LEADER 06170oam 22013574 450 001 9910819804803321 005 20240402024151.0 010 $a1-4755-6571-2 010 $a1-4755-2897-3 010 $a1-4755-2064-6 035 $a(CKB)2550000001180095 035 $a(EBL)1588596 035 $a(SSID)ssj0001168179 035 $a(PQKBManifestationID)11754513 035 $a(PQKBTitleCode)TC0001168179 035 $a(PQKBWorkID)11142684 035 $a(PQKB)10472380 035 $a(MiAaPQ)EBC1588596 035 $a(Au-PeEL)EBL1588596 035 $a(CaPaEBR)ebr10825493 035 $a(CaONFJC)MIL560209 035 $a(OCoLC)867928649 035 $a(IMF)1SGPEE2013007 035 $a(IMF)1SGPEA2013007 035 $a(EXLCZ)992550000001180095 100 $a20020129d2013 uf 0 101 0 $aeng 135 $aurcnu|||||||| 181 $ctxt 182 $cc 183 $acr 200 10$aSingapore : $eDetailed Assessment of Implementation-IOSCO Objectives and Principles of Securities Regulation 205 $a1st ed. 210 1$aWashington, D.C. :$cInternational Monetary Fund,$d2013. 215 $a1 online resource (242 p.) 225 1 $aIMF Staff Country Reports 300 $aDescription based upon print version of record. 311 $a1-4755-2836-1 311 $a1-306-28958-0 327 $aCover; CONTENTS; GLOSSARY; EXECUTIVE SUMMARY; INTRODUCTION; INFORMATION METHODOLOGY USED FOR ASSESSMENT; REGULATORY STRUCTURE; LEGAL FRAMEWORK; MARKET STRUCTURE; A. Market Intermediaries; TABLES; 1. Market Intermediaries; 2. Singapore Exchange Limited Members; B. Collective Investment Schemes; 3. Singapore Mercantile Exchange Pte. Ltd.; 4. Number of Authorized and Recognized CIS(offered to retail investors); 5. AUM by Fund Types; C. Markets; 6. Total AUM of ETFs and Total Market Capitalization of REITs (Closed-End Property Funds); 7. SGX-Catalist Turnover and Size 327 $a8. SGX-Mainboard Turnover and Size 9. SMX-Turnover and Size; D. Preconditions for Effective Securities Regulation; MAIN FINDINGS; 10. Summary Implementation of the IOSCO Principles-Detailed Assessments; 11. Recommended Action Plan to Improve Implementation of the IOSCO Principles; DETAILED ASSESSMENT; 12. Detailed Assessment of Implementation of the IOSCO Principles 330 3 $aThis paper discusses the findings of the Detailed Assessment of Implementation on the International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation on Singapore. Overall compliance with IOSCO principles is generally high, although the assessors identified some vulnerabilities that need to be resolved. The Monetary Authority of Singapore?s (MAS) enforcement philosophy as regards securities markets and the financial intermediaries active therein is cogent, with outcomes focused and well developed. The Securities and Futures Act (Cap. 289) provides an effective framework to enable the sharing of information and cooperation between MAS and foreign regulators on supervisory and enforcement matters. 410 0$aIMF Staff Country Reports; Country Report ;$vNo. 2013/344 606 $aBanks and banking$zSingapore 606 $aAccounting$2imf 606 $aInvestments: General$2imf 606 $aMoney and Monetary Policy$2imf 606 $aPublic Finance$2imf 606 $aIndustries: Financial Services$2imf 606 $aGeneral Financial Markets: General (includes Measurement and Data)$2imf 606 $aPublic Administration$2imf 606 $aPublic Sector Accounting and Audits$2imf 606 $aAuditing$2imf 606 $aMonetary Policy$2imf 606 $aFinancial Institutions and Services: Government Policy and Regulation$2imf 606 $aPension Funds$2imf 606 $aNon-bank Financial Institutions$2imf 606 $aFinancial Instruments$2imf 606 $aInstitutional Investors$2imf 606 $aInvestment & securities$2imf 606 $aFinancial reporting, financial statements$2imf 606 $aManagement accounting & bookkeeping$2imf 606 $aMonetary economics$2imf 606 $aFinance$2imf 606 $aSecurities$2imf 606 $aFinancial statements$2imf 606 $aStanding facilities$2imf 606 $aFinancial services$2imf 606 $aFinancial institutions$2imf 606 $aPublic financial management (PFM)$2imf 606 $aMonetary policy$2imf 606 $aHedge funds$2imf 606 $aFinancial instruments$2imf 606 $aFinance, Public$2imf 606 $aFinancial services industry$2imf 607 $aSingapore$xEconomic conditions 607 $aSingapore$2imf 615 0$aBanks and banking 615 7$aAccounting 615 7$aInvestments: General 615 7$aMoney and Monetary Policy 615 7$aPublic Finance 615 7$aIndustries: Financial Services 615 7$aGeneral Financial Markets: General (includes Measurement and Data) 615 7$aPublic Administration 615 7$aPublic Sector Accounting and Audits 615 7$aAuditing 615 7$aMonetary Policy 615 7$aFinancial Institutions and Services: Government Policy and Regulation 615 7$aPension Funds 615 7$aNon-bank Financial Institutions 615 7$aFinancial Instruments 615 7$aInstitutional Investors 615 7$aInvestment & securities 615 7$aFinancial reporting, financial statements 615 7$aManagement accounting & bookkeeping 615 7$aMonetary economics 615 7$aFinance 615 7$aSecurities 615 7$aFinancial statements 615 7$aStanding facilities 615 7$aFinancial services 615 7$aFinancial institutions 615 7$aPublic financial management (PFM) 615 7$aMonetary policy 615 7$aHedge funds 615 7$aFinancial instruments 615 7$aFinance, Public 615 7$aFinancial services industry 676 $a332.1/52 712 02$aInternational Monetary Fund. 801 0$bDcWaIMF 906 $aBOOK 912 $a9910819804803321 996 $aSingapore$9453486 997 $aUNINA