LEADER 05819nam 22007331c 450 001 9910784259203321 005 20200115203623.0 010 $a1-4725-5912-6 010 $a1-280-80060-7 010 $a9786610800605 010 $a1-84731-169-5 024 7 $a10.5040/9781472559128 035 $a(CKB)1000000000338526 035 $a(EBL)285421 035 $a(OCoLC)181845737 035 $a(SSID)ssj0000234961 035 $a(PQKBManifestationID)12093024 035 $a(PQKBTitleCode)TC0000234961 035 $a(PQKBWorkID)10246528 035 $a(PQKB)11635466 035 $a(MiAaPQ)EBC1750718 035 $a(MiAaPQ)EBC285421 035 $a(Au-PeEL)EBL1750718 035 $a(CaPaEBR)ebr10276126 035 $a(CaONFJC)MIL80060 035 $a(OCoLC)893331313 035 $a(OCoLC)191802363 035 $a(UtOrBLW)bpp09256107 035 $a(Au-PeEL)EBL285421 035 $a(EXLCZ)991000000000338526 100 $a20140929d2001 uy 0 101 0 $aeng 135 $aur|n|---||||| 181 $ctxt 182 $cc 183 $acr 200 00$aRegulating financial services and markets in the twenty first century $fedited by Eilis Ferran and Charles A.E. Goodhart 205 $a1st ed. 210 1$aOxford $aPortland, Oregon $cHart Publishing $d2001. 215 $a1 online resource (356 p.) 300 $a"Contains revised versions of papers that were presented at a conference on The Challenges Facing Financial Regulation, which took place in the Law Faculty, Cambridge University, in July 2000"--Pref. 311 $a1-84113-279-9 320 $aIncludes bibliographical references and index 327 $aGENERAL OVERVIEW -- 1. Regulating Financial Services and Markets in the Twenty First Century: An Overview -- Eili?s Ferran and Charles A.E. Goodhart -- 2. Reforming Financial Regulation: Progress and Priorities -- Howard Davies -- OBJECTIVES AND PRINCIPLES -- 3. Regulatory Principles and the Financial Services and Markets Act 2000 -- Colin Mayer -- 4. Examining the Objectives of Financial Regulation-Will the New Regime Succeed? A Practitioner's View -- Amelia C. Fawcett -- 5. Incentive v. Rule-Based Financial Regulation: A Role for Market Discipline -- Rahul Dhumale -- REGULATION OF SENIOR MANAGEMENT -- 6. Directors' Fiduciary Duties and the Approved Persons Regime -- Colin Bamford -- 7. Fiduciary Duties, Regulation of Companies and Regulation of Individuals -- Sir Adam Ridley -- DISCIPLINE, ENFORCEMENT AND HUMAN RIGHTS -- 8. Regulatory Discipline and the European Convention on Human Rights-A Reality Check -- Daniel F. Waters and Martyn Hopper -- 9. Holding the Balance-Effective Enforcement, Procedural Fairness and Human Rights -- Thomas A.G. Beazley -- ACCOUNTABILITY -- 10. Regulating the Regulator-A Lawyer's Perspective on Accountability and Control -- Alan Page -- 11. Regulating the Regulator-An Economist's Perspective on Accountability and Control -- Charles A.E. Goodhart -- 12. Public Accountability in the Financial Sector -- Rosa M. Lastra and Heba Shams -- EUROPEAN REGULATION -- 13. Regulating European Markets: The Harmonisation of Securities Regulation in Europe in the New Trading Environment -- Eddy Wymeersch -- 14. The Case for a European Securities Commission -- Gilles Thieffry -- INTERNATIONAL REGULATION -- 15. New Issues in International Financial Regulation -- John Eatwell -- 16. The Financial Stability Forum (FSF): Just Another Acronym? -- Andrew G. Haldane -- 17. The Need for Efficient International Financial Regulation and the Role of a Global Supervisor -- Kern Alexander -- ROLE OF RATING AGENCIES -- 18. The Role of Rating Agencies in Global Market Regulation -- Steven L. Schwarcz -- 19. The Role of Credit Rating Agencies in the Establishment of Capital Standards for Financial Institutions in a Global Economy -- Howell E. Jackson -- TECHNOLOGICAL CHANGE AND REGULATION -- 20. The Challenge of Technology-Regulation of Electronic Financial Markets 330 8 $aThe essays in this work offer a high-level examination of the most important issues facing financial services regulation,and the far-reaching effects of the Financial Services and Markets Act 2000 on the UK financial sector in the context of rapid global change. Taking an interdisciplinary approach the book includes contributions by many distinguished academic authorities on the law and economics of regulation, and also some of the most influential practitioners, regulators and policymakers. As such it provides an authoritative analysis of the underlying issues affecting the broad development of financial services regulation: the objectives of regulation, the responsibilities of the regulated community, the accountability of regulators, the regulation of electronic financial markets and the impact of stock market mergers, regional regulation within Europe, and the development of global financial regulation 606 $aFinancial services industry$xLaw and legislation$zGreat Britain 606 $2Financial services law & regulation 606 $aFinancial institutions$xLaw and legislation$zGreat Britain 606 $aSecurities industry$xLaw and legislation$zGreat Britain 606 $aInvestments$xLaw and legislation$zGreat Britain 615 0$aFinancial services industry$xLaw and legislation 615 0$aFinancial institutions$xLaw and legislation 615 0$aSecurities industry$xLaw and legislation 615 0$aInvestments$xLaw and legislation 676 $a346.41/082 702 $aFerran$b Eilis 702 $aGoodhart$b C. A. E$g(Charles Albert Eric), 801 0$bUtOrBLW 801 1$bUtOrBLW 801 2$bUkLoBP 906 $aBOOK 912 $a9910784259203321 996 $aRegulating financial services and markets in the twenty first century$9739615 997 $aUNINA