France : : Financial Sector Assessment Program—Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation

• Pubblicazione: Washington, D.C. : , : International Monetary Fund, , 2013
• Edizione: 1st ed.
• Descrizione fisica: 1 online resource (174 pages)
• Disciplina: 332.152
• Soggetto topico: Securities industry - State supervision - France; Finance - France - Evaluation; Accounting; Auditing; Banks and banking; Finance; Finance, Public; Finance: General; Financial institutions; Financial Instruments; Financial instruments; Financial reporting, financial statements; Financial statements; General Financial Markets: General (includes Measurement and Data); Institutional Investors; Internal controls; Investment & securities; Investments: General; Legal support in revenue administration; Management accounting & bookkeeping; Non-bank Financial Institutions; Pension Funds; Public Administration; Public finance & taxation; Public Finance; Public financial management (PFM); Public Sector Accounting and Audits; Revenue administration; Revenue; Securities; State supervision; Taxation, Subsidies, and Revenue: General
• Soggetto geografico: France
• Note generali: Description based upon print version of record.
• Nota di contenuto: Cover; Contents; Glossary; I. Summary; II. Introduction; III. Information and Methodology Used for the Assessment; IV. Institutional Structure; V. Market Structure; Tables; 1. Multilateral Trading Facilities Registered in France; VI. General Preconditions for Effective Securities Regulation; VII. Main Findings; 2. Summary Implementation of the IOSCO Principles-Detailed Assessment; 3. Recommended Action Plan; VIII. Response of the Authorities; IX. Detailed Assessment; 4. Detailed Assessment of Implementation of the IOSCO Principles
• Sommario/riassunto: This paper discusses key findings of the Detailed Assessment of Observance of International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation for France. The assessment reveals that France exhibits a high level of implementation of the IOSCO principles. The legal framework is robust and provides the Autorité de Marchés Financiers (AMF) and the Autorité du Contrôle Prudentiel (ACP) with broad licensing, supervisory, investigative, and enforcement powers within their respective competences. There are robust arrangements for cooperation between the two authorities.
• Titolo autorizzato: France
• ISBN: 1-4843-8581-0; 1-4843-6822-3; 1-4843-9258-2
• Formato: Materiale a stampa
• Livello bibliografico: Monografia
• Lingua di pubblicazione: Inglese
• Record Nr.: 9910807851603321
• Lo trovi qui: Univ. Federico II
• Serie: IMF Staff Country Reports; Country Report ; ; No. 2013/182