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The future of investing [[electronic resource] ] : in Europe's markets after MiFID / / edited by Chris Skinner
| The future of investing [[electronic resource] ] : in Europe's markets after MiFID / / edited by Chris Skinner |
| Pubbl/distr/stampa | Chichester, England ; ; Hoboken, NJ, : John Wiley, c2007 |
| Descrizione fisica | 1 online resource (293 p.) |
| Disciplina |
332.6
346.24/092 |
| Altri autori (Persone) | SkinnerChris |
| Collana | Wiley finance |
| Soggetto topico |
Securities - European Union countries
Investments - Law and legislation - European Union countries Banks and banking - Securities processing - European Union countries |
| Soggetto genere / forma | Electronic books. |
| ISBN |
1-119-20846-7
1-280-94132-4 9786610941322 0-470-51711-5 |
| Formato | Materiale a stampa  |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
The Future of Investing; Contents; About Chris Skinner; About the Contributors; Acknowledgements; Introduction; Part 1 MiFID's Vision, Rules and Requirements: the Principles; 1 The Benefits, Opportunities and Challenges of MiFID; 1.1 Anticipated benefits of MiFID; 1.1.1 Increased competition; 1.1.2 Enhanced investor protection; 1.1.3 Increased transparency; 1.1.4 More effective regulatory co-operation; 1.1.5 Deregulation and the principles-based approach; 1.2 Opportunities and challenges; 1.3 Conclusion; 2 An Overview of MiFID; 2.1 The Lamfalussy process
2.2 Lamfalussy Level 1, legislation and directives2.3 Lamfalussy Level 2, technical implementation and advice; 2.4 Instruments affected by Level 2 measures; 2.5 Lamfalussy Level 3, local conduct of business rules; 2.6 Lamfalussy Level 4, enforcement of rules; 2.7 MiFID's detailed provisions; 2.8 Organisational requirements; 2.9 Conduct of business requirements; 2.9.1 Client classification; 2.9.2 Marketing; 2.9.3 Information about the firm and its services; 2.9.4 Client agreements; 2.9.5 Suitability and know your customer; 2.9.6 Appropriateness and execution-only services 2.9.7 'Best Execution'2.9.8 Client order handling; 2.9.9 Reporting information to clients; 2.10 Markets and transparency; 2.10.1 Pre- and post-trade transparency; 2.10.2 Pre-trade transparency; 2.10.3 Post-trade transparency; 2.10.4 Transaction reporting; 2.10.5 Cross-border business, branching, passporting; 2.10.6 Use of tied agents; 2.11 Conclusions; 3 'Best Execution'; 3.1 The Investment Services Directive (ISD); 3.2 'Best Execution' and asset managers; 3.3 'Best Execution' - processes, policies and practices; 3.4 The trading venue; 3.5 The solution for 'Best Execution' compliance? 3.6 'Best Execution' and client classification3.7 The MiFID Joint Working Group (JWG), 'Best Execution' Subject Group; 3.8 Approaches to 'Best Execution' No. 1: benchmarking; 3.9 Approaches to 'Best Execution' No. 2: proactive process management; 3.10 Approaches to 'Best Execution' No. 3: 'laissez-faire'; 3.11 Summary of approaches to 'Best Execution'; 3.12 Conclusions; 4 Client Classification; 4.1 Why the detailed focus on client classification?; 4.2 Client classification drives client protection requirements; 4.3 Flexible regime; 4.4 Implications for firms 4.4.1 MiFID drives firms to truly know their clients4.4.2 Firms need to pay close attention to client-facing staff training; 4.4.3 Data storage requirements are significant; 4.5 Conclusion; 5 Passporting; 5.1 Not quite so simple; 5.2 What should an approved firm do?; 5.3 What's next for investment firms?; 5.4 How about suitability and appropriateness?; 5.5 The least cost option - reception and transmission of orders; 5.6 So what exactly is involved in providing 'Best Execution'?; 5.7 Is that all?; 5.8 Will MiFID really make a difference?; 5.9 I don't believe it Part 2 MiFID's Regulatory Regime: Will it Work? |
| Record Nr. | UNINA-9910143738303321 |
| Chichester, England ; ; Hoboken, NJ, : John Wiley, c2007 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
The future of investing [[electronic resource] ] : in Europe's markets after MiFID / / edited by Chris Skinner
| The future of investing [[electronic resource] ] : in Europe's markets after MiFID / / edited by Chris Skinner |
| Pubbl/distr/stampa | Chichester, England ; ; Hoboken, NJ, : John Wiley, c2007 |
| Descrizione fisica | 1 online resource (293 p.) |
| Disciplina |
332.6
346.24/092 |
| Altri autori (Persone) | SkinnerChris |
| Collana | Wiley finance |
| Soggetto topico |
Securities - European Union countries
Investments - Law and legislation - European Union countries Banks and banking - Securities processing - European Union countries |
| ISBN |
1-119-20846-7
1-280-94132-4 9786610941322 0-470-51711-5 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
The Future of Investing; Contents; About Chris Skinner; About the Contributors; Acknowledgements; Introduction; Part 1 MiFID's Vision, Rules and Requirements: the Principles; 1 The Benefits, Opportunities and Challenges of MiFID; 1.1 Anticipated benefits of MiFID; 1.1.1 Increased competition; 1.1.2 Enhanced investor protection; 1.1.3 Increased transparency; 1.1.4 More effective regulatory co-operation; 1.1.5 Deregulation and the principles-based approach; 1.2 Opportunities and challenges; 1.3 Conclusion; 2 An Overview of MiFID; 2.1 The Lamfalussy process
2.2 Lamfalussy Level 1, legislation and directives2.3 Lamfalussy Level 2, technical implementation and advice; 2.4 Instruments affected by Level 2 measures; 2.5 Lamfalussy Level 3, local conduct of business rules; 2.6 Lamfalussy Level 4, enforcement of rules; 2.7 MiFID's detailed provisions; 2.8 Organisational requirements; 2.9 Conduct of business requirements; 2.9.1 Client classification; 2.9.2 Marketing; 2.9.3 Information about the firm and its services; 2.9.4 Client agreements; 2.9.5 Suitability and know your customer; 2.9.6 Appropriateness and execution-only services 2.9.7 'Best Execution'2.9.8 Client order handling; 2.9.9 Reporting information to clients; 2.10 Markets and transparency; 2.10.1 Pre- and post-trade transparency; 2.10.2 Pre-trade transparency; 2.10.3 Post-trade transparency; 2.10.4 Transaction reporting; 2.10.5 Cross-border business, branching, passporting; 2.10.6 Use of tied agents; 2.11 Conclusions; 3 'Best Execution'; 3.1 The Investment Services Directive (ISD); 3.2 'Best Execution' and asset managers; 3.3 'Best Execution' - processes, policies and practices; 3.4 The trading venue; 3.5 The solution for 'Best Execution' compliance? 3.6 'Best Execution' and client classification3.7 The MiFID Joint Working Group (JWG), 'Best Execution' Subject Group; 3.8 Approaches to 'Best Execution' No. 1: benchmarking; 3.9 Approaches to 'Best Execution' No. 2: proactive process management; 3.10 Approaches to 'Best Execution' No. 3: 'laissez-faire'; 3.11 Summary of approaches to 'Best Execution'; 3.12 Conclusions; 4 Client Classification; 4.1 Why the detailed focus on client classification?; 4.2 Client classification drives client protection requirements; 4.3 Flexible regime; 4.4 Implications for firms 4.4.1 MiFID drives firms to truly know their clients4.4.2 Firms need to pay close attention to client-facing staff training; 4.4.3 Data storage requirements are significant; 4.5 Conclusion; 5 Passporting; 5.1 Not quite so simple; 5.2 What should an approved firm do?; 5.3 What's next for investment firms?; 5.4 How about suitability and appropriateness?; 5.5 The least cost option - reception and transmission of orders; 5.6 So what exactly is involved in providing 'Best Execution'?; 5.7 Is that all?; 5.8 Will MiFID really make a difference?; 5.9 I don't believe it Part 2 MiFID's Regulatory Regime: Will it Work? |
| Record Nr. | UNINA-9910830184803321 |
| Chichester, England ; ; Hoboken, NJ, : John Wiley, c2007 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
The future of investing [[electronic resource] ] : in Europe's markets after MiFID / / edited by Chris Skinner
| The future of investing [[electronic resource] ] : in Europe's markets after MiFID / / edited by Chris Skinner |
| Pubbl/distr/stampa | Chichester, England ; ; Hoboken, NJ, : John Wiley, c2007 |
| Descrizione fisica | 1 online resource (293 p.) |
| Disciplina |
332.6
346.24/092 |
| Altri autori (Persone) | SkinnerChris |
| Collana | Wiley finance |
| Soggetto topico |
Securities - European Union countries
Investments - Law and legislation - European Union countries Banks and banking - Securities processing - European Union countries |
| ISBN |
1-119-20846-7
1-280-94132-4 9786610941322 0-470-51711-5 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
The Future of Investing; Contents; About Chris Skinner; About the Contributors; Acknowledgements; Introduction; Part 1 MiFID's Vision, Rules and Requirements: the Principles; 1 The Benefits, Opportunities and Challenges of MiFID; 1.1 Anticipated benefits of MiFID; 1.1.1 Increased competition; 1.1.2 Enhanced investor protection; 1.1.3 Increased transparency; 1.1.4 More effective regulatory co-operation; 1.1.5 Deregulation and the principles-based approach; 1.2 Opportunities and challenges; 1.3 Conclusion; 2 An Overview of MiFID; 2.1 The Lamfalussy process
2.2 Lamfalussy Level 1, legislation and directives2.3 Lamfalussy Level 2, technical implementation and advice; 2.4 Instruments affected by Level 2 measures; 2.5 Lamfalussy Level 3, local conduct of business rules; 2.6 Lamfalussy Level 4, enforcement of rules; 2.7 MiFID's detailed provisions; 2.8 Organisational requirements; 2.9 Conduct of business requirements; 2.9.1 Client classification; 2.9.2 Marketing; 2.9.3 Information about the firm and its services; 2.9.4 Client agreements; 2.9.5 Suitability and know your customer; 2.9.6 Appropriateness and execution-only services 2.9.7 'Best Execution'2.9.8 Client order handling; 2.9.9 Reporting information to clients; 2.10 Markets and transparency; 2.10.1 Pre- and post-trade transparency; 2.10.2 Pre-trade transparency; 2.10.3 Post-trade transparency; 2.10.4 Transaction reporting; 2.10.5 Cross-border business, branching, passporting; 2.10.6 Use of tied agents; 2.11 Conclusions; 3 'Best Execution'; 3.1 The Investment Services Directive (ISD); 3.2 'Best Execution' and asset managers; 3.3 'Best Execution' - processes, policies and practices; 3.4 The trading venue; 3.5 The solution for 'Best Execution' compliance? 3.6 'Best Execution' and client classification3.7 The MiFID Joint Working Group (JWG), 'Best Execution' Subject Group; 3.8 Approaches to 'Best Execution' No. 1: benchmarking; 3.9 Approaches to 'Best Execution' No. 2: proactive process management; 3.10 Approaches to 'Best Execution' No. 3: 'laissez-faire'; 3.11 Summary of approaches to 'Best Execution'; 3.12 Conclusions; 4 Client Classification; 4.1 Why the detailed focus on client classification?; 4.2 Client classification drives client protection requirements; 4.3 Flexible regime; 4.4 Implications for firms 4.4.1 MiFID drives firms to truly know their clients4.4.2 Firms need to pay close attention to client-facing staff training; 4.4.3 Data storage requirements are significant; 4.5 Conclusion; 5 Passporting; 5.1 Not quite so simple; 5.2 What should an approved firm do?; 5.3 What's next for investment firms?; 5.4 How about suitability and appropriateness?; 5.5 The least cost option - reception and transmission of orders; 5.6 So what exactly is involved in providing 'Best Execution'?; 5.7 Is that all?; 5.8 Will MiFID really make a difference?; 5.9 I don't believe it Part 2 MiFID's Regulatory Regime: Will it Work? |
| Record Nr. | UNINA-9910841618803321 |
| Chichester, England ; ; Hoboken, NJ, : John Wiley, c2007 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Integration of the securities market infrastructure in the European Union [[electronic resource] ] : policy and regulatory issues / / Elias Kazarian
| Integration of the securities market infrastructure in the European Union [[electronic resource] ] : policy and regulatory issues / / Elias Kazarian |
| Autore | Kazarian Elias G. <1957-> |
| Pubbl/distr/stampa | [Washington, D.C.], : International Monetary Fund, Monetary and Capital Markets Dept., c2006 |
| Descrizione fisica | 1 online resource (29 p.) |
| Collana | IMF working paper |
| Soggetto topico |
Securities industry - European Union countries
Securities - European Union countries |
| Soggetto genere / forma | Electronic books. |
| ISBN |
1-4623-2558-0
1-4527-2491-1 1-282-44842-0 1-4519-0954-3 9786613821614 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | ""Contents""; ""I. INTRODUCTION""; ""II. MAIN COMPONENTS OF SECURITIES MARKET INFRASTRUCTURE""; ""III. MAIN ECONOMIC FEATURES""; ""IV. INTEGRATION OF THE SECURITIES MARKET INFRASTRUCTURE IN EUROPE""; ""V. IMPACT OF INFRASTRUCTURE CONSOLIDATION""; ""VI. REGULATORY AND SUPERVISORY RESPONSE""; ""VII. AN ALTERNATIVE APPROACH: A TWO-TIER REGULATORY FRAMEWORK""; ""REFERENCE"" |
| Record Nr. | UNINA-9910464823603321 |
Kazarian Elias G. <1957->
|
||
| [Washington, D.C.], : International Monetary Fund, Monetary and Capital Markets Dept., c2006 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Integration of the Securities Market Infrastructure in the European Union : : Policy and Regulatory Issues / / Elias Kazarian
| Integration of the Securities Market Infrastructure in the European Union : : Policy and Regulatory Issues / / Elias Kazarian |
| Autore | Kazarian Elias |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2006 |
| Descrizione fisica | 1 online resource (29 p.) |
| Collana | IMF Working Papers |
| Soggetto topico |
Securities industry - European Union countries
Securities - European Union countries Finance: General Infrastructure Investments: General Pension Funds Non-bank Financial Institutions Financial Instruments Institutional Investors General Financial Markets: General (includes Measurement and Data) Investment Capital Intangible Capital Capacity Finance Investment & securities Macroeconomics Securities Securities settlement systems Clearing and settlement systems Securities markets Financial instruments Clearing of securities Clearinghouses Banking Saving and investment Capital market |
| ISBN |
1-4623-2558-0
1-4527-2491-1 1-282-44842-0 1-4519-0954-3 9786613821614 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | ""Contents""; ""I. INTRODUCTION""; ""II. MAIN COMPONENTS OF SECURITIES MARKET INFRASTRUCTURE""; ""III. MAIN ECONOMIC FEATURES""; ""IV. INTEGRATION OF THE SECURITIES MARKET INFRASTRUCTURE IN EUROPE""; ""V. IMPACT OF INFRASTRUCTURE CONSOLIDATION""; ""VI. REGULATORY AND SUPERVISORY RESPONSE""; ""VII. AN ALTERNATIVE APPROACH: A TWO-TIER REGULATORY FRAMEWORK""; ""REFERENCE"" |
| Record Nr. | UNINA-9910788525303321 |
|
Kazarian Elias
|
||
| Washington, D.C. : , : International Monetary Fund, , 2006 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Integration of the Securities Market Infrastructure in the European Union : : Policy and Regulatory Issues / / Elias Kazarian
| Integration of the Securities Market Infrastructure in the European Union : : Policy and Regulatory Issues / / Elias Kazarian |
| Autore | Kazarian Elias |
| Edizione | [1st ed.] |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2006 |
| Descrizione fisica | 1 online resource (29 p.) |
| Collana | IMF Working Papers |
| Soggetto topico |
Securities industry - European Union countries
Securities - European Union countries Finance: General Infrastructure Investments: General Pension Funds Non-bank Financial Institutions Financial Instruments Institutional Investors General Financial Markets: General (includes Measurement and Data) Investment Capital Intangible Capital Capacity Finance Investment & securities Macroeconomics Securities Securities settlement systems Clearing and settlement systems Securities markets Financial instruments Clearing of securities Clearinghouses Banking Saving and investment Capital market |
| ISBN |
1-4623-2558-0
1-4527-2491-1 1-282-44842-0 1-4519-0954-3 9786613821614 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | ""Contents""; ""I. INTRODUCTION""; ""II. MAIN COMPONENTS OF SECURITIES MARKET INFRASTRUCTURE""; ""III. MAIN ECONOMIC FEATURES""; ""IV. INTEGRATION OF THE SECURITIES MARKET INFRASTRUCTURE IN EUROPE""; ""V. IMPACT OF INFRASTRUCTURE CONSOLIDATION""; ""VI. REGULATORY AND SUPERVISORY RESPONSE""; ""VII. AN ALTERNATIVE APPROACH: A TWO-TIER REGULATORY FRAMEWORK""; ""REFERENCE"" |
| Record Nr. | UNINA-9910808812503321 |
|
Kazarian Elias
|
||
| Washington, D.C. : , : International Monetary Fund, , 2006 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Prospectus for the public offering of securities in Europe . Volume II [[electronic resource] /] / general editor Dirk Van Gerven
| Prospectus for the public offering of securities in Europe . Volume II [[electronic resource] /] / general editor Dirk Van Gerven |
| Pubbl/distr/stampa | Cambridge, U.K., : Cambridge University of Press, c2009 |
| Descrizione fisica | 1 online resource (409 p.) |
| Disciplina | 346.40922 |
| Altri autori (Persone) | GervenDirk van |
| Collana | Law Practitioner Series, 2 |
| Soggetto topico |
Going public (Securities) - Law and legislation - European Union countries
Prospectus writing - Law and legislation - European Union countries Securities - European Union countries Prospectus writing - Law and legislation - Europe Securities - Europe Going public (Securities) - Law and legislation - Europe |
| Soggetto genere / forma | Electronic books. |
| ISBN |
1-107-19953-0
1-282-31653-2 9786612316531 0-511-54046-9 0-511-53908-8 0-511-54080-9 0-511-53825-1 0-511-53992-4 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | pt. 2. Application in the EU member states -- pt. 3. Application in the EEA member states -- pt. 4. Annexes. |
| Record Nr. | UNINA-9910455509703321 |
| Cambridge, U.K., : Cambridge University of Press, c2009 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Prospectus for the public offering of securities in Europe . Volume II [[electronic resource] /] / general editor Dirk Van Gerven
| Prospectus for the public offering of securities in Europe . Volume II [[electronic resource] /] / general editor Dirk Van Gerven |
| Pubbl/distr/stampa | Cambridge, U.K., : Cambridge University of Press, c2009 |
| Descrizione fisica | 1 online resource (409 p.) |
| Disciplina | 346.40922 |
| Altri autori (Persone) | GervenDirk van |
| Collana | Law Practitioner Series, 2 |
| Soggetto topico |
Going public (Securities) - Law and legislation - European Union countries
Prospectus writing - Law and legislation - European Union countries Securities - European Union countries Prospectus writing - Law and legislation - Europe Securities - Europe Going public (Securities) - Law and legislation - Europe |
| ISBN |
1-107-19953-0
1-282-31653-2 9786612316531 0-511-54046-9 0-511-53908-8 0-511-54080-9 0-511-53825-1 0-511-53992-4 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | pt. 2. Application in the EU member states -- pt. 3. Application in the EEA member states -- pt. 4. Annexes. |
| Record Nr. | UNINA-9910777981903321 |
| Cambridge, U.K., : Cambridge University of Press, c2009 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
Prospectus for the public offering of securities in Europe . Volume II [[electronic resource] /] / general editor Dirk Van Gerven
| Prospectus for the public offering of securities in Europe . Volume II [[electronic resource] /] / general editor Dirk Van Gerven |
| Pubbl/distr/stampa | Cambridge, U.K., : Cambridge University of Press, c2009 |
| Descrizione fisica | 1 online resource (409 p.) |
| Disciplina | 346.40922 |
| Altri autori (Persone) | GervenDirk van |
| Collana | Law Practitioner Series, 2 |
| Soggetto topico |
Going public (Securities) - Law and legislation - European Union countries
Prospectus writing - Law and legislation - European Union countries Securities - European Union countries Prospectus writing - Law and legislation - Europe Securities - Europe Going public (Securities) - Law and legislation - Europe |
| ISBN |
1-107-19953-0
1-282-31653-2 9786612316531 0-511-54046-9 0-511-53908-8 0-511-54080-9 0-511-53825-1 0-511-53992-4 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | pt. 2. Application in the EU member states -- pt. 3. Application in the EEA member states -- pt. 4. Annexes. |
| Record Nr. | UNINA-9910827709203321 |
| Cambridge, U.K., : Cambridge University of Press, c2009 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
What Is Market Manipulation?, : An Analysis of the Concept in a European and Nordic Context
| What Is Market Manipulation?, : An Analysis of the Concept in a European and Nordic Context |
| Autore | Andri Fannar Bergþórsson |
| Pubbl/distr/stampa | Leiden, ; Boston : , : Brill, , 2018 |
| Descrizione fisica | 1 online resource (ix, 316 pages) |
| Disciplina | 346.092 |
| Collana | Brill research perspectives. International banking and securities law |
| Soggetto topico |
Securities - European Union countries
Securities - Scandinavia |
| Soggetto genere / forma | Electronic books. |
| ISBN | 90-04-36665-2 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto | Front Matter -- Copyright page -- Preface -- Abbreviations -- What Is Market Manipulation?. |
| Record Nr. | UNINA-9910493678003321 |
|
Andri Fannar Bergþórsson
|
||
| Leiden, ; Boston : , : Brill, , 2018 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
