LEADER 06346oam 22014054 450 001 9910819914203321 005 20200520144314.0 010 $a1-4983-9268-7 010 $a1-4983-0801-5 010 $a1-4983-6374-1 035 $a(CKB)2550000001327887 035 $a(EBL)1727627 035 $a(SSID)ssj0001305918 035 $a(PQKBManifestationID)11859726 035 $a(PQKBTitleCode)TC0001305918 035 $a(PQKBWorkID)11273770 035 $a(PQKB)10602664 035 $a(MiAaPQ)EBC1727627 035 $a(Au-PeEL)EBL1727627 035 $a(CaPaEBR)ebr10890198 035 $a(CaONFJC)MIL624931 035 $a(OCoLC)883567840 035 $a(IMF)1IRLEE2014002 035 $a(IMF)1IRLEA2014002 035 $a(EXLCZ)992550000001327887 100 $a20020129d2014 uf 0 101 0 $aeng 135 $aurcnu|||||||| 181 $ctxt 182 $cc 183 $acr 200 10$aIreland : $eDetailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation 210 1$aWashington, D.C. :$cInternational Monetary Fund,$d2014. 215 $a1 online resource (202 p.) 225 1 $aIMF Staff Country Reports 300 $aDescription based upon print version of record. 311 $a1-4983-1185-7 311 $a1-306-93680-2 327 $aCover; CONTENTS; GLOSSARY; SUMMARY, KEY FINDINGS, AND RECOMMENDATIONS; INTRODUCTION; A. Information and Methodology Used for Assessment; INSTITUTIONAL AND MARKET STRUCTURE-OVERVIEW; TABLES; 1. ISE Member Firms; 2. Numbers of Market Intermediaries; PRECONDITIONS FOR EFFECTIVE SECURITIES REGULATION; A. Main Findings; B. Summary Implementation of the IOSCO Principles-Detailed Assessments; RECOMMENDED ACTION AND AUTHORITIES' RESPONSE; A. Recommended Action; B. Authorities' Response to the Assessment; DETAILED ASSESSMENT; A. Detailed Assessment of Implementation of the IOSCO Principles 330 3 $aThis Detailed Assessment of Observance assessment of Ireland was carried out using the 2011 International Organization of Securities Commissions (IOSCO) Methodology for Assessing Implementation of the IOSCO Principles. The legal framework is robust and provides the Central Bank of Ireland with broad supervisory, investigative and enforcement powers. There are arrangements for on-site and off-site monitoring of regulated entities. Thematic reviews in selected areas have complemented such monitoring. The Central Bank and the Irish Stock Exchange have also developed sound systems for market surveillance. Certain aspects of the legal provisions regarding the governance structure of the Central Bank of Ireland raise concerns about its independence, although there were no indications of any interference with day-to-day operations. The regime that applies to entities that have issued their securities to the public where their securities are not admitted to trading on a regulated market needs to be strengthened. The Central Bank of Ireland lacks the power to appoint administrators to investments firms in the event of financial difficulties within the firm. 410 0$aIMF Staff Country Reports; Country Report ;$vNo. 2014/136 606 $aBanks and banking 606 $aEconomic development 606 $aInternational finance 606 $aAccounting$2imf 606 $aBanks and Banking$2imf 606 $aFinance: General$2imf 606 $aInvestments: General$2imf 606 $aIndustries: Financial Services$2imf 606 $aPublic Finance$2imf 606 $aBanks$2imf 606 $aDepository Institutions$2imf 606 $aMicro Finance Institutions$2imf 606 $aMortgages$2imf 606 $aGeneral Financial Markets: General (includes Measurement and Data)$2imf 606 $aFinancial Institutions and Services: Government Policy and Regulation$2imf 606 $aPublic Administration$2imf 606 $aPublic Sector Accounting and Audits$2imf 606 $aPension Funds$2imf 606 $aNon-bank Financial Institutions$2imf 606 $aFinancial Instruments$2imf 606 $aInstitutional Investors$2imf 606 $aAuditing$2imf 606 $aBanking$2imf 606 $aFinance$2imf 606 $aInvestment & securities$2imf 606 $aFinancial reporting, financial statements$2imf 606 $aManagement accounting & bookkeeping$2imf 606 $aSecurities$2imf 606 $aFinancial services$2imf 606 $aFinancial statements$2imf 606 $aFinancial instruments$2imf 606 $aFinancial institutions$2imf 606 $aPublic financial management (PFM)$2imf 606 $aBanks and banking$2imf 606 $aFinancial services industry$2imf 606 $aFinance, Public$2imf 607 $aIreland$2imf 615 0$aBanks and banking. 615 0$aEconomic development. 615 0$aInternational finance. 615 7$aAccounting 615 7$aBanks and Banking 615 7$aFinance: General 615 7$aInvestments: General 615 7$aIndustries: Financial Services 615 7$aPublic Finance 615 7$aBanks 615 7$aDepository Institutions 615 7$aMicro Finance Institutions 615 7$aMortgages 615 7$aGeneral Financial Markets: General (includes Measurement and Data) 615 7$aFinancial Institutions and Services: Government Policy and Regulation 615 7$aPublic Administration 615 7$aPublic Sector Accounting and Audits 615 7$aPension Funds 615 7$aNon-bank Financial Institutions 615 7$aFinancial Instruments 615 7$aInstitutional Investors 615 7$aAuditing 615 7$aBanking 615 7$aFinance 615 7$aInvestment & securities 615 7$aFinancial reporting, financial statements 615 7$aManagement accounting & bookkeeping 615 7$aSecurities 615 7$aFinancial services 615 7$aFinancial statements 615 7$aFinancial instruments 615 7$aFinancial institutions 615 7$aPublic financial management (PFM) 615 7$aBanks and banking 615 7$aFinancial services industry 615 7$aFinance, Public 676 $a332.1 801 0$bDcWaIMF 906 $aBOOK 912 $a9910819914203321 996 $aIreland$9222393 997 $aUNINA