LEADER 00882nam0-22003011i-450- 001 990000891660403321 005 20001010 035 $a000089166 035 $aFED01000089166 035 $a(Aleph)000089166FED01 035 $a000089166 100 $a20001010d--------km-y0itay50------ba 101 0 $aita 105 $ay-------001yy 200 1 $aMathematical foundations for menagementscie nce and system analysis 210 $aNew York$cAcademic press$d1974. 215 $a20 cm XIII 581 p. con fig. 610 0 $aMatematica 700 1$aSchmidt,$bWilliam J.$0345309 801 0$aIT$bUNINA$gRICA$2UNIMARC 901 $aBK 912 $a990000891660403321 952 $a03 M.0,234$b2966$fIINTC 952 $a03 CM.0,92$b3148$fIINTC 959 $aIINTC 996 $aMathematical foundations for menagementscie nce and system analysis$9356683 997 $aUNINA DB $aING01 LEADER 05540nam 22006974a 450 001 9910958197703321 005 20200520144314.0 010 $a9786610255214 010 $a9781280255212 010 $a1280255218 010 $a9780471730903 010 $a0471730904 035 $a(CKB)1000000000244168 035 $a(EBL)227390 035 $a(OCoLC)475934105 035 $a(SSID)ssj0000241233 035 $a(PQKBManifestationID)11191890 035 $a(PQKBTitleCode)TC0000241233 035 $a(PQKBWorkID)10297537 035 $a(PQKB)11397102 035 $a(MiAaPQ)EBC227390 035 $a(Au-PeEL)EBL227390 035 $a(CaPaEBR)ebr10114145 035 $a(CaONFJC)MIL25521 035 $a(Perlego)2785309 035 $a(EXLCZ)991000000000244168 100 $a20041115d2005 uy 0 101 0 $aeng 135 $aur|n|---||||| 181 $ctxt 182 $cc 183 $acr 200 14$aThe Sarbanes-Oxley section 404 implementation toolkit $epractice aids for management and auditors /$fMichael Ramos 205 $a1st ed. 210 $aHoboken, N.J. $cJohn Wiley & Sons$dc2005 215 $a1 online resource (384 p.) 300 $aIncludes index. 311 08$a9780471712251 311 08$a0471712256 327 $aTHE SARBANES-OXLEY SECTION 404 IMPLEMENTATION TOOLKIT; Contents; About the Author; Preface; Acknowledgments; Part I: Tools for Management; ADM-1: General Work Program; PURPOSE; INSTRUCTIONS; ASSESSMENT OF INTERNAL CONTROL EFFECTIVENESS GENERAL WORK PROGRAM; ADM-2: Project Planning Summary; PURPOSE; INSTRUCTIONS; ASSESSMENT OF INTERNAL CONTROL EFFECTIVENESS PROJECT PLANNING; PROJECT TEAM MEMBERS AND RESPONSIBILITIES; PROJECT TEAM MEMBERS' COMPETENCE AND OBJECTIVITY; INTERNAL CONTROL INFORMATION SOURCES; PROJECT SCOPE; INTERNAL CONTROL DOCUMENTATION SOURCES; PROJECT SCHEDULE 327 $aADM-2A: Checklist for Summarizing Project Team Competence and ObjectivityPURPOSE; INSTRUCTIONS; ASSESSMENT OF INTERNAL CONTROL EFFECTIVENESS PROJECT TEAM COMPETENCE AND OBJECTIVITY; ADM-2B.1: Worksheet for Determining and Documenting Significant Accounts and Disclosures; PURPOSE; INSTRUCTIONS; ASSESSMENT OF INTERNAL CONTROL EFFECTIVENESS SIGNIFICANT ACCOUNTS AND DISCLOSURES; ADM-2B.2: Mapping of Business Processes to Significant Accounts and Disclosures; PURPOSE; INSTRUCTIONS; ASSESSMENT OF INTERNAL CONTROL EFFECTIVENESS MAPPING OF BUSINESS PROCESSES TO SIGNIFICANT ACCOUNTS AND DISCLOSURES 327 $aASSETSLIABILITIES AND EQUITY; REVENUES AND EXPENSES; APPENDIX: EXAMPLE ROUTINE BUSINESS PROCESSES/MAJOR TRANSACTIONS; ADM-2C: Example Inquiries to Identify Changes to Internal Control; PURPOSE; INSTRUCTIONS; EXAMPLE INQUIRIES TO IDENTIFY CHANGES TO INTERNAL CONTROL; EXAMPLE INQUIRIES; ADM-3: Summary of Control Deficiencies; PURPOSE; INSTRUCTIONS; APPENDIXES TO INSTRUCTIONS DEFINITIONS OF CONTROL DEFICIENCIES PARAGRAPHS 8 - 10 OF PCAOB AUDITING STANDARD NO. 2; EVALUATING THE SIGNIFICANCE OF CONTROL DEFICIENCIES PARAGRAPHS 130 - 140 OF PCAOB AUDITING STANDARD NO. 2 327 $aEXAMPLES OF SIGNIFICANT DEFICIENCIES AND MATERIAL WEAKNESSES ( APPENDIX D OF PCAOB AUDITING STANDARD NO. 2)ADDITIONAL GUIDANCE ON EVALUATING CONTROL DEFICIENCIES PCAOB STAFF QUESTIONS AND ANSWERS ( JUNE 23, 2004); ASSESSMENT OF INTERNAL CONTROL EFFECTIVENESS SUMMARY OF CONTROL DEFICIENCIES; SUMMARY OF CONTROL DEFICIENCIES DEFINED BY PARAGRAPHS 139 AND 140 OF PCAOB AUDITING STANDARD NO. 2; SUMMARY OF CONTROL DEFICIENCIES COMMUNICATED FROM OTHERS; SUMMARY OF CONTROL DEFICIENCIES IDENTIFIED DURING REVIEW OF INTERNAL CONTROL DOCUMENTATION 327 $aSUMMARY OF CONTROL DEFICIENCIES IDENTIFIED DURING TESTS OF CONTROL OPERATING EFFECTIVENESSEVALUATION OF AGGREGATED INCONSEQUENTIAL DEFICIENCIES; EVALUATION OF AGGREGATED SIGNIFICANT DEFICIENCIES; ADM-4: Senior Management Review Checklist; PURPOSE; INSTRUCTIONS; ASSESSMENT OF INTERNAL CONTROL EFFECTIVENESS SENIOR MANAGEMENT REVIEW CHECKLIST; ADM-5: Checklist for Preparation of Management's Report on Internal Control Effectiveness; PURPOSE; INSTRUCTIONS; CHECKLIST FOR MANAGEMENT'S REPORT ON THE EFFECTIVENESS OF INTERNAL CONTROL OVER FINANCIAL REPORTING; REQUIRED REPORTING MATTERS 327 $aOPTIONAL REPORTING MATTERS 330 $aThe tools to manage ongoing Sarbanes-Oxley complianceIn The Sarbanes-Oxley Section 404 Implementation Toolkit, author and consultant Michael Ramos provides a detailed road map to help companies not only streamline their compliance process, but also make the process manageable and repeatable year after year.The first book to provide detailed implementation practice aids for Sarbanes-Oxley 404 compliance, The Sarbanes-Oxley Section 404 Implementation Toolkit is packed with work programs, audit checklists, and examples that readers can tailor to meet their own unique needs. Featur 606 $aCorporations$xAccounting$xCorrupt practices$zUnited States 606 $aCorporations$xAccounting$xLaw and legislation$zUnited States 606 $aDisclosure of information$xLaw and legislation$zUnited States 615 0$aCorporations$xAccounting$xCorrupt practices 615 0$aCorporations$xAccounting$xLaw and legislation 615 0$aDisclosure of information$xLaw and legislation 676 $a658.15/1 700 $aRamos$b Michael J$0887850 801 0$bMiAaPQ 801 1$bMiAaPQ 801 2$bMiAaPQ 906 $aBOOK 912 $a9910958197703321 996 $aThe Sarbanes-Oxley section 404 implementation toolkit$94045145 997 $aUNINA