LEADER 05654nam 2200745 450 001 9910824402003321 005 20200520144314.0 010 $a1-118-74478-0 010 $a1-118-75575-8 010 $a1-118-74464-0 035 $a(CKB)2550000001123485 035 $a(EBL)1404585 035 $a(SSID)ssj0001055689 035 $a(PQKBManifestationID)11673769 035 $a(PQKBTitleCode)TC0001055689 035 $a(PQKBWorkID)11013927 035 $a(PQKB)10531857 035 $a(WaSeSS)IndRDA00117707 035 $a(Au-PeEL)EBL1404585 035 $a(CaPaEBR)ebr10768958 035 $a(CaONFJC)MIL525202 035 $a(OCoLC)859384051 035 $a(CaSebORM)9781118744789 035 $a(MiAaPQ)EBC1404585 035 $a(EXLCZ)992550000001123485 100 $a20131004d2013 uy| 0 101 0 $aeng 135 $aurunu||||| 181 $ctxt 182 $cc 183 $acr 200 10$aOperational risk management $ea complete guide to a successful operational risk framework /$fPhilippa Girling 205 $a1st edition 210 1$aHoboken, New Jersey :$cWiley,$d2013. 215 $a1 online resource (344 p.) 225 0 $aWiley finance series 300 $aDescription based upon print version of record. 311 $a1-118-53245-7 311 $a1-299-93951-1 320 $aIncludes bibliographical references and index. 327 $aOperational Risk Management; Contents; Preface; Acknowledgments; Chapter 1 Definition and Drivers of Operational Risk; The Definition of Operational Risk; 2012 London Olympics: A Case Study; Test One: Do the Seven Basel Operational Risk Categories Work in the Real World?; Test Two: The Risk Management Tools; Operational Risk Management and Operational Risk Measurement; Operational Risk Management; Operational Risk Measurement; The Relationship between Operational Risk Management and Other Risk Types; Drivers of Operational Risk Management; Key Points; Review Questions; Notes 327 $aChapter 2 The Regulatory Push History of the Basel Accords; Rules of the Accords; Basel I; Basel II; Adoption of Basel II in Europe; Adoption of Basel II in the United States; Securities and Exchange Commission Amendments to the Net Capital Rule; U.S. Regulators' Adoption of New Regulations to Apply Basel II; Impact of the Financial Crisis; The Promise of Basel III; European Response to the Crisis; U.S. Response to the Crisis; The Future; Key Points; Review Questions; Notes; Chapter 3 The Operational Risk Framework; Overview of the Operational Risk Framework; The Foundations of the Framework 327 $aGovernance Culture and Awareness; Policies and Procedures; The Four Data Building Blocks; Loss Data Collection; Risk and Control Self-Assessment; Scenario Analysis; Key Risk Indicators; Measurement and Modeling; Reporting; Risk Appetite; Key Points; Review Questions; Note; Chapter 4 Operational Risk Governance; Role of Governance; First Line of Defense; Second Line of Defense; Who Should Own the Operational Risk Function?; What Should the Operational Risk Function Own?; Third Line of Defense; Audit; Validation and Verification; Risk Committees; Key Points; Review Questions; Notes 327 $aChapter 5 Culture and Awareness Winning Over the Firm; Marketing and Communication; Training; Planning; The "Use Test"; Key Points; Review Question; Note; Chapter 6 Policies and Procedures; The Role of Policies, Procedures, Guidelines, and Standards; Best Practices; Operational Risk Policy; Sample Operational Risk Policy; Sample Standards, Procedures, and Guidelines; Extract from a Loss Data Standards Document; Extract from a Loss Data Procedures Document; Extract from a Loss Data Guidelines Document; Linkage between Documents; Key Points; Review Question; Chapter 7 Internal Loss Data 327 $aOperational Risk Event Data Internal Loss Data or Internal Operational Risk Events; Why Collect Operational Risk Event Data?; Who Should Collect the Loss Data?; What Should Be Collected in the Loss Data Program?; Risk Event Categories; Internal Fraud; External Fraud; Employment Practices and Workplace Safety; Clients, Products, and Business Practices; Damage to Physical Assets; Business Disruption and System Failures; Execution, Delivery, and Process Management; Using the Basel Risk Categories; Minimum Loss Data Standards; Comprehensive; Threshold; Amount; Date; Description and Causes 327 $aCriteria for Allocation to Business Line 330 $aA best practices guide to all of the elements of an effective operational risk framework While many organizations know how important operational risks are, they still continue to struggle with the best ways to identify and manage them. Organizations of all sizes and in all industries need best practices for identifying and managing key operational risks, if they intend on excelling in today's dynamic environment. Operational Risk Management fills this need by providing both the new and experienced operational risk professional with all of the tools and best practices neede 410 0$aWiley Finance 606 $aRisk management 606 $aQuality control 606 $aInformation technology$xQuality control 606 $aProcess control 615 0$aRisk management. 615 0$aQuality control. 615 0$aInformation technology$xQuality control. 615 0$aProcess control. 676 $a658.155 700 $aGirling$b Philippa$01722206 801 0$bMiAaPQ 801 1$bMiAaPQ 801 2$bMiAaPQ 906 $aBOOK 912 $a9910824402003321 996 $aOperational risk management$94122389 997 $aUNINA LEADER 06580cam2 2200733 450 001 E600200059924 005 20240506131511.0 100 $a20100215f0000 |||||ita|0103 ba 101 $ager 102 $aDE 200 1 $a<<1. Abtheilung: >>Werke$fJohann Wolfgang Goethe 461 1$1001SOB004879$12000 $aGoethes Werke 463 1$1001SOB004874$12000 $a<<1-5,1: [>>Gedichte] / Johann Wolfgang Goethe 463 1$1001SOB004881$12000 $a<<5,2: [>>Gedichte ; Lesearten zu Bd.4. u. 5. ; Nachträge ; Paralipomena ; Verzeichnis der Gedichtanfänge] / Johann Wolfgang Goethe 463 1$1001SOB004886$12000 $a<<6 : [ >>West-östlicher Divan] / Johann Wolfgang Goethe 463 1$1001E600200059604$12000 $a<<7 : [ >>Noten und Abhandlungen zu besserem Verständnis des West-östlichen Divans] / Johann Wolfgang Goethe 463 1$1001SOB004889$12000 $a<<8 : [ >>Götz von Berlichingen ; Egmont] / Johann Wolfgang Goethe 463 1$1001SOB004891$12000 $a<<9 : [ >>Die Laune des Verliebten ; Die Mitschuldigen ; Die Geschwister ; Die Wette ; Romeo und Julia ; Mahomet ; Tancred] / Johann Wolfgang Goethe 463 1$1001SOB004892$12000 $a<<10: [ >>Iphigenie auf Tauris ; Nausikaa ; Torquato Tasso ; Die natürliche Tochter] / Johann Wolfgang Goethe 463 1$1001SOB004894$12000 $a<<11 : [ >>Elpenor ; Clavigo ; Stella ; Claudine ; Erwin und Elmire ; Bruchstücke] / Johann Wolfgang Goethe 463 1$1001SOB004895$12000 $a<<12 : [ >>Singspiele ; Opern-fragmente] / Johann Wolfgang Goethe 463 1$1001SOB004896$12000 $a<<13,1: [>>Paläophron ; Vorspiele ; Was wir bringen ; Theaterreden ; Götz, für die Bühne] / Johann Wolfgang Goethe 463 1$1001SOB004897$12000 $a<<13,2: [Der >>Schutzgeist ; Lesearten und Paralipomena zu Band 13, 1] / Johann Wolfgang Goethe 463 1$1001SOB004898$12000 $a<<14, 15 (1-2): [>>Faust] / Johann Wolfgang Goethe 463 1$1001SOB004899$12000 $a<<16 : [ >>Puppenspiel ; Fastnachtspiel ; Gedichte ; Maskenzüge ; Epimenides] / Johann Wolfgang Goethe 463 1$1001SOB004900$12000 $a<<17: [ >>Triumph der Empfindsamkeit ; Vögel ; Gross-Cophta ; Bürgergeneral] / Johann Wolfgang Goethe 463 1$1001SOB004901$12000 $a<<18: [Die >>Aufgeregten ; Das Mädchen von Oberkirsch ; Unterhaltungen ; Mährchen ; Novelle ; Erzählungen] / Johann Wolfgang Goethe 463 1$1001SOB004902$12000 $a<<19:[Die >>Leiden des jungen Werther ; Briefe aus der Schweiz] / Johann Wolfgang Goethe 463 1$1001SOB004903$12000 $a<<20: [>>Die Wahlverwandschaften] / Johann Wolfgang Goethe 463 1$1001SOB004904$12000 $a<<21-22-23: [>>Wilhelm Meisters Lehrjahre. 1-3 Theil] / Johann Wolfgang Goethe. 463 1$1001SOB004905$12000 $a<<24-25,1: [>>Wilhelm Meisters Wanderjahre. 1.-2. Theil] / Johann Wolfgang Goethe 463 1$1001SOB004908$12000 $a<<25,2: [>>Wilhelm Meisters Wanderjahre Lesearten und Paralipomena] / Johann Wolfgang Goethe 463 1$1001SOB004911$12000 $a<<26-29: [>>Dichtung und Wahrheit (1.-4. Theil)] / Johann Wolfgang Goethe 463 1$1001SOB004912$12000 $a<<30-32: [>>Italienische Reise (1-3)] / Johann Wolfgang Goethe 463 1$1001SOB004914$12000 $a<<33 : [ >>Campagne 1792 ; Belagerung von Mainz] / Johann Wolfgang Goethe 463 1$1001SOB004917$12000 $a34, 1 : [ Sanct Rochus-Fest ; Rheingau Herbsttage ; Kunst und Alterthum am Rhein und Main ; Reise in die Schweiz] / Johann Wolfgang Goethe 463 1$1001SOB004921$12000 $a34, 2 : [ Lesearten zu Band 34-1 ; Vorbereitung zur 2. Reise nach Italien (1795 - 1796)] / Johann Wolfgang Goethe 463 1$1001SOB004923$12000 $a35-36 : [ Tag- und Jahreshefte (1-2. Theil)] / Johann Wolfgang Goethe 463 1$1001SOB004973$12000 $a<<37 : [ >>Jugendschriften : Frankfurt ; Leipzig ; Strassburg ; Frankf. Aufsätze- etc.] / Johann Wolfgang Goethe 463 1$1001SOB004974$12000 $a<<38 : [ >>Jugendschriften : Concerto ; Wieland ; Anektode ; Hanswurst ; Ewige Jude ; Vergötterung ; Erwin (1.)- Claudine (1.)] / Johann Wolfgang Goethe 463 1$1001SOB004975$12000 $a<<39 : [ >>Jugendschriften : Gottfried von Berlichingen ; Mahomet ; Prometheus ; Faust (1.) ; Iphigenie (1.)] / Johann Wolfgang Goethe 463 1$1001SOB004976$12000 $a<<40 : [ >>Schauspielkunst ; Aufsätze zur Literatur ; Jenaische Literatur ; Zeitung und Älteres] / Johann Wolfgang Goethe 463 1$1001SOB004978$12000 $a41, 1 : [ Aufsätze zur Literatur : Morgenblatt- Kunst und Alterthum (1-3)] / Johann Wolfgang Goethe 463 1$1001SOB004980$12000 $a41, 2 : [ Aufsätze zur Literatur : Kunst und Alterthum (4-6)] / Johann Wolfgang Goethe 463 1$1001SOB004981$12000 $a42, 1 : [ Aufsätze zur Literatur : Beiträge verschiedenen Zeitschriften ; Ankündigungen ; Geleitworte] / Johann Wolfgang Goethe 463 1$1001SOB004982$12000 $a42, 2 :[ Aufsätze dem Nachlass ; Vorarbeiten u. Bruchstücke ; Maximen und Reflexionen über Literatur und Ethik] / Johann Wolfgang Goethe 463 1$1001SOB004983$12000 $a43-44 : [ Benvenuto Cellini (1.-2. Theil)] / Johann Wolfgang Goethe 463 1$1001SOB004984$12000 $a<<45 : [ >>Rameau's Neffe ; Diderot's Versuch über die Malerei] / Johann Wolfgang Goethe 463 1$1001SOB004985$12000 $a<<46 : [ >>Winckelmann ; Philipp Hackert] / Johann Wolfgang Goethe 463 1$1001SOB004987$12000 $a<<47 : [ >>Schriften zur Kunst : 1788-1800] / Johann Wolfgang Goethe 463 1$1001E600200059881$12000 $a<<48 : [ >>Schriften zur Kunst : 1800-1818] / Johann Wolfgang Goethe 463 1$1001SOB004996$12000 $a<<49 : [ >>Schriften zur Kunst : 1816-1832 (1.Abth)] / Johann Wolfgang Goethe 463 1$1001SOB004998$12000 $a<<50 : [ >>Reineke Fuchs ; Hermann und Dorothea ; Achilleis ; Pandora] / Johann Wolfgang Goethe 463 1$1001SOB004999$12000 $a<<51-52: [>>Wilhelm Meisters theatralische Sendung (1.-2.)] / Johann Wolfgang Goethe 463 1$1001SOB005000$12000 $a<<53 : [ >>Nachträge zu der 1. Abth.] / Johann Wolfgang Goethe 463 1$1001SOB005002$12000 $a54-55 : [ Register zu Band [1-53] : A-L ; M-Z ; Register über Goethes Schriften ; Inhaltsverzeichnis der ersten Abtheilung ; Berichtigungen und Zusätze ; Tafel der Herausgeber] / Johann Wolfgang Goethe 463 1$1001SOBE00044973$12000 $a<<49: [>>Schriften zur Kunst : 1816-1832 (2. Abth)] / Johann Wolfgang Goethe 700 1$aGoethe$b, Johann Wolfgang : von$3AF00017461$4070$0151776 801 0$aIT$bUNISOB$c20240506$gRICA 912 $aE600200059924 940 $aM 102 Monografia moderna SBN 941 $aM 996 $aWerke$9182981 997 $aUNISOB