LEADER 05318nam 2200661Ia 450 001 9910830436003321 005 20230828200851.0 010 $a1-119-20921-8 010 $a1-280-73966-5 010 $a9786610739660 010 $a0-470-03180-8 035 $a(CKB)1000000000357146 035 $a(EBL)284451 035 $a(OCoLC)476034492 035 $a(SSID)ssj0000159901 035 $a(PQKBManifestationID)11155626 035 $a(PQKBTitleCode)TC0000159901 035 $a(PQKBWorkID)10158690 035 $a(PQKB)10043513 035 $a(MiAaPQ)EBC284451 035 $a(EXLCZ)991000000000357146 100 $a20051110d2006 uy 0 101 0 $aeng 135 $aur|n|---||||| 181 $ctxt 182 $cc 183 $acr 200 10$aFundamentals of global operations management$b[electronic resource] /$fDavid Loader 205 $a2nd ed. 210 $aChichester, England ;$aHoboken, NJ $cJohn Wiley$dc2006 215 $a1 online resource (450 p.) 225 1 $aSecurities Institute 300 $a"Securities & Investment Institute." 311 $a0-470-02653-7 320 $aIncludes bibliographical references (p. [403]-405) and index. 320 $aIncludes web resources. 327 $aCOVER; CONTENTS; PREFACE; ABOUT THE AUTHOR; Chapter 1: OPERATIONS MANAGEMENT; Chapter 2: MARKETS; EQUITY SECURITIES; DEBT SECURITIES; DERIVATIVE MARKETS; FOREIGN EXCHANGE AND MONEY MARKETS; RETAIL AND OTHER PRODUCTS; Other products; MARKET AND PRODUCT KNOWLEDGE; Market structure and membership; Products traded; Structure and characteristics of the products; Clearing mechanisms, membership and the clearing house role; Structure of securities clearing and settlement conventions; Regulation, accounting and tax issues; Policy, procedures and controls 327 $aChapter 3: BANKING, BROKING AND INSTITUTIONAL CLIENTSWhat are the issues for the operations managers in these scenarios?; Chapter 4: CONCEPTS OF RISK; Settlement risk; System risk; Counterparty and agent risk; Personnel risk; Regulatory risk; Legal risk; Reputational risk; Infrastructure risk; Financial risk; Disaster risk; Chapter 5: CLEARING AND SETTLEMENT; Fixed rate bonds; Floating rate notes; THE ROLE OF THE CLEARING HOUSE; The concept of margining, collateral and treasury management; Margin; Collateral; Treasury management; OTC derivatives; Products; Swaps; OTC options 327 $aSettlement of OTC productsEvent calendar; Communication/Information; Other settlement issues; Accounting and regulatory issues; SwapClear; SwapsWire; Summary; Suggested further reading; CHECKLISTS; Chapter 6: CUSTODY; Chapter 7: TECHNOLOGY; Chapter 8: REGULATION AND COMPLIANCE; Basel II, Sarbanes-Oxley and UCITS Directive; Chapter 9: CLIENT SERVICES; The approach to customer relationships and the 'client culture'; Structure of client services within the operations team; Responsibility; Measuring performance; Escalation procedures; Client liaison programmes; Front-office client team 327 $aIndustry issuesAnalysing the competition; Developing the service; What are the potential problems in customer relationships?; Managing risk within the customer relationship; Client visits; Chapter 10: OPERATIONS IN THE FUTURE; Appendix A: UCITS III: INTRODUCTION; AGGREGATE LIMITS; TRANSFERABLE SECURITIES AND MONEY MARKET INSTRUMENTS; BANK DEPOSITS; FINANCIAL DERIVATIVES INSTRUMENTS; FUNDS OF FUNDS; INDEX TRACKING FUNDS; USE OF SUBSIDIARIES; PERMITTED ACTIVITIES OF MANAGEMENT COMPANIES; EU PASSPORT FOR MANAGEMENT COMPANIES; SIMPLIFIED PROSPECTUS; CAPITAL ADEQUACY REQUIREMENTS 327 $aFURTHER INVESTOR PROTECTION MEASURESAppendix B: EXTRACTS FROM SARBANES-OXLEY ACT OF 2002; Appendix C: THE G30 TWENTY RECOMMENDATIONS; CREATING A STRENGTHENED, INTEROPERABLE GLOBAL NETWORK; MITIGATING RISK; IMPROVING GOVERNANCE; Appendix D: SOUND PRACTICES FOR THE MANAGEMENT AND SUPERVISION OF OPERATIONAL RISK (February 2003); Introduction; Background; Industry trends and practices; Sound practices; Developing an appropriate risk management environment; GLOSSARY; USEFUL WEBSITES AND SUGGESTED FURTHER READING; INDEX 330 $aFundamentals of Global Operations Management, 2nd Edition provides an overview of the fundamentals of the operations functions and is suitable for people working in any organization in the financial markets. Key issues affecting the industry are covered, such as operational risk management, traditional and new market environments, mergers and alliances, and integration across clearing and settlement. It also looks at how globalisation is presenting new challenges in operations and the new regulatory environment. David Loader takes the reader through the many issues that are important in 410 0$aSecurities Institute 606 $aProduction management 606 $aInternational business enterprises$xManagement 615 0$aProduction management. 615 0$aInternational business enterprises$xManagement. 676 $a658.049 676 $a658.5 700 $aLoader$b David$01598045 712 02$aSecurities & Investment Institute. 801 0$bMiAaPQ 801 1$bMiAaPQ 801 2$bMiAaPQ 906 $aBOOK 912 $a9910830436003321 996 $aFundamentals of global operations management$93995442 997 $aUNINA