LEADER 03102nam  2200673Ia 450 
001 9910816410703321
005 20200520144314.0
010   $a1-282-46132-X
010   $a9786612461323
010   $a0-8213-8254-3
024 7 $a10.1596/978-0-8213-8253-0
035   $a(CKB)2550000000005670
035   $a(EBL)476174
035   $a(OCoLC)608786584
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035   $a(US-djbf)16177064
035   $a(EXLCZ)992550000000005670
100   $a20091210d2010      uf         0
101 0 $aeng
135   $aurcn|||||||||
181   $ctxt$2rdacontent
182   $cc$2rdamedia
183   $acr$2rdacarrier
200 10$aComparing European and U.S. securities regulations $eMiFID versus corresponding U.S. regulations /$fTanja Boskovic, Caroline Cerruti, Michel Noel
205   $a1st ed.
210   $aWashington, D.C. $cWorld Bank$dc2010
215   $aviii, 173 pages ;$d26 cm
225 1 $aWorld Bank working paper,$x1726-5878 ;$vno. 184
300   $aDescription based upon print version of record.
311   $a0-8213-8253-5 
320   $aIncludes bibliographical references (p. 172-173).
327   $aContents; Acknowledgments; Acronyms and Abbreviations; Executive Summary; Introduction; 1. Regulatory Framework and Oversight; 2. Scope of the Securities Regulations; 3. Objectives of the Securities Regulations in Europe and the United States; 4. Implementation of the Different Objectives; 5. Post-Financial Crisis Lessons; 6. Conclusion and Areas for Future Research; Appendixes; References
330   $aThe paper compares the EU and US securities regulations, and specifically MiFID with the corresponding US regulations. It primarily focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services.The paper argues that the architecture and some of the rules regarding securities markets are different in the two regions, but the objectives and some of the outcomes are similar. It looks at the regulatory frameworks, the scope and objectives of securities regulations, the rules implementing the different objectives, and draws some crisis-related lessons
410  0$aWorld Bank working paper ;$vno. 184.
606   $aSecurities$zEuropean Union countries
606   $aSecurities$zUnited States
615  0$aSecurities
615  0$aSecurities
676   $a346.0926094
700   $aBoskovic$b Tanja$01719363
701   $aCerruti$b Caroline$01670817
701   $aNoel$b Michel$f1954-$01083038
712 02$aWorld Bank.
801  0$bMiAaPQ
801  1$bMiAaPQ
801  2$bMiAaPQ
906   $aBOOK
912   $a9910816410703321
996   $aComparing European and U.S. securities regulations$94117142
997   $aUNINA