LEADER 02531nam 2200589 a 450 001 9910828187103321 005 20200520144314.0 010 $a1-118-02833-3 010 $a1-283-02696-1 010 $a9786613026965 010 $a1-118-38586-1 010 $a1-118-02831-7 035 $a(CKB)2560000000051736 035 $a(EBL)661539 035 $a(OCoLC)705538600 035 $a(SSID)ssj0000484205 035 $a(PQKBManifestationID)11332397 035 $a(PQKBTitleCode)TC0000484205 035 $a(PQKBWorkID)10595066 035 $a(PQKB)10267946 035 $a(MiAaPQ)EBC661539 035 $a(EXLCZ)992560000000051736 100 $a20101119h20112011 uy 0 101 0 $aeng 135 $aur|n|---||||| 181 $ctxt 182 $cc 183 $acr 200 00$aEssentials of the Dodd-Frank Act /$fSanjay Anand 210 $aHoboken, N.J. $cWiley$dc2011 215 $a1 online resource (205 p.) 225 1 $aEssentials series 300 $aIncludes index. 311 $a0-470-95233-4 327 $aESSENTIALS of the Dodd-Frank Act; Contents; Foreword; Preface; Acknowledgments; 1 Introduction to the Dodd-Frank Act; 2 History and Background; 3 Key Titles and Sections; 4 Institutions Impacted; 5 Dodd-Frank Act Rulemaking; 6 Role of New and Existing Agencies; 7 Global Impact and Implications; 8 Advice for Specific Professions; 9 Relationship with SOX and the Basel Accords; APPENDIX A: Contents of the Dodd-Frank Act; APPENDIX B: Effective Dates and Deadlines; Glossary of Key Acronyms; About SOX Institute and the GRC Group; Index 330 $a"This book will provide an executive summary of the newly passed Financial Regulations Act. It will examine the most important sections of the Act and how it impacts the financial industry and shows what executives must know and do in order to comply with the Act"--$cProvided by publisher. 410 0$aEssentials series. 606 $aFinancial services industry$xLaw and legislation$zUnited States 606 $aFinancial institutions$xLaw and legislation$zUnited States 615 0$aFinancial services industry$xLaw and legislation 615 0$aFinancial institutions$xLaw and legislation 676 $a346.73/082 686 $aBUS027000$2bisacsh 701 $aAnand$b Sanjay$0604111 701 $aGangemi$b Michael P$01697446 801 0$bMiAaPQ 801 1$bMiAaPQ 801 2$bMiAaPQ 906 $aBOOK 912 $a9910828187103321 996 $aEssentials of the Dodd-Frank Act$94078147 997 $aUNINA