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010   $a1-119-20711-8
010   $a1-280-44913-6
010   $a9786610449132
010   $a0-470-86930-5
035   $a(CKB)1000000000356014
035   $a(EBL)257716
035   $a(OCoLC)475974381
035   $a(SSID)ssj0000177189
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035   $a(PQKBTitleCode)TC0000177189
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100   $a20060213d2006      uy             0
101 0 $aeng
135   $aur|n|---|||||
181   $ctxt
182   $cc
183   $acr
200 10$aImplementing financial regulation$b[electronic resource] $etheory and practice /$fJoanna Gray and Jenny Hamilton
210   $aChichester, England ;$aHoboken, NJ $cJohn Wiley & Sons$dc2006
215   $a1 online resource (287 p.)
225 1 $aWiley finance
300   $aDescription based upon print version of record.
311   $a0-470-86929-1 
320   $aIncludes bibliographical references and index.
327   $aImplementing Financial Regulation; Contents; Preface; Acknowledgements; 1 Regulation in Context; 2 Aligning Risk and Regulation: FSA's Risk-Based Operating Framework; 3 Regulation within the Regulated Firm: Legislation and Rules; 4 Senior Management Regulation: Evidence and Practice Since N2; 5 The Wider Regulatory and Legal Context for Senior Management; 6 Regulation and the Emergence of the Financial Citizen; 7 An Illustrated Critique of Meta Regulation and Concluding Comments; Index
330   $aNow that the Financial Services and Markets Act 2000 has had a chance to bed itself down and the Financial Services Authority (FSA) is developing its new regulatory toolkit and modus operandi, financial regulation has moved on in interesting directions. This book takes a critical look at the principles and practices behind this regulation, as well as the theory that is involved. This book goes further than a description of the laws that are currently out there, by analysing the impact and implications of the new financial regulations, making it a 'must-read' for law, finance an
410  0$aWiley finance series.
606   $aFinancial services industry$xLaw and legislation$zGreat Britain
606   $aFinancial services industry$xState supervision$zGreat Britain
606   $aFinancial services industry$zGreat Britain
615  0$aFinancial services industry$xLaw and legislation
615  0$aFinancial services industry$xState supervision
615  0$aFinancial services industry
676   $a346.41/082
676   $a346.4108
700   $aGray$b Joanna$cL. L .B.$0251042
701   $aHamilton$b Jenny$f1957-$01690990
801  0$bMiAaPQ
801  1$bMiAaPQ
801  2$bMiAaPQ
906   $aBOOK
912   $a9910829820203321
996   $aImplementing financial regulation$94067064
997   $aUNINA