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Risk-based capital [[electronic resource] ] : new Basel II rules reduced certain competitive concerns, but bank regulators should address remaining uncertainties : report to the Subcommittee on Financial Institutions and Consumer Credit, Committee on Financial Services, House of Representatives / / United States Government Accountability Office
| Risk-based capital [[electronic resource] ] : new Basel II rules reduced certain competitive concerns, but bank regulators should address remaining uncertainties : report to the Subcommittee on Financial Institutions and Consumer Credit, Committee on Financial Services, House of Representatives / / United States Government Accountability Office |
| Pubbl/distr/stampa | [Washington, D.C.] : , : U.S. Govt. Accountability Office, , [2008] |
| Descrizione fisica | iii, 68 pages : digital, PDF file |
| Soggetto topico |
Capital market
Capital market - United States Risk management Risk management - United States Banks and banking - State supervision Banks and banking - State supervision - United States |
| Formato | Materiale a stampa  |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Risk-based capital |
| Record Nr. | UNINA-9910697832903321 |
| [Washington, D.C.] : , : U.S. Govt. Accountability Office, , [2008] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Risk-based capital [[electronic resource] ] : bank regulators need to improve transparency and overcome impediments to finalizing the proposed Basel II framework : report to congressional committees
| Risk-based capital [[electronic resource] ] : bank regulators need to improve transparency and overcome impediments to finalizing the proposed Basel II framework : report to congressional committees |
| Pubbl/distr/stampa | [Washington, D.C.] : , : U.S. Govt. Accountability Office, , [2007] |
| Descrizione fisica | iii, 103 pages : digital, PDF file |
| Soggetto topico |
Capital market - United States
Risk management - United States Banks and banking - State supervision - United States |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Risk-based capital |
| Record Nr. | UNINA-9910695759103321 |
| [Washington, D.C.] : , : U.S. Govt. Accountability Office, , [2007] | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Robots on Wall Street : the impact of AI on capital markets and jobs in the financial services industry : hearing before the Task Force on Artificial Intelligence, Committee on Financial Services, U.S. House of Representatives, One Hundred Sixteenth Congress, first session, December 6, 2019
| Robots on Wall Street : the impact of AI on capital markets and jobs in the financial services industry : hearing before the Task Force on Artificial Intelligence, Committee on Financial Services, U.S. House of Representatives, One Hundred Sixteenth Congress, first session, December 6, 2019 |
| Pubbl/distr/stampa | Washington : , : U.S. Government Publishing Office, , 2020 |
| Descrizione fisica | 1 online resource (v, 127 pages) : illustrations |
| Soggetto topico |
Electronic data processing - United States
Artificial intelligence Capital market - United States Financial services industry - United States |
| Soggetto genere / forma | Legislative hearings. |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Robots on Wall Street |
| Record Nr. | UNINA-9910715279603321 |
| Washington : , : U.S. Government Publishing Office, , 2020 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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The SEC's market structure proposal : will it enhance competition? : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Entereprises [sic] of the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, first session, February 15, 2005
| The SEC's market structure proposal : will it enhance competition? : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Entereprises [sic] of the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, first session, February 15, 2005 |
| Soggetto topico |
Securities industry - United States
Stock exchanges - United States Capital market - United States |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | SEC's market structure proposal |
| Record Nr. | UNINA-9910693935603321 |
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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The SECs role in capital formation : help or hindrance? : hearing before the Subcommittee on Oversight and Investigations of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, June 26, 2001
| The SECs role in capital formation : help or hindrance? : hearing before the Subcommittee on Oversight and Investigations of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, June 26, 2001 |
| Soggetto topico |
Capital market - United States
Small business - United States - Finance |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | SECs role in capital formation |
| Record Nr. | UNINA-9910689597103321 |
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Short-termism in financial markets [[electronic resource] ] : hearing before the Subcommittee on Economic Policy of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, second session ... April 29, 2010
| Short-termism in financial markets [[electronic resource] ] : hearing before the Subcommittee on Economic Policy of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, second session ... April 29, 2010 |
| Pubbl/distr/stampa | Washington : , : U.S. G.P.O., , 2010 |
| Descrizione fisica | 1 online resource (iii, 36 pages) : illustrations |
| Collana | S. hrg. |
| Soggetto topico |
Capital market - United States
Corporate governance - United States Securities industry - Government policy - United States |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Altri titoli varianti | Short-termism in financial markets |
| Record Nr. | UNINA-9910700249503321 |
| Washington : , : U.S. G.P.O., , 2010 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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United States : Financial Sector Assessment Program-detailed assessment of implementation on the IOSCO objectives and principles of securities regulation / / International Monetary Fund
| United States : Financial Sector Assessment Program-detailed assessment of implementation on the IOSCO objectives and principles of securities regulation / / International Monetary Fund |
| Pubbl/distr/stampa | Washington, District of Columbia : , : International Monetary Fund, , 2015 |
| Descrizione fisica | 1 online resource (249 p.) |
| Disciplina | 332.152 |
| Collana | IMF Country Report |
| Soggetto topico |
Securities - United States
Capital market - United States Financial institutions - State supervision - United States Financial institutions - United States - Accounting Financial institutions - United States - Auditing |
| Soggetto genere / forma | Electronic books. |
| ISBN |
1-4755-5800-7
1-4755-5746-9 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
Cover; CONTENTS; GLOSSARY; EXECUTIVE SUMMARY; INTRODUCTION; INFORMATION AND METHODOLOGY USED FOR ASSESSMENT; INSTITUTIONAL AND MARKET STRUCTURE-OVERVIEW; A. Regulatory Structure; B. Market Structure; TABLES; 1. Key Equity Market Information; 2. Investment Company Total Net Assets by Type; 3. Institutional and Retail Ownership of Mutual Funds; 4. Number of Commodity Pool Operators and their AUM; 5. Registered Broker-Dealers; 6. SEC Registered Investment Advisers; PRECONDITIONS FOR EFFECTIVE SECURITIES REGULATION
7. Derivatives Market Intermediaries Registered with the CFTC MAIN FINDINGS; SUMMARY IMPLEMENTATION OF THE IOSCO PRINCIPLES; 8. Summary Implementation of the IOSCO Principles-Detailed Assessments; RECOMMENDED ACTION PLAN AND AUTHORITIES' RESPONSE; 9. Recommended Action Plan to Improve Implementation of the IOSCO Principles; C. Authorities' Response to the Assessment; DETAILED ASSESSMENT; 10. Detailed Assessment of Implementation of the IOSCO Principles |
| Record Nr. | UNINA-9910463485203321 |
| Washington, District of Columbia : , : International Monetary Fund, , 2015 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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United States : : Financial Sector Assessment Program-Detailed Assessment of Implementation on the IOSCO Objectives and Principles of Securities Regulation
| United States : : Financial Sector Assessment Program-Detailed Assessment of Implementation on the IOSCO Objectives and Principles of Securities Regulation |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2015 |
| Descrizione fisica | 1 online resource (249 p.) |
| Disciplina | 332.152 |
| Collana | IMF Staff Country Reports |
| Soggetto topico |
Securities - United States
Capital market - United States Financial institutions - State supervision - United States Financial institutions - United States - Accounting Financial institutions - United States - Auditing Investments: General Investments: Stocks Money and Monetary Policy Public Finance Business and Financial General Financial Markets: General (includes Measurement and Data) Monetary Policy, Central Banking, and the Supply of Money and Credit: General Auditing Pension Funds Non-bank Financial Institutions Financial Instruments Institutional Investors Corporation and Securities Law Investment & securities Monetary economics Management accounting & bookkeeping Financial services law & regulation Securities Credit ratings Stocks Securities regulation Financial institutions Money Public financial management (PFM) Financial regulation and supervision Financial instruments Nonbank financial institutions Law and legislation |
| ISBN |
1-4755-5800-7
1-4755-5746-9 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
Cover; CONTENTS; GLOSSARY; EXECUTIVE SUMMARY; INTRODUCTION; INFORMATION AND METHODOLOGY USED FOR ASSESSMENT; INSTITUTIONAL AND MARKET STRUCTURE-OVERVIEW; A. Regulatory Structure; B. Market Structure; TABLES; 1. Key Equity Market Information; 2. Investment Company Total Net Assets by Type; 3. Institutional and Retail Ownership of Mutual Funds; 4. Number of Commodity Pool Operators and their AUM; 5. Registered Broker-Dealers; 6. SEC Registered Investment Advisers; PRECONDITIONS FOR EFFECTIVE SECURITIES REGULATION
7. Derivatives Market Intermediaries Registered with the CFTC MAIN FINDINGS; SUMMARY IMPLEMENTATION OF THE IOSCO PRINCIPLES; 8. Summary Implementation of the IOSCO Principles-Detailed Assessments; RECOMMENDED ACTION PLAN AND AUTHORITIES' RESPONSE; 9. Recommended Action Plan to Improve Implementation of the IOSCO Principles; C. Authorities' Response to the Assessment; DETAILED ASSESSMENT; 10. Detailed Assessment of Implementation of the IOSCO Principles |
| Record Nr. | UNINA-9910788286603321 |
| Washington, D.C. : , : International Monetary Fund, , 2015 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
| ||
United States : : Financial Sector Assessment Program-Detailed Assessment of Implementation on the IOSCO Objectives and Principles of Securities Regulation
| United States : : Financial Sector Assessment Program-Detailed Assessment of Implementation on the IOSCO Objectives and Principles of Securities Regulation |
| Edizione | [1st ed.] |
| Pubbl/distr/stampa | Washington, D.C. : , : International Monetary Fund, , 2015 |
| Descrizione fisica | 1 online resource (249 p.) |
| Disciplina | 332.152 |
| Collana | IMF Staff Country Reports |
| Soggetto topico |
Securities - United States
Capital market - United States Financial institutions - State supervision - United States Financial institutions - United States - Accounting Financial institutions - United States - Auditing Investments: General Investments: Stocks Money and Monetary Policy Public Finance Business and Financial General Financial Markets: General (includes Measurement and Data) Monetary Policy, Central Banking, and the Supply of Money and Credit: General Auditing Pension Funds Non-bank Financial Institutions Financial Instruments Institutional Investors Corporation and Securities Law Investment & securities Monetary economics Management accounting & bookkeeping Financial services law & regulation Securities Credit ratings Stocks Securities regulation Financial institutions Money Public financial management (PFM) Financial regulation and supervision Financial instruments Nonbank financial institutions Law and legislation |
| ISBN |
1-4755-5800-7
1-4755-5746-9 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
Cover; CONTENTS; GLOSSARY; EXECUTIVE SUMMARY; INTRODUCTION; INFORMATION AND METHODOLOGY USED FOR ASSESSMENT; INSTITUTIONAL AND MARKET STRUCTURE-OVERVIEW; A. Regulatory Structure; B. Market Structure; TABLES; 1. Key Equity Market Information; 2. Investment Company Total Net Assets by Type; 3. Institutional and Retail Ownership of Mutual Funds; 4. Number of Commodity Pool Operators and their AUM; 5. Registered Broker-Dealers; 6. SEC Registered Investment Advisers; PRECONDITIONS FOR EFFECTIVE SECURITIES REGULATION
7. Derivatives Market Intermediaries Registered with the CFTC MAIN FINDINGS; SUMMARY IMPLEMENTATION OF THE IOSCO PRINCIPLES; 8. Summary Implementation of the IOSCO Principles-Detailed Assessments; RECOMMENDED ACTION PLAN AND AUTHORITIES' RESPONSE; 9. Recommended Action Plan to Improve Implementation of the IOSCO Principles; C. Authorities' Response to the Assessment; DETAILED ASSESSMENT; 10. Detailed Assessment of Implementation of the IOSCO Principles |
| Record Nr. | UNINA-9910821854803321 |
| Washington, D.C. : , : International Monetary Fund, , 2015 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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Wall Street revalued [[electronic resource] ] : imperfect markets and inept central bankers / / Andrew Smithers
| Wall Street revalued [[electronic resource] ] : imperfect markets and inept central bankers / / Andrew Smithers |
| Autore | Smithers Andrew |
| Pubbl/distr/stampa | Chichester, West Sussex ; ; Hoboken, NJ, : John Wiley & Sons, 2009 |
| Descrizione fisica | 1 online resource (289 p.) |
| Disciplina |
332
332.04150973 |
| Soggetto topico |
Capital market - United States
Monetary policy - United States Finance - United States Banks and banking, Central - United States |
| Soggetto genere / forma | Electronic books. |
| ISBN |
0-470-68510-7
1-119-20701-0 1-282-29160-2 9786612291609 0-470-68269-8 |
| Formato | Materiale a stampa |
| Livello bibliografico | Monografia |
| Lingua di pubblicazione | eng |
| Nota di contenuto |
WALL STREET REVALUED: Imperfect Markets and Inept Central Bankers; Contents; Foreword; 1: Introduction; 2: Synopsis; 3: Interest Rate Levels and the Stock Market; 4: Interest Rate Changes and Share Price Changes; 5: Household Savings and the Stock Market; 6: A Moderately Rather than a Perfectly Efficient Market; 7: The Efficient Market Hypothesis; 8: Testing the Imperfectly Efficient Market Hypothesis; 9: Other Claims for Valuing Equities; 10: Forecasting Returns without Using Value; 11: Valuing Stock Markets by Hindsight Combined with Subsequent Returns; 12: House Prices
13: The Price of Liquidity - The Return for Holding Illiquid Assets14: The Return on Equities and the Return on Equity Portfolios; 15: The General Undesirability of Leveraging Equity Portfolios; 16: A Rare Exception to the Rule Against Leverage; 17: Profits are Overstated; 18: Intangibles; 19: Accounting Issues; 20: The Impact on q; 21: Problems with Valuing the Markets of Developing Economies; 22: Central Banks' Response to Asset Prices; 23: The Response to Asset Prices from Investors, Fund Managers and Pension Consultants; 24: International Imbalances; 25: Summing Up Appendix 1: Sources and ObligationsAppendix 2: Glossary of Terms; Appendix 3: Interest Rates, Profits and Share Prices; Appendix 4: Examples of the Current (Trailing) and Next Year's (Prospective) PEs Giving Misleading Guides to Value; Appendix 5: Real Returns from 17 International Equity Markets Comparing 1899-1954 with 1954-2008 and Showing Their Variance Compression; Appendix 6: Errors in Inflation Expectations and the Impact on Bond Returns; Appendix 7: An Algebraic Demonstration that Negative Serial Correlation can make the Leverage of an Equity Portfolio Unattractive Appendix 8: Correlations between International Stock MarketsBibliography; Index; colour plates |
| Record Nr. | UNINA-9910139932003321 |
Smithers Andrew
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| Chichester, West Sussex ; ; Hoboken, NJ, : John Wiley & Sons, 2009 | ||
| Materiale a stampa | ||
| Lo trovi qui: Univ. Federico II | ||
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