective distribution of researchFront-running and selective distribution of research (huddles); Front-running of research; Selective distribution of research; Selective distribution of research (fact-checking); Selective distribution of research (greater conviction of view); Insider dealing and selective disclosure; Use/dissemination of price-sensitive information (general); Use/dissemination of price-sensitive information (U.S.); Use/dissemination of price-sensitive information (U.K.); Use/dissemination of price-sensitive information (Hong Kong) Use/dissemination of price-sensitive information (serial insider trading)Use/dissemination of price-sensitive information (pillow talk); Use/dissemination of price-sensitive information (economists); Specific requests and proprietary information; Definition of publishing; Unfair portrayal of past recommendations; Performance of past recommendations; Conflicts of interest and disclosure of interests; Catering to investors with specific investment criteria; Shari'ah law implications for securities research analysts (stocks); Shari'ah law implications for securities research analysts (bonds) The virtues of a vice portfolio |
| Record Nr. | UNINA-9910831042803321 |
|
Bolland Jeremy F
|
||
| Singapore ; ; Hoboken, N.J., : Wiley, c2010 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Writing securities research [[electronic resource] ] : a best practice guide / / Jeremy Bolland
| Writing securities research [[electronic resource] ] : a best practice guide / / Jeremy Bolland |
| Autore | Bolland Jeremy F |
| Edizione | [2nd ed.] |
| Pubbl/distr/stampa | Singapore ; ; Hoboken, N.J., : Wiley, c2010 |
| Descrizione fisica | 1 online resource (350 p.) |
| Disciplina | 332.632 |
| Soggetto topico |
Securities - Research
Investment analysis Report writing Conflict of interests |
| ISBN |
0-470-82696-7
1-119-19945-X 0-470-82695-9 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
WRITING SECURITIES RESEARCH; Contents; Foreword; Preface; Summary points and recommendations; Background; Background to the second edition; Background to the first edition; The changing regulatory environment; Introduction; More education rather than more regulation; The need to identify investment risk; Target readership; Commercial benefits to compliance; Local differences and specific circumstances; Summary; Case studies and examples; Themes; Research coverage; Sourcing information; Reasonable basis for recommendations and risk assessment; Conflicts of interest; Writing in general
AcknowledgmentsAbbreviations Used in This Book; Chapter 1: Principles of Research; Key points; Definition and supervision of research; Supervision and control of research; Marketing research to the U.S. by foreign broker-dealers; Stock-picking tips; Continuing education; Cheating in tests; The realm of research; Ambit of securities regulations (bonds); Ambit of securities research regulations (equity and credit research analysts); Ambit of securities regulations (swaps and other derivatives); Ambit of securities research regulations (marketers of research, including hedge fund research) Ambit of securities research regulations (analysts as experts on sales desks)Ambit of securities research regulations (stock-tipping bloggers); Ambit of securities research regulations (media commentators); Minimizing approval and publishing risks; Honesty and fair treatment of clients; Honesty and fair treatment of clients; Common securities-related violations cited by the SEC and FINRA of the U.S.; Regulations tightening up around the world (Hong Kong); Regulations tightening up around the world (China); Regulations tightening up around the world (Japan) Front-running and selective distribution of researchFront-running and selective distribution of research (huddles); Front-running of research; Selective distribution of research; Selective distribution of research (fact-checking); Selective distribution of research (greater conviction of view); Insider dealing and selective disclosure; Use/dissemination of price-sensitive information (general); Use/dissemination of price-sensitive information (U.S.); Use/dissemination of price-sensitive information (U.K.); Use/dissemination of price-sensitive information (Hong Kong) Use/dissemination of price-sensitive information (serial insider trading)Use/dissemination of price-sensitive information (pillow talk); Use/dissemination of price-sensitive information (economists); Specific requests and proprietary information; Definition of publishing; Unfair portrayal of past recommendations; Performance of past recommendations; Conflicts of interest and disclosure of interests; Catering to investors with specific investment criteria; Shari'ah law implications for securities research analysts (stocks); Shari'ah law implications for securities research analysts (bonds) The virtues of a vice portfolio |
| Record Nr. | UNINA-9910841464703321 |
|
Bolland Jeremy F
|
||
| Singapore ; ; Hoboken, N.J., : Wiley, c2010 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||