LEADER 12228nam 22007454a 450 001 9910964035403321 005 20251117115729.0 010 $a1-280-08567-3 010 $a9786610085675 010 $a1-4175-4573-9 024 7 $a10.1596/0-8213-5576-7 035 $a(CKB)111098478193338 035 $a(SSID)ssj0000087753 035 $a(PQKBManifestationID)11108207 035 $a(PQKBTitleCode)TC0000087753 035 $a(PQKBWorkID)10070440 035 $a(PQKB)10715439 035 $a(MiAaPQ)EBC3050732 035 $a(Au-PeEL)EBL3050732 035 $a(CaPaEBR)ebr10066551 035 $a(CaONFJC)MIL8567 035 $a(OCoLC)70745660 035 $a(The World Bank)2003065763 035 $a(US-djbf)13358318 035 $a(BIP)46123145 035 $a(BIP)9066589 035 $a(EXLCZ)99111098478193338 100 $a20030930d2004 uy 0 101 0 $aeng 135 $aurcn||||||||| 181 $ctxt$2rdacontent 182 $cc$2rdamedia 183 $acr$2rdacarrier 200 00$aInvoluntary resettlement sourcebook $eplanning and implementation in development projects 205 $a1st ed. 210 $aWashington, DC $cWorld Bank$dc2004 215 $axxxiii, 434 pages ;$d24 cm. +$e1 CD-ROM 300 $aBibliographic Level Mode of Issuance: Monograph 311 08$a0-8213-5576-7 320 $aIncludes bibliographical references and index. 327 $aIntro -- Contents -- Foreword -- Acknowledgments -- Introduction -- Abbreviations -- Section 1: Policy Issues in Involuntary Resettlement -- 1. Scope of OP 4.12 -- Scope of OP 4.12 -- Land Acquisition and Restriction of Access to Conservation Areas -- Coverage of the Terms "Resettlement" and "Displaced Persons" -- The Policy Objective of Minimizing Land Acquisition and Resettlement -- When OP 4.12 Becomes Effective and When It Remains in Force -- Initial Applicability -- Project Closing -- Linkages between Bank and Other Donor or National Projects -- When OP 4.12 Does Not Apply -- Structural Adjustment Loans -- Natural Disasters, War, or Civil Strife -- Indirect Economic Impacts -- Adverse Environmental and Other Socioeconomic Impacts -- National or Regional Resource Management Programs -- Open-Market Purchase of Project Land -- Voluntary Resettlement -- Notes -- 2. Resettlement Instruments and Disclosure -- Resettlement Plan -- Policy Framework -- Process Framework -- Preparation and Implementation of Specific Components of the Project -- Selection of Criteria for Determining Eligibility for Assistance -- Identification of Measures to Improve or Restore Livelihoods and Living Standards -- Resolution of Potential Conflicts or Grievances -- Administrative and Legal Procedures -- Monitoring Arrangements -- Disclosure -- 3. Eligibility Criteria and Units of Entitlement -- Eligibility Criteria: Land Tenure and Severity of Impact -- Land Tenure -- Severity of Impact -- Open Access and Other Property -- Open Access or Common Property -- Residences -- Businesses -- Temporary Permits -- Temporary Involuntary Acquisition -- Appropriate Unit of Entitlement -- 4. Compensation and Income Restoration -- Calculation and Application of Replacement Cost -- General Principles -- Replacement Cost for Land -- Replacement Cost for Houses and Other Structures. 327 $aReplacement Cost for Other Assets -- Income Restoration Alternatives: Land, Cash, and Jobs -- General Principles for Replacing Income-Generating Assets -- Land-Based Options -- Cash Compensation and Rehabilitation -- Employment as Rehabilitation -- Note -- 5. Vulnerable Populations -- The Poor -- Women -- Indigenous Peoples -- Those Less Able to Care for Themselves -- Children -- The Elderly -- The Disabled -- Other Groups Not Protected by National Land Compensation Law -- People without Title or Use Rights -- Host Communities -- Community Members Remaining in the Original Area after Resettlement -- Note -- Section 2: Technical Aspects of Involuntary Resettlement -- 6. Resettlement Planning and Processing Requirements -- Processing Requirements at Each Stage of the Project Cycle -- Preidentification -- Project Identification -- Project Quality Enhancement Review -- Project Preparation -- Preappraisal -- Project Decision Meeting -- Project Appraisal -- Negotiations -- Effectiveness -- Supervision -- Irregular Processing: Late Identification of the Need for Resettlement -- Annex: Resettlement Site Selection, Movement of Displaced Persons, and Organization of Community Life -- Phase 1: Criteria for Site Selection -- Phase 2: Feasibility Studies -- Phase 3: Detailed Designs and Land Purchase -- Phase 4: Final Designs and Construction -- Movement of DPs -- Organization of Community Life and Support Services -- 7. Consultation and Participation -- What OP 4.12 Says -- Consultation and Participation Defined -- The Importance of Participation -- Issues in Consultation and Participation -- Consultation and Participation in the Project Cycle -- Project Identification -- Project Preparation -- Project Preappraisal -- Project Appraisal -- Project Implementation -- Project Completion -- The Role of the Bank in Supporting Participation -- Note. 327 $aAnnex: Consultation and Participation Matrix -- 8. Income Improvement -- What OP 4.12 Says -- Definition of Income Restoration in Operational Terms -- Issues in Income Restoration -- Risk Analysis -- Design of Income Restoration Strategies -- Stage 1: Analyzing Existing Sources of Income -- Stage 2: Surveying and Analyzing Current Economic Conditions -- Stage 3: Identifying New Opportunities -- Income Restoration through Land Replacement -- Strategic Use of Project Opportunities -- Other Income Restoration Strategies -- Requirements for Reporting and Review of Income Restoration Plans -- Monitoring and Supervision of Income Restoration Measures -- Annex: Microfinance as a Tool for Income Restoration -- Microfinance as an Income Restoration Strategy -- Collateral -- Creditworthiness -- Character -- Promotion of Favorable Practices among Financial Institutions -- 9. Costs, Budgeting, and Financing -- What OP 4.12 Says -- Identifying and Reporting Resettlement Costs -- Compensation -- Community Infrastructure and Services Costs -- Relocation Costs -- Resettlement Site Preparation Costs -- Income Restoration and Improvement Costs -- Administrative Costs -- Estimating Resettlement Costs -- Planning Costs -- Compensation Costs -- Community Infrastructure Costs -- Relocation and Resettlement Site Preparation Costs -- Income Restoration or Improvement Costs -- Administrative Costs -- Financial Flows, Arrangements, and Contingencies -- Key Issues -- Financial Arrangements for a Resettlement Policy Framework -- Financial Arrangements for Income Restoration -- Bank Disbursement for Resettlement -- Notes -- 10. Surveys, Monitoring, and Supervision -- What OP 4.12 Says -- Identification: Land Acquisition Assessment -- Census of DPs and Inventory of Assets -- Data Collection Formats -- Staffing -- Field Operations -- Data and Records. 327 $aRP Preparation: Socioeconomic Analysis -- Implementation: Monitoring -- Internal Monitoring -- External Monitoring -- Bank Supervision of Resettlement Operations -- Supervision -- Early Review of Resettlement Implementation -- 11. Organizations for Planning and Implementation -- What OP 4.12 Says -- Organizational Responsibility for Resettlement Preparation and Planning -- Land Acquisition Assessment -- Census and Socioeconomic Surveys -- Eligibility Criteria and Resettlement Entitlements -- Consultations -- Feasibility Study of Resettlement Sites -- Feasibility Study of Income Improvement Measures and Formation of DP Committees -- Implementation -- Project Launch Workshop -- Organizational Units -- Organizational Models for Resettlement Implementation -- Checklist for Organizations Involved in Resettlement Implementation -- Coordination with Local Governments -- Monitoring and Evaluation -- Internal Monitoring -- External Monitoring -- Training and Capacity Building -- Notes -- 12. Implementing Resettlement Plans -- Getting Ready for Implementation -- Initiating Implementation -- Payment of Compensation -- Relocation -- Linkage of Resettlement Progress and Pace of Project Construction -- Reconstruction and Relocation to New Housing -- Civic Infrastructure -- Income Improvement Strategies -- Monitoring and Evaluation -- Grievance Redress -- Adaptation When Things Do Not Go According to Plan -- Circumstances Likely to Require Planning Changes -- Documentation of Planning Changes -- Section 3: Involuntary Resettlement in Selected Sectors -- 13. Resettlement in Urban Areas -- The Context of Urban Resettlement -- Importance of Initial Planning -- Minimizing Displacement -- Preventing Fraudulent Claims of Eligibility for Compensation -- Encouraging Public Participation and Responsiveness -- Considering Gender Issues. 327 $aCoordination of Administrative and Financial Responsibilities -- Administrative Coordination -- Financial Planning and Coordination -- Limits of Bank Financing in Urban Projects -- Resettlement of Urban Squatters -- Entitlements for People without Security of Tenure -- Adverse Impacts on Mobile Enterprises -- Residential Relocation in Urban Projects -- Replacement Cost for Urban Land -- Replacement Housing in Urban Areas -- Location Issues in Urban Resettlement -- Urban Improvement: Opportunities for Resettlement as Development -- Improvement of Housing Standards -- Slum Improvement Programs -- Land Consolidation Programs -- Economic Rehabilitation in Urban Projects -- Distance of Relocation -- Obstacles to Income Restoration at the Relocation Site -- Community and Public Infrastructure in Urban Projects -- Restoring or Replacing Public Infrastructure -- Creating Public Spaces -- Urban Linear Projects -- 14. Resettlement in Linear Projects -- The Context of Linear Resettlement -- Linear Projects and Their Corridors of Impact -- Roads and Highways -- Gas and Oil Pipelines -- Water and Sanitation Systems -- Irrigation Systems -- Transmission Lines -- Railways -- Participation and Minimization of Resettlement -- Impacts on Vulnerable Populations -- Informal Economic Enterprises -- Residents without Secure Title -- Indigenous People -- Project Phasing, Censuses, and Studies -- Administrative Coordination -- Monitoring -- Summary of Key Elements -- 15. Dams and Resettlement: Building Good Practice -- The Context of Dam Construction -- Organizational Capacity and Commitment -- Assessment of Institutional Capacity for Resettlement Planning and Implementation -- Capacity Building in All Relevant Agencies -- Involvement of Local Institutions Likely to Be Engaged in Operation and Maintenance -- Resettlement Planning. 327 $aA Panel of Experts for Preparing and Implementing the Resettlement Program. 330 $aConstruction of infrastructure, a pre-requisite for sustained socioeconomic growth, often requires acquisition of land and, therefore, physical relocation and economic displacement of people. If such impacts, collectively characterized as involuntary resettlement, are not identified and adequately mitigated, some already vulnerable populations are likely to be further impoverished, thereby undermining development objectives. This Sourcebook clarifies many policy and technical issues that confront resettlement policymakers and practitioners. It provides guidance on resettlement design, implementation, and monitoring, and it discusses resettlement issues particular to development projects in different sectors. 410 0$aWorld Bank e-Library. 606 $aEconomic development projects$zDeveloping countries 606 $aLand settlement$zDeveloping countries 606 $aForced migration$zDeveloping countries 606 $aMigration, Internal$zDeveloping countries 615 0$aEconomic development projects 615 0$aLand settlement 615 0$aForced migration 615 0$aMigration, Internal 676 $a325 712 02$aWorld Bank. 801 0$bMiAaPQ 801 1$bMiAaPQ 801 2$bMiAaPQ 906 $aBOOK 912 $a9910964035403321 996 $aInvoluntary resettlement sourcebook$94480473 997 $aUNINA