Shari'ah Non-compliance Risk Management and Legal Documentations in Islamic Finance [[electronic resource]]

• Autore: Lahsasna Ahcene
• Pubblicazione: Hoboken, : Wiley, 2014
• Descrizione fisica: 1 online resource (354 p.)
• Disciplina: 658.4
• Soggetto topico: Decision making; Finance; Risk management; Business & Economics; Banking
• Note generali: Description based upon print version of record.
• Nota di contenuto: Shari`ah Non-Compliance Risk Management and Legal Documentation in Islamic Finance; Copyright; Contents; Foreword; Acknowledgments; About the Author; Introduction; 1. Problem Statement; 2. Objectives of the Research; 3. Methodology; 4. Theoretical Framework; Chapter 2: Sharī`ah Compliance in IFSA 2013 and Classification of Sharī`ah Non-Compliance Risk; 4.1. Platform/Foundation of the Research; 4.2. Fundamental Blocks of the Research; 4.2.1. Sharī`ah Building Block/ Sharī`ah Rules; 4.2.2. Legal Building Block/Legal Framework ; 4.2.3. The Tools and Techniques Used for Sharī`ah Non-Compliance Risk4.2.4. The Process of Risk Management and Lines of Defence; 4.3. The Application of the Banking Facility; 5. The Terms Used in This Book; Chapter 1: Fundamental Concept of Sharī`ah and Sharī`ah Non-Compliance Risk; 1.0. Introduction; 1.1. Concept of Sharī`ah; 1.2. Compliance in the Islamic Financial Institutions: An Overview; 1.2.1. Definition of Compliance; 1.2.2. Definition of Compliance Risk; 1.2.3. Consequences of Non-Compliance; 1.2.4. Objective of Compliance Operation Manual ; 1.2.5. General Objectives of Compliance Operation Manual1.2.6. Process of the Compliance Operation Manual (COM); 1.2.7. Compliance Standards; 1.2.8. Independence and Accountability; 1.2.9. Authority; 1.2.10. Termination/Resignation/Hand-Over of the Compliance Officer's Task; 1.3. Concept of Risk; 1.4. The Concept of Sharī`ah Non-Compliance Risk; 1.4.1. Risk from an Islamic Perspective: The Islamic Financial Services Board/IFSB Point of View; 1.4.2. Sharī`ah Compliance and Area of Coverage; 1.5. Review of the Concept of Sharī`ah Non-Compliance Risk ; 1.6. Features of Sharī`ah Non-Compliance Risk1.7. Sharī`ah Non-Compliance Risk Events; 1.7.1. Audit of Financial Statement; 1.7.2. Compliance Audit on Organization Structure, People, Processes, and Information Technology; 1.7.3. Review of Adequacy of Sharī`ah Governance; 1.7.4. Sharī`ah Governance Risk; 1.7.5. Sharī`ah Product-Approval Risk; 1.7.6. Sharī`ah Documentation Risk; 1.7.7. Sharī`ah Operational Risk; 1.7.8. Sharī`ah Reputational Risk; 1.7.9. Sharī`ah Treasury Risk; 1.7.10. Sharī`ah IT Risk; 1.7.11. Sharī`ah Credit Risk; 1.7.12. Sharī`ah Investment Banking/Asset Management Risk ; 1.8. The Sharī`ah Basis for Sharī`ah ComplianceNotes; 2.0. Introduction; 2.1. Provisions Unique to Islamic Banks in IFSA 2013; 2.1.1. Islamic Banking Business; 2.1.2. Islamic Deposit and Investment (Section 2); 2.1.3. Finance and Other Business (Section 2); 2.1.4. Sharī`ah (Section 29); 2.1.5. Sharī`ah-Related Provisions; 2.2. Sharī`ah Compliance in IFSA 2013; 2.2.1. Section 29: Power of Bank to Specify Standards on Sharī`ah Matters; 2.3. Classification of Sharī`ah Non-Compliance Risk; Notes ; Chapter 3: The Major Risk Elements of Sharī`ah Non-Compliance Risk and Its Causes in Islamic Finance Operations
• Sommario/riassunto: A comprehensive guide to one of the key risk management issues in the expanding field of Islamic finance For Islamic financial institutions, Sharia non-compliance is a growing and key risk that must be carefully managed. This book offers a thorough look at non-compliance risk and explains the legal documentation necessary to ensure compliance for professionals in the Islamic finance industry. In addition, the book offers helpful guidance and understanding for the legal departments of Islamic financial institutions, as well as lawyers, legal firms, Shariah advisors, Shariah officers, a
• Titolo autorizzato: Shari'ah Non-compliance Risk Management and Legal Documentations in Islamic Finance
• ISBN: 1-118-80918-1; 1-118-79684-5
• Formato: Materiale a stampa
• Livello bibliografico: Monografia
• Lingua di pubblicazione: Inglese
• Record Nr.: 9910138963003321
• Lo trovi qui: Univ. Federico II
• Serie: Wiley Finance