LEADER 02786nam 2200481 a 450 001 9910825856803321 005 20230725025124.0 010 $a0-470-91859-4 010 $a1-119-20005-9 010 $a1-282-84915-8 010 $a9786612849152 010 $a0-470-91857-8 035 $a(CKB)2670000000047919 035 $a(EBL)624615 035 $a(OCoLC)696918833 035 $a(MiAaPQ)EBC624615 035 $a(Au-PeEL)EBL624615 035 $a(CaPaEBR)ebr10469814 035 $a(CaONFJC)MIL284915 035 $a(EXLCZ)992670000000047919 100 $a20100604d2011 uy 0 101 0 $aeng 135 $aur|n|---||||| 200 10$aSecurities fraud$b[electronic resource] $edetection, prevention, and control /$fLouis L. Straney 210 $aNew York $cWiley$d2011 215 $a1 online resource (209 p.) 225 1 $aWiley finance 300 $aIncludes index. 311 $a0-470-60157-4 327 $aSecurities Fraud; Contents; Preface; Acknowledgments; Introduction; CHAPTER 1 The Face of War; CHAPTER 2 Shared Interests; CHAPTER 3 The Eleven; CHAPTER 4 Funding and Fraud; CHAPTER 5 Command and Control; CHAPTER 6 Paid to Steal; CHAPTER 7 Outside Inside; CHAPTER 8 Misunderestimated; CHAPTER 9 Days of Future Past; CHAPTER 10 The Warrior's Path; APPENDIX Frequently Used Abbreviations; About the Author; Index 330 $a"The first complete, expert guide to securities and investment fraud Filled with expert guidance for detection and prevention of all kinds of securities fraud and investment misconduct, Securities Fraud helps you identify red flags of fraud and offers practical ways to detect and prevent it. Written by a Wall Street professional with three decades of experience spanning the most critical period of our financial markets This book challenges classic fraud theories, describing how to dismantle information silos that permit fraudsters to conceal their activities. Begins with an overview of the evolution of securities regulation and the impact of securities fraud. Offers real cases and examples which illustrate recurring themes and red flags. Provides the first guide of its kind to offer a complete look at the various kinds of securities fraud and investment misconduct Securities Fraud is the essential guide you need for a bird's-eye view of fraud that may be taking place even now within your own organization and with your portfolio."--$cProvided by publisher. 410 0$aWiley finance series. 606 $aSecurities fraud 615 0$aSecurities fraud. 676 $a363.25/963 700 $aStraney$b Louis L.$f1946-$0868424 801 0$bMiAaPQ 801 1$bMiAaPQ 801 2$bMiAaPQ 906 $aBOOK 912 $a9910825856803321 996 $aSecurities fraud$94054811 997 $aUNINA