LEADER 04083nam 2200673 450 001 9910815006803321 005 20220518005751.0 010 $a1-118-55031-5 010 $a1-118-63831-X 010 $a1-118-55032-3 035 $a(CKB)3710000000473431 035 $a(EBL)4036249 035 $a(SSID)ssj0001545727 035 $a(PQKBManifestationID)16136002 035 $a(PQKBTitleCode)TC0001545727 035 $a(PQKBWorkID)14051092 035 $a(PQKB)11783745 035 $a(DLC) 2015034614 035 $a(Au-PeEL)EBL4036249 035 $a(CaPaEBR)ebr11110940 035 $a(CaONFJC)MIL828492 035 $a(OCoLC)920677133 035 $a(CaSebORM)9781118550281 035 $a(MiAaPQ)EBC4036249 035 $a(PPN)240178874 035 $a(EXLCZ)993710000000473431 100 $a20151110h20152015 uy 0 101 0 $aeng 135 $aur|n|---||||| 181 $ctxt 182 $cc 183 $acr 200 10$aEnterprise compliance risk management $ean essential toolkit for banks and financial services /$fSaloni P. Ramakrishna 205 $a1st edition 210 1$aSingapore :$cWiley,$d2015. 210 4$dİ2015 215 $a1 online resource (367 p.) 225 1 $aWiley Corporate F&A 300 $aIncludes index. 311 $a1-118-55028-5 330 $a"The tools and information that build effective compliance programs Enterprise Compliance Risk Management: An Essential Toolkit for Banks and Financial Services is a comprehensive overview of managing compliance and compliance risk. With unique hands-on tools including templates, checklists, and scorecards, practitioners can immediately begin to jumpstart compliance initiatives. Written from a real-world perspective, the book goes beyond theory to describe the practical aspects of active compliance management from all facets. Compliance professionals aren't the only stakeholders in active risk management. These concerns involve the various strata of management within the organization, regulators, industry bodies, and customers. Although a young and evolving discipline, compliance risk management is being brought to center stage as the complexity of the financial world increases exponentially, layering nuance and dimension on to an already complex topic. Enterprise Compliance Risk Management meets the need for a comprehensive reference, providing a framework for keeping up-to-date with the multitude of diverse legal requirements and guidelines bankers face. Topics include: Active compliance management as a strategic intervention Connections to reputation, legal risk, governance, and customer satisfaction The entire ecosystem of stakeholders outside of designated compliance officers Operation, training, and reporting of various compliance models The book also includes a direct examination of "risk", including identification, measurement, mitigation, monitoring, remediation, and regulatory dialogue, and an exploration of multidimensional financial services that points out focal points for active compliance management. Compliance professionals seeking a handle on this vital but fledgling discipline can find the information they need in Enterprise Compliance Risk Management"--$cProvided by publisher. 330 $a"The book provides banks and the financial industry with a comprehensive overview of compliance risk and its active management"--$cProvided by publisher. 410 0$aWiley corporate F & A series. 606 $aFinancial services industry$xManagement 606 $aBusiness enterprises$xLaw and legislation 606 $aRisk management 615 0$aFinancial services industry$xManagement. 615 0$aBusiness enterprises$xLaw and legislation. 615 0$aRisk management. 676 $a332.1068/1 686 $aBUS003000$2bisacsh 700 $aRamakrishna$b Saloni P.$f1957-$01647452 801 0$bMiAaPQ 801 1$bMiAaPQ 801 2$bMiAaPQ 906 $aBOOK 912 $a9910815006803321 996 $aEnterprise compliance risk management$93994987 997 $aUNINA