LEADER 05545oam 22011654 450 001 9910788294203321 005 20230807210102.0 010 $a1-4983-6764-X 035 $a(CKB)2670000000608539 035 $a(EBL)2008558 035 $a(SSID)ssj0001540351 035 $a(PQKBManifestationID)11824563 035 $a(PQKBTitleCode)TC0001540351 035 $a(PQKBWorkID)11533874 035 $a(PQKB)10538757 035 $a(MiAaPQ)EBC2008558 035 $a(Au-PeEL)EBL2008558 035 $a(CaPaEBR)ebr11041894 035 $a(CaONFJC)MIL763487 035 $a(OCoLC)907298828 035 $a(IMF)1ZAFEA2015007 035 $a(EXLCZ)992670000000608539 100 $a20020129d2015 uf 0 101 0 $aeng 135 $aurcnu|||||||| 181 $ctxt 182 $cc 183 $acr 200 10$aSouth Africa : $eFinancial Sector Assessment Program-Detailed Assessment of Implementation on the IOSCO Objectives and Principles of Securities Regulation 210 1$aWashington, D.C. :$cInternational Monetary Fund,$d2015. 215 $a1 online resource (253 p.) 225 1 $aIMF Staff Country Reports 300 $aDescription based upon print version of record. 311 $a1-4983-9086-2 311 $a1-4983-0595-4 327 $aCover; CONTENTS; GLOSSARY; EXECUTIVE SUMMARY; INTRODUCTION; INFORMATION AND METHODOLOGY USED FOR ASSESSMENT; INSTITUTIONAL AND MARKET STRUCTURE-OVERVIEW; A. Regulatory Structure; B. Market Structure; TABLES; 1. Key Market Information; 2. Number of JSE Members by Market; 3. Ownership of JSE Equity Firms; 4. Financial Services Providers Licensed under the FAIS Act (By Category); 5. Assets under Management in South African Collective Investment Schemes; PRECONDITIONS FOR EFFECTIVE SECURITIES REGULATION; MAIN FINDINGS 327 $aSUMMARY IMPLEMENTATION OF THE IOSCO PRINCIPLES6. Summary Implementation of the IOSCO Principles-Detailed Assessments; RECOMMENDED ACTION PLAN AND AUTHORITIES' RESPONSE; 7. Recommended Action Plan to Improve Implementation of the IOSCO Principles; A. Authorities' Response to the Assessment; DETAILED ASSESSMENT; 8. Detailed Assessment of Implementation of the IOSCO Principles 330 3 $aThis paper discusses findings of the Detailed Assessment of Implementation on the IOSCO (International Organization of Securities Commissions) Objectives and Principles of Securities Regulation in South Africa. Although South Africa?s level of implementation of the IOSCO principles is complete in several areas, there is room for enhancement. The legal framework is robust and provides the authorities with broad supervisory, investigative, and enforcement powers. There are arrangements for on-site and off-site monitoring of regulated entities. The powers to cooperate with domestic and foreign counterparts are extensive. Accounting and auditing standards are high, as is the disclosure regime that applies to listed companies in practice. 410 0$aIMF Staff Country Reports; Country Report ;$vNo. 2015/057 606 $aSecurities$zSouth Africa 606 $aCapital market$zSouth Africa 606 $aAccounting$2imf 606 $aInvestments: General$2imf 606 $aInvestments: Stocks$2imf 606 $aIndustries: Financial Services$2imf 606 $aPension Funds$2imf 606 $aNon-bank Financial Institutions$2imf 606 $aFinancial Instruments$2imf 606 $aInstitutional Investors$2imf 606 $aGeneral Financial Markets: General (includes Measurement and Data)$2imf 606 $aPublic Administration$2imf 606 $aPublic Sector Accounting and Audits$2imf 606 $aFinancial Institutions and Services: Government Policy and Regulation$2imf 606 $aInvestment & securities$2imf 606 $aFinance$2imf 606 $aFinancial reporting, financial statements$2imf 606 $aSecurities$2imf 606 $aStocks$2imf 606 $aFinancial statements$2imf 606 $aHedge funds$2imf 606 $aFinancial services$2imf 606 $aFinancial institutions$2imf 606 $aPublic financial management (PFM)$2imf 606 $aFinancial instruments$2imf 606 $aFinancial services industry$2imf 606 $aFinance, Public$2imf 607 $aSouth Africa$2imf 615 0$aSecurities 615 0$aCapital market 615 7$aAccounting 615 7$aInvestments: General 615 7$aInvestments: Stocks 615 7$aIndustries: Financial Services 615 7$aPension Funds 615 7$aNon-bank Financial Institutions 615 7$aFinancial Instruments 615 7$aInstitutional Investors 615 7$aGeneral Financial Markets: General (includes Measurement and Data) 615 7$aPublic Administration 615 7$aPublic Sector Accounting and Audits 615 7$aFinancial Institutions and Services: Government Policy and Regulation 615 7$aInvestment & securities 615 7$aFinance 615 7$aFinancial reporting, financial statements 615 7$aSecurities 615 7$aStocks 615 7$aFinancial statements 615 7$aHedge funds 615 7$aFinancial services 615 7$aFinancial institutions 615 7$aPublic financial management (PFM) 615 7$aFinancial instruments 615 7$aFinancial services industry 615 7$aFinance, Public 676 $a332.152 801 0$bDcWaIMF 906 $aBOOK 912 $a9910788294203321 996 $aSouth Africa$9172791 997 $aUNINA