LEADER 05361nam 2200625 450 001 9910813378403321 005 20230803034512.0 010 $a94-6094-931-2 035 $a(CKB)3710000000089010 035 $a(EBL)1951399 035 $a(SSID)ssj0001157865 035 $a(PQKBManifestationID)11693153 035 $a(PQKBTitleCode)TC0001157865 035 $a(PQKBWorkID)11210091 035 $a(PQKB)11142273 035 $a(MiAaPQ)EBC1951399 035 $a(Au-PeEL)EBL1951399 035 $a(CaPaEBR)ebr10838713 035 $a(CaONFJC)MIL663207 035 $a(OCoLC)874179315 035 $a(EXLCZ)993710000000089010 100 $a20140305h20132013 uy 0 101 0 $aeng 135 $aur|n|---||||| 181 $ctxt 182 $cc 183 $acr 200 10$aEU banking supervision /$fRoel Theissen 210 1$aHague, Netherlands :$cEleven International Publishing,$d2013. 210 4$dİ2013 215 $a1 online resource (1261 p.) 300 $aDescription based upon print version of record. 311 $a1-322-31925-1 311 $a94-6236-106-1 320 $aIncludes bibliographical references at the end of each chapters and index. 327 $aCover; Title Page; Table of Contents; Opening Remarks; Part A Overview; A1 An Overall Picture of Current Banking Supervision; A2 The Legislative Response to the 2007-2013 Subprime Crisis and the Origins of the Current Prudential Regime; 2.1 Introduction; 2.2 The Origins and Future of the Capital Requirements Directive (CRD); 2.3 The Wider Policy Response to the 2007-2013 Subprime Crisis; A3 Policy and Legal Basis of Banking Supervision; 3.1 Introduction; 3.2 Economic, Legal or Accountancy?; 3.3 Who Sets Banking Supervision Standards?; 3.4 Legal Basis of EU Supervision Regulation 327 $a3.5 National Implementation - Minimum Harmonisation, Goldplating and National DiscretionsPart B Bank; 4 What is a Bank?; 4.1 Introduction; 4.2 What Do Banks Do?; 4.3 Why Supervision of Banks?; 4.4 The CRD Definition of a Bank; 4.5 Government Banks and Exempted Banks; 5 Market Access; 5.1 Introduction; 5.2 License Requirements; 5.3 Cross-Border Market Access in the EU; 5.4 Market Access by Mergers and Acquisitions of Qualifying Holdings; 5.5 Cross-Border Market Access and Third Countries; 5.6 Prohibition to Receive Deposits or Other Repayable Funds from the Public; Part C Ongoing Requirements 327 $a6 Quantitative Supervision - Outline And Underpinnings6.1 Introduction; 6.2 The Solvency Ratio and Other Financial Buffer Requirements; 6.3 Standard and Self-Developed Models for Calculating Risk; 6.4 Accounting Standards (Transparency, Consolidation, Valuation and Original Own Funds); 6.5 Procyclicality; 7 Quantitative Requirements - Capital and own Funds; 7.1 Introduction to CRD Financial Buffers; 7.2 Five CRD-Definitions - One Numerator; 7.3 One Solvency Ratio Numerator - Three Tiers; 8 Quantitative Requirements - Credit Risk; 8.1 Introduction; 8.2 Standardised Approach 327 $a8.3 Foundation and Advanced IRB8.4 Derivatives and Related Products in the Standardised and the IRB Approach (Counterparty Credit Risk); 8.5 Credit Risk Protection; 8.6 Securitisations, Covered Bonds and Syndicated Loans; 9 Quantitative Requirements - Market Risk; 9.1 Introduction; 9.2 The Trading Book; 9.3 Standard Treatment of Different Market Risks; 9.4 Internal Model Approach (and Scope); 9.5 Market Risk Protection; 10 Quantitative Requirements - Operational Risk; 10.1 Introduction; 10.2 Basic Indicator Approach; 10.3 Standardised Approach and Alternative Standardised Approach 327 $a10.4 Advanced Measurement Approach (AMA)10.5 Operational Risk Protection in the AMA; 11 Quantitative Requirements - Large Exposures; 11.1 Introduction; 11.2 Large Exposures Regime; 11.3 Limitations on Qualified Holdings Outside Financial Sector; 12 Liquidity Requirements; 12.1 Introduction; 12.2 Quantitative Requirements on Liquidity?; 13 Organisational Requirements; 13.1 Introduction; 13.2 Who is Responsible for What?; 13.3 Organisational Requirements on All Banks; 13.4 Additional Requirements for All Banks that Qualify as Investment Firms 327 $a13.5 Additional Requirements for Banks that Apply Internal Models to Calculate Quantitative Requirements 330 $aThis book provides an introduction to EU banking supervision regulations. It provides a common basis of knowledge for people working in or studying banking supervision in the EU, or those unfamiliar with parts of the broad array of banking supervision requirements and instruments. The focus is on currently applicable regulations, largely drafted before the most recent financial crisis hit, as well as those rules and regulations drafted in its wake and which are in the process of being rolled out at the date of this publication. The book cross-links banking supervision with related subjects, su 606 $aBanks and banking$xState supervision$zEuropean Union countries 606 $aBanking law$zEuropean Union countries 615 0$aBanks and banking$xState supervision 615 0$aBanking law 676 $a341.7511 700 $aTheissen$b Roel$01654845 801 0$bMiAaPQ 801 1$bMiAaPQ 801 2$bMiAaPQ 906 $aBOOK 912 $a9910813378403321 996 $aEU banking supervision$94006926 997 $aUNINA